OTC Transfer Agent Services Since its inception in 1987, Colonial Stock Transfer has been a leading OTC stock transfer agency well positioned with the Securities and Exchange Commission (SEC). To build and maintain great engagement with shareholders, companies should hire a trusted transfer agent who is primarily involved in OTC securities. With the growing pressure on industry executives to adhere to increasingly stringent regulations, it is vital that your relocation agent is aware of and able to handle these responsibilities. reduce your OTC securities. Their OTC companies trade through a retail network such as OTC Market Group, which offers electronic values and listing criteria that are less stringent than national exchanges. Companies like this trade in OTC for a variety of reasons. However, OTC securities are heavily regulated by the SEC and FINRA, so these companies must ensure that regulatory disclosures and secure transactions are processed in accordance with SEC rules. Some of the moving agent services we provide include: SEC shareholder maintenance Online cap register management OTC stock issues and movements Verified Shares Program Broker and investor support Co-agent meetings -consultation and management DTC eligibility Shareholder communication Investment relations websites To run a successful OTC company, you need to select an experienced transfer group such as Colonial Stock Transfer. Here are some of the benefits of hiring Colonial as your relocation agent: