Jul 30, 2015
Management information for conduct risk
Management information for conduct risk
WOC Editor: Agree that MI for all risks are key and must be linked to these key areas. For many firms, a suite of MI analysed in different ways would be ideal, but is impractical and costly whereas a proper analysis, compilation of a management information deck coupled with objective, even independent, periodic re-testing should be sufficient. There may be lower level MI that could have a middle…
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