#aml program

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2014 is an eventful year when it comes to compliance. This article outlines the most significant regulatory events and updates of 2014 from the perspective of CFDs and FX providers. It should be noted that these events are relevant to a lot of other Australian Financial Services Licensees and Reporting Entities (REs) under the Anti-Money Laundering and Counter-Terrorism Financing Act 2006 (AML/CTF Act).

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The Latest Technology Trends That Banks Are Proactively Adopting – Part II

After all the compliance officers have found RPA to be a key in meeting compliance. Through RPA, productivity is increased, which improves KYC, Anti Money Laundering (AML), Counter-Terrorism Financing (CTF) compliance methods.....@http://bit.ly/39bzonT

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The Latest Technology Trends That Banks Are Proactively Adopting – Part I

With an increasing trend of digital frauds & stringent compliance needs by regulatory authorities, banks are incorporating AI technology to meet KYC and AML Compliance.....@http://bit.ly/2GwvgCk

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Assist with drafting and implementation of the AML/CTF Program. Also assists with Program updates and the Independent Review of the Part A program.....@http://bit.ly/2mFx7P8

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We offer tailored AFSL Compliance solution to organisations with AML/CTF obligations, and/or obligations under their AFSLs.....@http://bit.ly/2MecP8S

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A Few Words About Xiaoshu Liu – The Founder Of Xenia Compliance

Xiaoshu Liu has established Xenia Compliance Consulting Pty. Ltd. to offer organisations with quality and practical compliance solutions to ensure that they’re amenable with their Anti Money Laundering and Counter-Terrorism Financing (AML/CTF) obligations as well as the Australian Financial Services Licence (AFSL) conditions.....@http://bit.ly/35W5uC9

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Is It Right To Accept The Scanned Copy Of A Certified Document?

The reason behind getting a certified copy of any document is that an individual who has been authorised by the AML/CTF Rules has seen the original copy and the document, & has verified or affirmed that it’s the same like that of the original.....@http://bit.ly/2L17Bg9

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Wholesale Clients Need Not Worry About AML Stuff – Myth Busted

KYC needs are hugely dealt with in Chapter 4 of the Anti-Money Laundering and Counter-Terrorism Financing Rules Instrument 2007 No. 1 (Cth) (the ‘AML/CTF Rules’, the ‘Rules’).....@http://bit.ly/2CM3GiL