“Scorn poverty: no one is as poor as he was from birth. Scorn pain: Either it will go away or you will. Scorn death: either it finishes you or it transforms you.
-From On Providence by Seneca
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“Scorn poverty: no one is as poor as he was from birth. Scorn pain: Either it will go away or you will. Scorn death: either it finishes you or it transforms you.
-From On Providence by Seneca
A Brief Note on the Sarah Jeong Affair
Brownshirts delight in finding real or perceived double standards in others that rationalize their own fundamentally inconsistent political-ethical projects. Liberal hypocrisy (“Why a British empire and not an Italian Mediterranean Lake?”) justifies their own callousness and lust for blood. That is why it is not suprise at all that the usual far right suspects have come out of the wood work in response to the Sarah Jeong controversy. An Asian American’s ability to mock white people is being challenged by those who have no problem with their own “ironic”/unapologetic bigotry. The threadbare bugbear of “reverse racism” is being raised to rally those whose own program against people of color is not just a matter of mean words
At the same time, one can remain unsatisfied with certain defenders of Jeong which presume that everything is justified as long as one is punching up. The figure of the Asian Klansman is an oyxmoran. Anti-white sentiments do no carry the same institutional weight and consequences as, say, anti-black ideas. One should expect people to feel hurt and vindictive in a society that was not founded with them in mind, and those of Europeon background should accompany others through these emotiona instead of demonizing them as monsterous threats to the social order. But that still does not mean that there is nothing pathological in fantasizing about “canceling” an entire people, in stereotyping others as being without culture, in constantly coming again and again back to the same ethnic group as a rhetorical punching bag. Things do not need to be just as pernicious as the alt-right in order to be stumbling blocks to human solidarity. In a colonized world, subaltern hatred for what is alien to oneself may often be the beginning of freedom, but it certainly is not its end. A serene cosmopolitanism should be the aim of all human nations and cultures, not a white man’s burden.
A thousand Sarah Jeongs is preferable to one Nazi. It is better that there be people who admit that prejudice in general is wrong than that there be open and unabashed racial chauvinists that will tolerate no rivals. But one should not give one’s blessing to a “progressive” wokeness which normalizes irrational vitriol and treats itself as the vanguard of political discourse by flattering the bourgeois pretensions to worthiness of a rising generation of ideologues and entrepreneurs.
Part of the problem in discussing these matters is that there is a verbal ambiguity when it comes to discussing whiteness. According to critical theory, whitenesss is the name of a social technology that is used to elevate a herrenvolk over others, not the name of an essence that any human being actually has. No one is ontologically white (or black for that matter). At the same, being white is commonly treated as an objective state that one can inhabit and which pervades one’s life. And according to the not entirely unreasonable. doxa of the day, an attack on an identity is the same as an attack on the person bearing it. Hence the endless cycles of rage and chest thumping on the part of Europeans and white settler population when anti-racism is put on the table. In order to break this chain of reaction, attacks on Caucasian privilege need to be careful to focus on the institutions of white supremacy (chauvenistic educational systems, unjust property relationships, etc). Our war is, primarily, against the unclean spirits in the high places, not flesh and blood persons who can be disentangled from their social position. “Whiteness” is demonic, but “white” people are themselves not devils. A similar approach can be used to deal with the much talked debates over “Western Civilization.” The achievements of Goethe, Galileo, and Rembrandt belong to global humanity, not an exclusionary European Geist. One can break the white mythology that surrounds these figures without excising them from the historic patrimony that all are rightful heirs to.
There are precedents for such an attitude towards whiteness. The antifascist fight of the 30s and 40s was against Nazism and Fascism, not "the Germans" or "the Italians." And in contemporary times, the more reflective, and politically astute, wing of the anti-Zionist movement has been careful to distinguish between Zionism and the Jewish people. What is being proposed is certainly tricker because the population in question uses the same term as the ideology in the need of deconstruction. But holding these distinctions simutenously in mind is certainly not impossible.
Another problem is that racism in the living language of daily life has become more narrowly defined to cover the realities of life under white supremacy. This meets a real need. The 500 year old planetary regime that has placed Western Europeans on a pedestal is unique in its global swag and the depth of its reach. But we need language that can describe other form of hatreds, some of which are older than white supremacy and many of which will undoubtably survive the death of the current world system. Hence why it may be useful to treat xenophobia (“the fear and distrust of that which is perceived to be foreign or strange”) as a distinct evil from racism in need of being named and combatted. Such a category will cover the feelings of ethnic/communal/cultural animus that those on top of the ladder, those in the middle, and those at the bottom can feel. It would include the mutual games of stereotyping that unequal societies generate as human beings find themselves confronting each other not as persons but as memebers of rival castes. Finially, it would cover the sorts of prejudice that exist in non-whites cultures against other non-whites which will only become more and more relevant as the United States and Europe decline in global importance. The result of such a change in focus could be a changing of discussion from an often Pharisaical debate about how to avoid being a racist while still on the lookout for acceptable targets of aggression towards a inquiry on how to lead a well-rounded human life that is capable of finding a home in the alien gaze of the other.
