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Dennis Ayre-Former Hill Top Securities Broker-Settles $1.18m+ in Customer Disputes and is Barred From Securities Industry-Beverly Hills, CA

Dennis Ayre Investigation April 2022-Beverly Hills, CA According to publicly available records Dennis Ayre, a former stockbroker who last worked for Hill Top Securities discloses that he has 9 prior customer complaints and 5 pending customer complaints. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires…

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#Hilltop Securities #Hilltop Securities complaint #Merrill Lynch #Merrill Lynch investigation #oppenheimer #oppenheimer investigation #recover investment losses #securities attorney #stockbroker negligence #texas securities attorney #texas securities fraud lawyer

Bradley Scott-LPL Financial Broker- Discloses $1.4 Million Customer Settlement- Mansfield, TX

November 2018-Mansfield, TX

According to publicly available records Bradley Kyle Scott , (CRD# 4381014) , a stockbroker who currently employed by LPL Financial who was previously registered with Southwest Securities, Inc., (now Hilltop Securities) disclose the settlement of a customer dispute for $1.4 million.

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and…

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#Bradley Scott #finra arbitration attorney #Hilltop Securities #lpl financial complaint #recover investment losses #Rushing Scott Wealth Management #Southwest Securities complaint #stockbroker malpractice #stockbroker negligence #texas securities attorney #texas securities fraud lawyer

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