Rex Securities Law Blog @rexsecuritieslaw - Tumblr Blog

Rex Securities Law Investment Fraud Attorney Investigates Emerson Equity Broker Joshua David Chapin Last Updated: June 2026 Here's What You Need to Know About Corona Del Mar, California Stockbroker Josh Chapin…...

Rex Securities Law Investment Fraud Attorney Investigates Former LPL Financial Broker Bradley David Carrier

Last Updated: May 2026 – Altamonte Springs, FL Here’s what you need to know about Bradley David Carrier. CRD Number: 7494979 Bradley David Carrier Current Employer: Not currently registered with FINRA Most Recent Investment Advisory Affiliation: Synergy Investment Management LLC Primary Location: Altamonte Springs, Florida Function: Stockbroker / Financial Advisor Prior Employers: LPL Financial…

Rex Securities Law Investment Fraud Attorney Investigates Robert Ainbinder, a Former WestPark Capital Broker

Last Updated: May 2026 — Boca Raton, FL Here’s what you need to know about Boca Raton, FL stockbroker Robert Edward Ainbinder Jr.: Name: Robert Edward Ainbinder Jr. CRD Number: 2389470 Current Registration Status: Not currently registered with any FINRA-member firm Most Recent Firms: WestPark Capital, Inc. (2022–2023; Boca Raton, FL) Univest Securities, LLC (2020–2021; New York, NY) WestPark…

Rex Securities Law Investment Fraud Attorney Investigates Alvaro Mauricio Jiron, Broker with LPL Financial LLC

Last Updated: May 2026 — Coral Gables, FL Here’s what you need to know about Coral Gables, FL stockbroker Alvaro Jiron, a broker with LPL Financial: Name: Alvaro Mauricio Jiron Current Employer: LPL Financial LLC (since 2/2023) Prior Firms: Infinex Investments, Inc. (2016–2023) J.P. Morgan Securities LLC (2014–2016) LPL Financial LLC (2009–2014) Ameriprise Financial Services, Inc. (2009) VALIC…

Rex Securities Law Investment Fraud Attorney Investigates Samuel Izaguirre, Broker with LPL Financial LLC

Last Updated: May 2026 — Miami Lakes, FL Here’s what you need to know about Miami Lakes, FL stockbroker Samuel Izaguirre: Name: Samuel Izaguirre Current Employer: LPL Financial LLC (since 2011) Prior Firms: Independent Financial Partners (2015–2018) Chase Investment Services Corp. (2009–2011) WaMu Investments, Inc. (2004–2009) Other Business Affiliations: SI Wealth Management, LLC…

Rex Securities Law Investment Fraud Attorney Investigates Ryan Masters, a Broker formerly with Stifel Nicolaus & Co.

Last Updated: May 2026 — Coral Gables, FL Here’s What You Need to Know About Coral Gables, Florida Stockbroker Ryan R. Masters: Name: Ryan Richard Masters Current Employer: Morgan Stanley, 220 Alhambra Circle, 10th Floor, Coral Gables, FL 33134 (since 2/2025) Prior Firms: Stifel, Nicolaus & Company, Incorporated (12/2015-2/2025) ; Barclays Capital Inc.; Morgan Stanley Smith Barney LLC CRD…

Rex Securities Law Investment Fraud Attorney Investigates Robert Sperber, a broker formerly with Stifel Nicolaus & Co.

Last Updated: May 2026 — Coral Gables, Florida Here’s What You Need to Know About Coral Gables, Florida Stockbroker Robert Sperber Name: Robert Dean Sperber Current Employer: Morgan Stanley (since 2/2025) Prior Firms: Stifel, Nicolaus & Company, Incorporated (12/2015-2/2025) ; Barclays Capital Inc.; Morgan Stanley Smith Barney; Citigroup Global Markets Inc.; UBS Financial Services Inc.; CIBC…

Rex Securities Law Investment Fraud Attorney Investigates Hector Mena, Broker with Cetera Wealth Services, LLC

Last Updated: May 2026 — Hypoluxo, FL Here’s what you need to know about Hypoluxo, FL stockbroker Hector Mena: Name: Hector Alberto Mena CRD Number: 5400535 Current Employer: Cetera Wealth Services, LLC (Registered Representative since November 2021) Cetera Investment Advisers LLC (Investment Adviser Representative since July 2023) Prior Firms: Wells Fargo Clearing Services, LLC…

Rex Securities Law Investment Fraud Attorney Investigates Lino J. Gutierrez, a Former Merrill Lynch Broker

Last Updated: May 2026 — Stuart, FL Here’s what you need to know about Stuart, FL stockbroker Lino J. Gutierrez: Name: Lino J. Gutierrez Aliases: Joe Gutierrez, Lino Gutierrez, Lino Joe Gutierrez CRD Number: 5527598 Current Registration Status: Not currently registered with any FINRA-member firm Most Recent Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated (2017–2025) Prior Firms: Wells…