Again and again we must come to the need for cultivating a type of humanity that is not reducible to any ethnic fate as an oppressor or a victim and which can nevertheless contain multitudes. There is nothing better than to become like the sky which remain unchanged while clouds, winds, and rains pass through it, while the life of the earth springs forth and dies beneath the gaze of heaven. It is easy, when taking such a state as one’s end goal, to be dismissive towards the games people play about race, sex, gender, and nationality. But one must remember that while there is one Way there are many roads that enter into it. That the sky creates a wide space for a plurality of living things to work themselves out. That there is a sense that an emancipated spirit can return from universality to the particular in such a manner that you can wear your haecceity lightly like a festive garment, in a spirt of serious play.
We can not leap into a “post-racial” future with mere good intentions. Nor would we want, in any case, to have our various individual destines abolished in the name of a sanitized utopia. Rather, we must work concretely in our words and praxis to center the array of human differences around activities which belong to everyone and no one: Labor, Thought, and Love
Beyond Noises in the Street
Uprisings are many, while revolutions are relatively rare. Virtually everyone on the political spectrum agrees with this proposition by their unwillingness to enthusiastically acknowledge every outbreak of discontent as 1789/1776 redeux. Instead of greeting all resistance as equally legitimate, each display of unrest is closely and endlessly examined by the vast (though certainly not infinite) global audience of commentators that is now called on to serve as the real time chorus for all would be revolts. Some still wish to posthumously consecrate the Euromaidan demonstrations as a blow for freedom against corrupt Russia aligned tyranny, while others see the same movement as an opening for Nazi resurgence and the ambitions of Washington. Some support the continued work of the Bolivarian Revolution, others support the allegedly more “democratic” opposition as the real heroes worthy of solidarity Some believe that Syria is the tragic tale of an uprising suppressed by an autocratic Assad, others see all too clearly the hand of imperialism and takfirism in how 2011 unfolded. And now some argue that Iran is in the midst of an anti-theocratic freedom movement while others see a Trojan Horse cheered on by the United States and Israel.It is not enough that people rally in the street. What interests, what truths are at stale determines whether what is happening is indeed worthy of support.
When the apprehension of unrest becomes unhinged from the objective unfolding of human society and instead focuses on surface details (loud chants and truncheons, Molotov cocktails and riot gear, burning cars and tear gas, etc), whatever wins the attention of the dominant makers of opinion is consecrated unthinkingly as a revolution in the making. When the notion of “the people” becomes separated from a specific project, the more it becomes a short hand for whatever photogenic multiplicity happens to heighten its antagonism against this or that existing state. Social chaos is either celebrated as an end in itself or made into an alibi for (post)-neoliberal orderless American hegemony. Profit hungry bourgeoisie and clerks turned rancid by a rebranded fascism they project onto everything but themselves romantically fetishize fundamentally directionless expressions of defiance wherever they can be found while using the disorder that inevitably follows as an excuse for the greater concentration of power in people like themselves. The interests of the laboring population are sidelined by a melodramatic conversation which prioritizes the political pretensions of an idealized entrepreneurial “middle class” subject.
The American state’s colonial project has devolved from the anti-fascist war or the Cold War policies which reconstructed South Korea, Japan, Taiwan, etc. As it’s hegemony has declined, the more short term has become its methods. The task of making solid bourgeois states with constructive local elements has been supplanted by the creation of weak clients that can barely, if at at all, hold their own against the bandits, war lords, and fanatics that fill in the gaps left by the general decline of public authority (and who have received at one time or another plenty of support from the American empire itself). The destruction of Afghanistan, Iraq, and Libya testifies to an increasingly dysfunctional system, though still an undoubtedly profitable one for some. Even under Trump the US still can not shrug off completely the task of managing the capitalist world system the it helped make but America can no longer claim to represent the collective interest of that same order. It is increasingly just one power among others. As the economic centrality of Washington declines, its “soft power” and its still considerable military might becomes more important to shore up its influence abroad. The various castes of politically rootless upwardly aspirational petite bourgeoisie around the world, incapable of winning victories on their own, can look to the US as a savior from social nullity. The idealized image of American civil society and democratic republican procedures is delinked from its material basis and posited as a telos which all countries must aspire to follow if they deserve to survive. A banal comprador “liberalism” that is at bottom indifferent or openly hostile to the interests of the masses and the upbuilding of the Global South serves as an alibi for an increasingly desperate imperialism. At the same time, separatists in already fragile postcolonial states appeal for support from the last superpower in order to carve up their own place as reliable auxiliaries of American occupation and aggression. The noble slogans of democracy, personal liberty, and national freedom are turned into curses as they become instrumentalized by an ever more precarious global dictatorship.
Workers, peasants, and the wretched of the earth who fall outside either category have more to gain from peace than from the ceaseless destruction of states by an unhinged imperial project and its coterie of lackeys. International anarchy is the fantasy of those who have the strength to have their way through their own private resources. The collective strength of laborers is developed and refined to the extent that common spaces, however flawed, are preserved. The cultivation of rights tend in the long term to serve the benefit of the people. Even Engels admitted as such when he prophesied that it would be the German bourgeoisie, not the proletariat, that would throw away the rule of law in order to preserve itself. The many are forced to rise up only when they really have no other options. It is the rabid few who lack any notion of stewardship that constantly dream of blank slates and perpetual “creative destruction.” As Machiavelli observed “one cannot by fair dealing, and without injury to others, satisfy the nobles, but you can satisfy the people, for their object is more righteous than that of the nobles, the latter wishing to oppress, while the former only desire not to be oppressed.” It is true that a prudent government would preempt discontent with reforms and remain responsive to the just demands brought to the foreground by protests. But this approach does not preclude taking defensive measures against challenges which threaten the existence of the state itself. The self interest of the contrapeneurs, opportunistic plutocrats, and self-righteous separatist elites is an all devouring maw that requires a perpetual redivision of borders and pillaging of the people’s wealth as represented by the assets of their states. Their is no sensible, let alone just, way of meeting their demands. Demystifying their revolutionary pretensions is thus necessary for both governments that want their own survival and peoples that desire liberty.
What is the needed is the ability to think of revolutions beyond the moment of eruption when the Bastille is seized or the Winter Palace stormed. These moments of ecstasy can be easily simulated by the well worn cliches of global media machines working in tandem with professional provocateurs and the psychologically lumpenized. The latter two groups, from a mixture of mercenary motives, desperation, and perverse idealism, have an interest in furthering the destructive work of aggression, plunder, sectarianism, and ethnonationalist dismemberment that is the real content of color revolutions. Cannibalizing the image of the past for the sordid needs of the present is the stock and trade of the international bandits who drag the honorable name of cosmopolitanism in the dirt. Instead of fixating on the the easily reproduced confrontation of decontextualized protester with decontextualized police, we should look to what James Livesy in his study of the post 1794 phase of the French Revolution called the“slow processes of civilization, of the creation of social bonds, of the possibility of symbolic communication, of work and learning.” If we can keep those matters foremost we can than evaluate soberly the episodes of violence and disorder that will not doubt come. It is not the naked assertion of novelty that makes a revolution a revolution but its ability to fulfill what came before and its capacity to bear fruit in the work of reconstruction that follows every crisis.
Substantial democracy is constantly undercut by confusion regarding the role of collective power in history. Part of the reason that it is easy to be tricked into taking so many pseudo-events at face value is the belief that revolutions are primarily about concentrations of numbers or some nebulous popular will. But this is an error. It is not first and foremost the strength of the people that makes revolutions possible but the fundamental weakness of the status quo. It is the breakdown of the existing order which gives its overturning legitimacy, not the subjective determination of any one set of historical actors. A revolution (or a counter-revolution, for the matter) only occurs when the system in question is fatally weakened. The active consent of a committed minority working in tandem with the nonresistance of many others is sufficient to bring a truth to light, or to bury one. Whether the result reforms the existing order into higher stage of rationality or creates the conditions for new even more ruinous break downs down the line (or does both simultaneously) can only be known after the fact. As with many things, by the fruits you will know them.
Fidelity to political movement requires taking leaps that may or may not land in solid ground. But there are jumps that are grounded on the necessity of the situation and the imperative of principal and there are jumps which are the result of caprice, unvarnished ambition, or willful delusion. Many outlets of spectacle try to confuse the distinction between the former and the latter by celebrating highly marketable forms of defiance of authority while muddling the objective realities of local and international situations. Voluntarism is the other side of a “realism” that fails to see the seeds of change in the structure of things as they are.
By becoming aware that absolute leaps in the dark are not the be all end all of social development,we can can expand our conception of what is revolutionary. It may be that the successful implementation of a law or the statutory abolition of an abusive privilege has more emancipatory value than a “popular” disturbance that pretends to speak for “the people” when it really only represents a faction, and a dubious one at that. The broad based peaceful advancement of the productive forces is more beneficial for the collective interest than the political illusions of the ever vacillating petite bourgeoisie. It may be that the concerted defense of a nation against a foreign aggressor creates more surely the conditions for general flourishing than street demonstrations that loudly insist on their righteous spontaneity to hide their vacuous political programs. Not more than once the liberatory war of one state against another has more revolutionary value than a thousand street riots by golpistas, muscadins, and ultras of every stripe.
Above all, the conception of social transformation as a zero sum game in which all that exists perishes to make way for the new is false both in terms of history and ruinous as a form of praxis. Every new construction requires already grown wood. Amalgamation, as well repression, is part of the process of change. Hitlerite fantasies of the violent elimination of whole categories of people without the possibility of reintegration has no place in a humane and rational politics. Often, many indirect steps are more potent than dramatic frontal attacks. It may be that some of the lasting results of a revolution is the completion of the work begun by the ancien regime. Every new class, national, and racial dispensation, for better or worse, carries traces of the old. Whether and how this continuity is repressed or acknowledged is part of how a successful uprising comes into maturity.
Is all of this this an endorsement of reformism, as represented by the various self-proclaimed “centerists”? Not at all. Rather it is call to see beyond the revolution/reform dichotomy towards a longue durée perspective of social change in which internal episodes of life or death confrontation are exceptions, a vital moment to be sure, but a moment nonetheless. Those unwilling to face the possibility of radical upheaval make poor gradualists while revolutionaries who only fixate on the leap will be constantly frustrated at best and often deceived at worse.The more we see revolutions as processes that are at work before and after Events, the more resistant we will be to being seduced by cynical or misguided imitations of the same.
State of North Carolina v. John Hoover (1839), Superior Court transcript
PAGE 1
Be it remembered that at a Superior Court said county on the third Monday after the third Monday in August 1839 by the Honorable John Dick the following jurors are drawn and charged as a Grand Jury for said County to vote Jacob Thomas, Joseph Murdock, Frederic Griar, John Holk, John Stroell, Thomas Thede, David Holesclaw, Christian Clavell, Robert Carson, Luke N. Alexander, John Templeton, John Boyd, Daniel Turner, Thomas Journey, Basil Tomilson, David Criswolt, James McNeeley, and George Watts of whom Samuel Johnson is appointed foreman of the Court aforesaid which said Grand Jury brings into Court.
State of North Carolina Superior Court of Law Iredell County convened in the Fall Term 1839. The jurors for the State upon their oath present that John Hoover late of said County – the man being a person of cruel nature and a savage disposition not having the fear of God before his eyes
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Being moved and seduced by the instigation of the Devil on the 15th day of December in the year of Our Lord, one thousand eight hundred and thirty-eight with force and arms in the County of Iredell aforesaid of this malice aforethought contriving and intending on Mira, a female slave, the property of said John Hoover feloniously to kill and murder on the said 15th day of December, 1838 and on eleven other days and times between that day and the 26th day of March 1839 with force and arms in the County of Iredell aforesaid in and upon the said female slave Mira in the peace of God and the State. These and those being feloniously, willfully, and of his malice aforethought did make assaults and then and there, with his hands and feet and with clubs, whips, chains, and sticks which the John Hoover had and held and with force to against and upon the head, neck, breast, back body and sides of his the said female slave, Mira, feloniously, willfully, and of his malice aforethought did strike, cast, punches so hard as to throw the said Mira then and there by kicking and his fists
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the burning with fire as also the striking with clubs, whips, chains and sticks at the said time.
In manner and form aforesaid in and upon the head, neck, breast, back body and sides of the said female slave Mira of which said several mortal bruises the said Mira on the said 26th day of March in the year of our Lord, 1839, in the County of Iredell died and John Hoover killed the said slave Mira in a manner and form feloniously, willfully and of his malice did kill and murder against the form of the statute in such case made one provided and against the peace and dignity of the State.
John Hoover, not having the fear of God before his eyes but being moved and seduced by the instigation of the Devil on the March in the year of Our Lord 1839 with force and arms on Mira in manner and form several mortal bruises in on upon head, neck, breast, back body and sides of her
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Mira, a female slave and property of him, the said, John Hoover in the peace of God and State.
John Hoover made an assault and that said John Hoover with a certain club of wood of no value which he the said John Hoover in both his hands then and there had and held the said female, slave Mira in and upon the back part of the head of her the said Mira than and there feloniously, willfully, and of his malice did strike and wound giving the said slave Mira then and there with a club of wood in and upon the back of the head and mortal bruise of the length of three inches and the depth half an inch of which said mortal bruise on the said female slave Mira on the said 26th of March in the County of Iredell than and there instantly died.
The persons on this oath said that John Hoover has the said female slave Mira then and there in manner and form feloniously, willfully and of his malice did kill and murder against the form of statute in such
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case made and provided against the peace and dignity of the State.
James R. Dodge
Afterwards, the said John Hoover is bought to the Bar of the Court – here in the custody of the Sheriff of the County aforesaid and it being forwith demanded of him concerning the said Bill of Indictment how he will acquit himself of the felony and murder in and by the said Bill above specified and charged upon him who said that he is not guilty of the felony and murder in a manner and form as is by the said Bill of Indictment he stands charged and for good and evil these of he puts himself upon God and his country and James R. Dodge, who in this behalf prosecutes for the State does the like therefore let a Jury of the country by whom the truth of
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Matter may be the better known course and afterwards it is ordered by the Court here that an issue to the Sheriff of the County aforesaid commanding him to summon 100 freeholders to appear in Court tomorrow at 10 o’clock the same being necessary for the purpose of justice and accordingly a list of names of 100 freeholders are returned by the Sheriffs as executed. But failing to make a jury out of the original vissive which was ordered to issue on unbiding to the Sheriff aforesaid. It is further ordered by the court here that another vissive issue forth with to the Sheriff of Iredell commanding him to summons 50 freeholders to appear in Court immediately which is returned by the Sheriff aforesaid executed and afterwards the following jurors good and lawful men are chosen by the said John Hoover and the said James R. Dodge, Esq. prosecuting in his behalf on the part of the State to try the truth of the aforesaid issue found between the State and the said John Hoover.
(12 jurors’ names) Who being duly sworn in and are handeled to try the truth of the said issue and John Hoover guilty of the felony and murder in manner and form as charged in the Bill of Indictment.
