#ecommschannels

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Why does FI Need To Embrace the Shift Towards New e-Comms Channels?

Embracing the new e-Comms Channels is an easy shift for clients to make, but it’s not so easy for financial firms. Customers of FI’s are…

A Shift Towards New e-Comms Channels | communication compliance

Accepting the new e-Comms Channels is an easy shift for clients to make, but it’s not so easy for financial firms. However, they are required to publicly approve at least one such digital communication and turn on all the necessary back-end resources for legal operations, and achieve communication compliance according to the financial regulators. Read the complete article and visit our website for more information.

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Does a Client Want It? | Shield

Can you give your clients and financial regulators what they want? Yes, you can. Visit this article to know more about how can you do that.

Record Keeping Via RegTech | e-Comms Surveillance | Shield

Record keeping via RegTech is essential to maintain market integrity and to stop market manipulation by inappropriate conduct. Monitoring for recommendations made on social media sites is challenging but essential to achieving communication compliance. Check out this infographic and read more on our website. Visit: https://bit.ly/3KeQqVB

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Does a Client Want It? | Shield

Can you give your clients and financial regulators what they want? Yes, you can. Visit this article to know more about how can you do that.

Communication Is Decreasing Via E-mail | e-Comms Channels

Clients of Financial firms are using e-Comms channels to connect with their financial advisors and planners, and shifting away from email.  SMS text, whether it’s by messaging, DM on Instagram, or on WhatsApp, is up to individual preference, but it’s decreasingly via email. Visit our website and get detailed information on financial regulators and RegTech.