Aug 28, 2014
Citigroup Fined $1.85 Million- Ordered by FINRA to pay $638,000 Restitution
Citigroup Fined $1.85 Million- Ordered by FINRA to pay $638,000 Restitution
FINRA fined Citigroup Global Markets $1.85 million and ordered the company to pay restitution to investors of $638,000 for failing to provide best execution in 22,000 customer transactions involving non-convertible preferred securities.
See FINRA press release for details.
Rex Securities Law provides nationwide representation to investors seeking recovery of investment losses due to the…
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