And afterwards
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It is demanded of the said John Hoover by the Court, here, whether he hath as knowth anything why judgment of law should not be pronounced upon the finding of the jury aforesaid who saith he knowth nothing to say which has not already been said and therefore it is considered and adjudged by the Court here the premises being seen and fully understood that the prisoner, John Hoover, be taken from hence to the public jail of this County and there kept until Friday, the 25th day of October present and then to be taken to the peace of public execution and then hung by the neck until he be dead . The Sheriff of this County will carry this sentence into execution between the hours of twelve and two o’clock of said day. The defendant’s counsel moved for and obtained a rule to show cause why a new trial should not be granted for misdirection of the Judge to the Jury which rule upon argument was discharged by the Court. Whereupon the Defendant prayed for and obtained an appeal to the Supreme Court.
The following is a copy of the appeal Bond.
We are held and firmly bound into the State of North Carolina in the penal sum of fifty dollars
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to be void on condition that John Hoover prosecutes with affect his appeal to the Supreme Court and in case of failure to pay all such costs as shall be awarded against him and abide by and perform such judgment sentence and as said Court shall pronounce.
COUNTY SEAL
The following forms the case
PAGE 9
State vs. John Hoover
The State proved by one James Woody that about five or six weeks before Christmas last he went to the house of Defendant to work for him and he continued then seven days. The defendant whipped the deceased every day while witness was there with a wagon whip. The first time he whipped her after giving her fifteen or twenty lashes he turned the butt of the whip and beat her on the head. Defendant gave deceased about 20 lashes each day and on 2 other occasions beat her on the head with the butt end of the whip.
The Deceased was then far advanced in pregnancy. Defendant compelled the Deceased to run from one place to another when engaged about her work and would not suffice her to walk. Witness advised the defendant to sell her and told him that he would kill her by such treatment. Defendant said he would not sell her and that he did not care if he did kill her that he would not be outdone by her and that he had already killed a Negro once before. Witness further stated that he heard no insolent language from the deceased and
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she had tried to do what she was ordered to do. The Defendant said the Deceased had called on the old woman a few nights before without cause and when whipping her made him confess that there was no need for the call. Defendant said if she ever did so again he would take her life. Witness heard no other cause alleged by Defendant for the punishment afflicted. Witness further stated he left on unfriendly terms with the Defendant and had not since been at his house. The overbearing conduct of the Defendant towards the witness and Defendant’s cruelty to the Deceased were the causes assigned by Witness for leaving. Andrew Steele was next examined by the State . He stated that he went to Defendants house and heard a noise in the kitchen. Defendant shortly after came into the house and stated that he had been whipping the Deceased with a drawing on chains. That he had set the Deceased to spinning flax and she had done nothing . Defendant made the deceased bring the flax she had spun and show it to the witness. There was not more flax than would have been spun in a few minutes and it was then 12 or 1 o’clock. Henry Tyler was next examined by the State. Witness stated that between the 1st and the middle of January last he went to the house of Defendant to work for him. Before he hgot to the house about daylight he heard the crack of a whip and also heard screams. When he approached
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Hoover he saw Defendant whipping the Deceased with a wagon whip some short time after on the same the Witness, Defendant and others were engaged at working in the yard . Defendant remarked that he would have it out on her or he would kill her. He called the Deceased out of the kitchen and took a Hickory stick about two feet long in both hands and beat her very severely. Defendant commenced beating Deceased with the stick she was bloody and seemed to be much injured. While the Defendant was beating the Deceased with the stick he charged her with stealing turnips and selling them to worthless people in the neighborhood. Defendant also stated that she had attempted to burn his barn and was disobedient and impudent to her mistress. The Deceased admitted the charges to be true. Witness further stated that about two weeks before the death of the Deceased Defendant said that he would whip the Deceased to death. He repeated that he would whip her to death that he paid his own money for her and if he killed her it was nobody’s business. Witness further stated that he was working for Defendant on a fence. The Deceased was also at work on the fence. The Defendant beat her with a brush several times and one of which struck her a severe blow on the side of her head. This was on the Friday before her death. On the next day (Saturday) early
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in the morning the Deceased was ordered to take cattle out to the field when the hands were going to work. The Witness, the Defendant and other hands rode out to the field and overtook the Deceased with the cattle on the road. One of the cattle left the road and the Defendant ordered the Deceased to head the cow. The Deceased made an inefficient attempt to do so. Defendant broke off a pine root and struck the Deceased several times on the head. It was a very cold morning, the ground was frozen. The Deceased was barefooted and her toes seemed to be very sore. Defendant then set the Deceased to hauling timber which was a very heavy haul so heavy that the witness had refused to work with it. Defendant ordered the Deceased to swing the haul over her head and the Deceased failing to do so Defendant took the haul from her and beat her on the head with the handle. He then took his ax handle and beat her on the head, he then ordered her to take the haul to the ranch and wash the blood off the handle and he ordered one of his sons to follow her back to the ranch and beat her back to her work with a stick if she delayed at the ranch. The Defendant on the day last mentioned cut a limb off a post oak sapling and whipped her until he wore the brush off it. He then turned the butt and struck her fiercely on the back. She fell to the ground, he ordered
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her to get up and she made several ineffectual attempts to do so by raising her head . He then beat her while on the ground with his fist. Witness further stated that he was at work for the Defendant the day before the Deceased died. They were at work on the new ground. Defendant ordered the Decease to pull some brush out of the bushes. Deceased attempted to do so but seemed not to be able to do it. The Defendant seized the brush and drew it out violently and in doing so with the brush on his elbow knocked Mira down and he then threw the brush over her while down and piled some other brush on her and some leaves and called to one of his sons to bring him some fire which was done and he set the leaves on fire. The Deceased by repeated efforts got out from under the brush. Witness further stated on the same day he saw the Defendant knock the Deceased down and pile brush and leaves on her. He called his son, John, to bring fire and set the leaves and brush on fire. Which was done. The Deceased got out and witness saw her picking her hand as if she was burnt.
