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#create-conflicts

complianceconsultant

Jan 16, 2014

FG14/1 - Supervising retail investment advice: inducements and conflicts of interest

Our guidance explains our concerns and why certain practices under service or distribution agreements are likely to create conflicts of interest and result in firms not acting in their customers’ best interests.

Follow this link: FG14/1 – Supervising…

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#certain-practices #concerns #create-conflicts #customers #finalised guidance #firms-not #guidance-explains #our-concerns #service-or-distribution #their-customers #under-service

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