Rex Securities Law Investment Fraud Attorney Investigates Kevin C. Forrest, a Broker with Morgan Stanley

Last Updated: May 2026 — Miami, Florida Here’s What You Need to Know About Miami, Florida Stockbroker Kevin Forrest Name: Kevin Christopher Forrest Current Employer: Morgan Stanley Prior Firms: None disclosed Other Business Affiliations: Zack’s Auto Service CRD Number: 5873266 Stockbroker / Financial Advisor: Yes Can Broker be Sued in FINRA: Yes Current Customer Dispute Seeks Total Damages of:…

Rex Securities Law Investment Fraud Attorney Investigates Former PFS Investments Advisor Lyhen Fiallo (Hernandez)

Last Updated: May 2026 — Hialeah, Florida Here’s What You Need to Know About Hialeah, Florida Stockbroker Lyhen Fiallo Name: Lyhen Fiallo Alias: Lyhen Hernandez Current Employer: Barred from acting as a broker by FINRA Prior Firms: PFS Investments Inc. (2020–2024) Other Business Affiliations: Sales of investment-related products through affiliated Primerica entities; involvement with mortgage…

Rex Securities Law Investment Fraud Attorney Investigates Ozzie Delgado, a Broker with Kovack Securities

Last Updated: May 2026 – Williston, FL Here’s what you need to know about Osvaldo Delgado Jr. CRD Number: 5709747 Alias: Ozzie Delgado Current Employer: Kovack Securities Inc. Current Investment Adviser Firm: Kovack Advisors, Inc. (since 2012) Other Business Affiliations: Cross Oak Wealth Primary Location:Williston & Ft. Lauderdale, Florida Function: Stockbroker / Financial Advisor Prior…

Rex Securities Law Investment Fraud Attorney Investigates Mat White, a Broker with Cetera Wealth Services

Last Updated: May 2026 — Baytown, Texas Here’s what you need to know about Matthew B. White: CRD Number: 3039904 Name: Matthew Blaise White Current Employer: Cetera Wealth Services, LLC (since 7/2025) Current Investment Advisory Firm: Cetera Investment Advisers LLC Prior Employers: Avantax Investment Services, Inc. (1/2000-9/2025); Avantax Advisory Services Other Business Affiliations: Tax…

Rex Securities Law Investment Fraud Attorney Investigates Gabriel Martin, Former Broker with LPL Financial LLC

Last Updated: May 2026 — Covington, Louisiana Here’s what you need to know about Gabriel Martin: CRD Number: 7815903 Broker Name: Gabriel Martin Registered Investment Advisor: Pelican Advisory Most Recent FINRA Employer: LPL Financial LLC (12/2023-12/2024) Current Registration Status: Not Currently Registered with FINRA Primary Location: Covington, Louisiana Function: Stockbroker / Financial…

Rex Securities Law Investment Fraud Attorney Investigates Samuel Duckett, a Broker with Morgan Stanley

Last Updated: May 2026 — Austin, Texas Here’s what you need to know about Samuel J. Duckett: CRD Number: 5820876 Broker Name: Samuel Jonathan Duckett Current Employer: Morgan Stanley (since 2/2020) Other Business Affiliation: Beyondsoft Consulting, Inc. (Project Manager) Function: Stockbroker / Financial Advisor Passed Exams: Series 7TO, Series 66, and SIE Primary Location: Austin, Texas Can…

Rex Securities Law Investment Fraud Attorney Investigates Jeffrey Mann, a Broker with Douglas Scott Securities

Last Updated: May 2026 — Plano, TX Here’s what you need to know about Plano, TX stockbroker Jeffrey D. Mann: Name: Jeffrey Douglas Mann Current Employer: Douglas Scott Securities, Inc. (since 1995) Prior Firms: Wellington Ashford Capital, Inc. (1995) Braxton-Stellar Securities, Inc. (1995) Kinlaw Securities Corporation (1993–1995) Other Business Affiliations: Hill Country Exploration, Inc.…

Rex Securities Law Investment Fraud Attorney Investigates Ken Arena, a Broker with Cetera Wealth Services

Last Updated: May 2026 — Pompano Beach, Florida Here’s What You Need to Know About Pompano Beach, Florida Stockbroker Ken Arena Name: Kenneth Joseph Arena Current Employer: Cetera Wealth Services, LLC; Cetera Investment Advisers LLC Prior Firms: Newbridge Financial Services Group, Inc.; Newbridge Securities Corporation; Ameriprise Financial Services, Inc.; Wachovia Securities, LLC; First Union…

Trending Blogs

Recently Viewed Blogs

Rex Securities Law Blog