Jacob Hill stated that early in January last during the time of the large snow he was at the house of the Defendant. The Defendant’s wife brought out a bundle of clothes
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and told the Defendant that the Deceased had not half washed the clothes. The Defendant said he would learn her how to wash clothes. He called Mira out of the kitchen and knocked her down with a chain which he had doubled in his hand and struck her several blows with the chain while down. The Defendant remarked while beating her that she was hard to kill but he would kill her. Defendant than went into the house, took a drink of spirits and got his wagon whip and gave the Deceased 75 lashes. Defendant than ordered the Deceased to raise a pile of snow and raise up her clothes and sit down in the snow and remain there for some time. Defendant in the evening ordered the Deceased to go to the barn to feed the cattle and whipped her with his wagon whip part of the way. When she got to the barn the Defendant’s son whipped her back to the house. Defendant ordered her back to the barn and whipped her part of the way with his wagon whip. Witness further stated that the deceased seemed to be weak and unable to work.
James G. Fleming stated that early in January he went to the house of the Defendant and saw the Defendant whipping the Deceased and said she had been stealing turnips, made the Deceased confess that she had stolen turnips and sold
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them to a man by the name of Wooliven. Also, he made her confess that she had told a lie on her young master and had stolen a biscuit. Defendant whipped the Deceased very severely with a wagon whip . He took a Hickory stick in both Hands and beat her and said unless she would acknowledge her faults and obey her Mistress he would kill her . Witness further stated that he was at the house of the Defendant on the Saturday before the 26th of March last Defendant remarked to Witness that the damned Negro would put him to death – that she had frightened him very much when they were on the new ground a short time before. He thought Mira was going to die but he believed it was all pretences. Witness saw the Deceased at this time and she seemed very weak and was very bloody and seemed not to have the use of one of her arms. He could see the blood on her legs and could see marks on every part of her body not covered by her clothes. On Tuesday afterwards, the Witness heard the Defendant’s voice and the crack of a whip.
Jacob Wooliven stated that he lived something more than a quarter of a mile from the Defendant. A short time before Christmas he heard the voice of the Defendant say, “Damn you. I want you to die.”
Page 16
He said the whipping continued for some time. On the morning of the 26th of March the Witness heard two or three screams and also heard the voice of the Defendant say, “Get up. Get up.” Witness further stated that he never got turnips or anything else from the Deceased. Witness further stated that he was not on friendly terms with the Defendant and had not been for the past three years.
John Baker stated that he was in the employment of the Defendant as a hireling. That on Tuesday morning the 26th of March he saw the Defendant beating the Deceased with a stick. The Deceased was on the ground and the Defendant was demanding her to get up. The Witness further stated that when he came to dinner the Deceased was chained by the neck to a log in the yard. About sundown the same day she was seen chained got up and attempted to go into the kitchen, fell down and never got up again. The witness and the kitchen and laid her on the bench where she died about 2 o’clock on Wednesday the 29th of March a month after she had her child.
Page 17
That the Defendant piled brush on her and set it on fire and about the same time saw the Defendant tie the Deceased to an apple tree and whipped her while naked.
Christopher Barringer stated that on Wednesday morning the 26th or 27th of March last. Early morning John Baker came to my house to dig a grave for his Negro woman. Witness went to the house of the Defendant about 9 o’clock on the same morning and saw the deceased put into the coffin. She was buried about 9 or 10 o’clock on Wednesday.
Mr. Allison stated that his father raised the Deceased – that witness and his brother sold her to the Defendant and that she was an obedient and humble Negro when the father owned her.
William B. Jones stated that as coroner he went to the house of the Defendant to examine the body. He made his business known to the Defendant. The Defendant said he would show the grave and furnish him with tools to take up the body. Defendant said he could supersede the necessity of taking up the body by calling in some of the neighbors and prove that she died of the venereal disease. Witness expressed a determination to take up the body.
Page 18
The Defendant forbade him to do so and said he should not have to tools to open the grave. Defendant than stated that the Deceased had attempted to burn his kitchen and Still House. That he had lost some beer in putting out the fire and offered to go and show them the Still House. The Defendant further stated that he had kept her locked up from fire since last December for fear she would burn some of his houses.
