#ecomms

[shielfc]

Strange Bedfellows by Politics and RegTech - Shield

With regulations changing as quickly as they do and with increased scrutiny of trades between financial markets, we expect to see greater automation. Watch the infographic or visit us for more detailed information at https://bit.ly/2PfAeuO

[shielfc]

Shield - Politics and RegTech Make Strange Bedfellows

The United States does have a bit of a reputation for being Ameri-centric which is greeted by the rest of the world with either total nonchalance or a bit of chiding. Check out the blog to know more about Politics and RegTech at https://bit.ly/2PfAeuO

[shielfc]

Politics and RegTech Make Strange Bedfellows

Wall Street has different relationships with Republicans versus Democrats which tend to be more relaxed with the former. Read the blog for more details about Politics and RegTech.

[shielfc]

Data Archiving isn't Sufficient: Trader Breaks Charges by Deleting WhatsApp Messages

Well that is a feature that wouldn't have been significant only 5 years prior. In any case, a new lawful decision that went for a suspected fraudster provides us cause for opportunity to stop and...

Trader Escapes Charges by Deleting WhatsApp Messages

The US Financial Industry Regulatory Authority (FINRA) updated its guidelines in 2017 in response to the rise of eComms to transact trades and conduct other financial business within the industry. Read the blog for more information at https://bit.ly/3rBOCf2

[shielfc]

Data Archiving isn’t Enough: Trader Escapes by Deleting WhatsApp Msg

Archiving critical eComms & related transaction data is standard practice and regulatory requirement upheld by all financial firms. Read this blog for more info.

Data Archiving isn’t Enough - Deleting WhatsApp Messages

The FCA received disappointing news of a verdict that they had been anxiously awaiting for more than 20 months: Konstantin Vishnyak was found not guilty of insider trading. Read more details about Data Archiving at Shield.

[shielfc]

Data Archives - Shining Light on the Darkness - Shield

Archiving remains popular, but, despite the new guidelines rolled out since that report, most firms remain unable to adhere to those regulations and cannot yet proactively or effectively detect fraud. Check out the infographic.

[shielfc]

Shield's New Integration | Surveillance and Investigations

The Shield platform is one of the first compliance platforms to provide full surveillance as well as record and search of Microsoft Teams. For more details about new Microsoft Teams integration features view this infographic. Source: https://bit.ly/2HQPMS8