John H. McLaughlin stated that he was at the house of the defendant when the body od the Deceased was taken up by the coroner, William B. Jones and he understood by the Defendant that it was the day after she was buried. Defendant stated that he had whipped her with a wagon whip but said he could prove by his family and neighbors that Mira did not die from ill usage but that she died with the venereal disease. Defendant showed us where the grave was but when he discovered that the coroner and jury had resolved to take up the body he seemed to be angry and forbade us to open the grave or go into the field where it was. Witness further stated there were five wounds on the head of the Deceased. One of the wounds was fresh and had not begun to fester and “There was blood on her cap abd blood in the cotton in the coffin from the back of her head to her heels was literally a continuous
Page 19
Wound. There were even places on her back that had the appearance of being bruised. Her neck, face, and ear had appeared to be cut with a whip or switch. The wounds on her head were from ½ inch to two inches. The fresh wound was on the back of the head and about one and a half inches long.
Witness further stated that after Defendant was arre4sted on the way to Statesville, the Defendant remarked to witness that he could befriend him and if he would do so money should not be wanting. Witness repelled this advance with indignation. Defendant than said the Negro was his own property and he had the right to do as he pleased with his own property.
Defendant further stated that the Deceased had attempted to burn down his barn or Still House and he was afraid that she would burn him up. He also stated that she had put something in the pot to poison his family.
Dr. Moore stated that he was one of the Inquests. That there were five wounds on the head of the Deceased four of them appeared to have been afflicted a week or more before her death. One of the wounds which were fresh was one and a half inches long and to the bone. This wound was in his opinion sufficient to have produced her death. That there were a great many other wounds on her
Page 20
neck, back, hips and legs. Witness further stated as his opinion that the other wounds on her body would have killed her in a short time independent of the fresh wound on her head. She was a perfect skeleton. The whole of the back was covered with scales some of which were from six inches to a foot long. Witness further stated that it being alleged by the Defendant the Deceased died of the venereal disease. He opened the body and found the parts entirely healthy and did not discover the slightest symptom of disease.
Witness further stated that John Baker came before the committing Magistrate he was sure that he did not see the Defendant beat the Deceased on the morning of the 26th of March but he had seen him beat her once or twice before.
The Defendant offered no testimony.
The Court charged the Jury that they must be satisfied beyond a reasonable doubt - the Defendant killed the Deceased, that he intended to kill her and that he had no legal provocation at the time of killing her, before they would be justified in finding the Defendant guilty of murder if they doubted as to any of these points they ought not to find him guilty of murder.
Page 21
The Judge further charged the Jury if the Deceased attempted to burn Still House or kitchen of the Defendant or if she put poison in the pot to poison the family or stole turnips or disobeyed the orders of the Master than those are small acts of legal provocation and if the Defendant killed the Deceased upon discovery of any of the aforesaid offenses or in so short a time thereafter that the passion of the Defendant had not a reasonable time to subside than the slaying would be manslaughter and not murder. The Judge further charged the Jury if they were satisfied beyond a reasonable doubt that the Defendant was the slayer and they were further satisfied that he had no legal provocation at the time of the slaying or so short a time before that his passion had not a reasonable time to cool and subside they come at liberty to presume a deliberate intent to kill and it would be murder. The Judge further charged the Jury that the legal provocation which would extenuate the slaying from murder to manslaughter must be given at the time the fatal blow was inflicted or so short a time before that there was not a reasonable time for the Defendant’s passion to subside and reason to assume his way.
The Court for this charged the Jury if they find beyond a reasonable doubt that the Defendant was the slayer it was incumbent on him to show that he was
Page 22
the influence of legal provocation at the time of the fatal deed in order to extenuate the act from murder to manslaughter lest they might and ought to look into all the circumstances disclosed by testimony and infer from the evidence of they could do so that the Defendant was acting under the influence of passion excited by legal provocation at the time the fatal blow was given.
The Jury found the Defendant guilty in manner and forms as charged in the Bill of Indictment.
The Defendant’s counsel moved for and obtained a rule to show cause why a new trial should not be granted for misdirection of the Judge to the Jury which rule upon argument was discharged by the court and judgment of death pronounced on the Defendant. From which judgment the Defendant prayed for and obtained an appeal to the Supreme Court.
Making African Christianity, a Review
The periphery is the life of the core. This is true both in the sense that the margins are the material basis of the metropole’s prosperity and in the sense that they are where old truths sacred as well as secular from the center can gain new life among audiences that were not originally included. This economic and ideological interrelationship between core and periphery can and has been read as being one of mere exploitation of the weaker by the stronger. But other perspectives can be taken that show how colonialism, can, often unintentionally, become the basis for new forms of emancipation and dignity.
Such a different approach is represented by Making African Christianity: Africans Reimagining Their Faith in Colonial South Africa by Robert J. Houle. Instead of viewing Africans as merely dupes or victims of imperialism, Houle successfully argues that Africans appropriated Christianity to their own spiritual needs despite persistant social handicaps. The missionaries that first came to South Africa did not simply impose their views on Africans. Early converts proactively adopted on their own terms a Christianity that combined the new faith with a Western life style while at the same time negotiating a continuing relationship with the old ways. Frustrated by the limits of colonial society and increased economic insecurity, Zulu Christians took on the potentially revolutionary Holiness message during the great period of revivals between 1896 and 1901. This energy was channeled into attempts to take control of the churches from white authority. Despite the inability of African believers to capitalize on the political and social goods they believed should accompany their ever deeper embrace of the faith, African Christianity came into its own as local force attune to global spiritual trends.
Houle tends to distinguish between the missions whose efforts began in 1835 and the imperial project while not denying the relationship between the two. He focuses on the ambivalence of the American Zulu Mission (AZM), which successfully pushed back at the crown’s plans to expropriate natives living on the reserves in 1855.[1] Houle highlights the discomfort of at least some missionaries with aspects of colonialism, quoting one American who laments that white expropriation will result in Africans being “beggars and servants” in “their own country.[2]” Further, the book emphasizes that, contrary to certain scholarly preconceptions, most of the early converts were not social outcasts with nothing to lose and much to gain from baptism.[3] Further, many of those who became Zulu believers (amakhowa), such as Rufus Anderson, often did so after a circuitous route of interacting with whites over an extended period of time. [4] Their entrance into the new faith was a negotiated one as opposed to being a choice imposed on them unilaterally and all at once by Europeon authority figures. Houle convincingly proves this by pointing out that most of the attendees at the family schools did not end up being baptized but instead chose to go back to their own people to live in a traditional manner.[5]
African believers by the second half of the 19th century had adopted an upwardly aspirational form of “muscular Christianity.”[6] They took on Western style homes and Western style clothes along with Christian monogamy.[7] Prior to the Anglo-Zulu war of 1879, Zulu Christians became intent on remaking themselves as a new people with a special calling from God.[8] They put a high value on education and industry,[9] expecting that this would eventually lead them to be accepted as fully fledged members of the body of believers. However, even as amakholwa became more involved in the life of the church, the missionaries insisted on Africans’ continued subordination by raising the bar for spiritual maturity from not being a heathen to adopting rigorous moral practices. [10] At the same time, the various social advantages of the Zulu believers were either overturned or became ever more insecure as the settler colonial state consolidated its control.[11]
Despite these challenges, Christianity saw a major increase of activity in South Africa with the coming of the doctrine of Holiness during the revivals that occurred between 1896 and 1901. This is the major paradox that Houle wants to foreground: It was only after a relative decline in the functional advantages of being Christian in colonial society that Africans really integrated the new religion into their own culture. The doctrine of Holiness spread by preachers like George Weaver allowed African Christians to relate to the faith in a way that affirmed that they were at the very least spiritually equal to their old teachers and that they did not stand in need of the missionaries as guardians.[12] As Houle says,
“For those who participated in revival, the experience was not only liberating, but also allowed them to claim autonomy from the missionaries of the AZM as they transformed their Christianity into something decidedly more local.”[13]
This new spirit of independence was evidenced by statements such as the one made by a Zulu pastor in a petition written in 1897 to the AZM:
“ Am I not God’s servant? Why [then] am I under Mr. Harris?”[14]
Some of the Africans infused with the new spirit formed their own churches but others who stayed within the established institutions remade them in their own image. This was dramatically demonstrated by the refashioning of AZM institutions into the African Congregationalist Church (ACC) in 1900.[15]
The events leading to the brutal crushing of the 1906 Bhambatha “rebellion” by colonial authorities and the subsequent hardening of white supremacy in South Africa reversed many of the social gains of the amakholwa.[16] But a spiritual heritage had coalesced that could not be repressed. African Christianity had come into its own and had taken the form that would allow it to spread throughout the continent.[17]
Houle draws on a rich source of church records. He is fortunate in his choice of subject, since religions of the book tend to leave long paper trails. The one notable source of critical theory that is referenced is Foucault, though his approach does not dominate the book. Overall, while Houle does not necessarily reject theory in the self-conscious way that Fredrickson does, one could say he is trying to go beyond the perspective of that intellectual tendency. Instead of a one-sided hermeneutic of suspicion, he wants an interpretation of history that reconstructs the past in a way that affirms the human value of its subject matter. That such a turn is a necessary step is correct if Manichaeism is to be avoided; whether Houle successfully engages with potential critics of this approach is a different matter. He seems to assume that the facts speak for themselves.
Houle openly challenges accounts that portray Christianity as merely a tool of imperialism. He says these narratives discount both the real agency of Zulu actors and do not fit the record of how African Christianity actually developed.[18] He also disputes functionalist accounts which focus on Africans taking advantage of the material benefits offered by conversion, saying that they underestimate genuine religious fervor while, like the previous interpretation, ignoring the overall pattern of conversion.[19] Houle also pushes back against the tendency by some to assume that Christianity became local in Africa by becoming syncretic.[20] He insists that the faith of those he studies, during and after the revivals, made a real break with traditional African beliefs and practices. [21]
It is important to note that Houtha is close enough to the Marxist approach to openly not take seriously the truth claims of his subjects, at one point calling the Gospel that the missionaries preached as “ephemeral.”[22] But he is open minded enough about the possibilities of religion as a means of human expression to generally talk respectfully of the people he is studying.
Making African Christianity does not cite either Magubane’s Bringing Empire Home or Fredrickson’s White Supremacy. But it is instructive to compare their approaches to Houle’s. Fredrickson’s account of South African Christianity in the period that Houle covers mainly focuses on how whites imposed segregation within the churches, leaving undiscussed how Africans related themselves to their faith. [23] More interesting is the comparison between Making African Christianity and Bringing Empire Home. Magubane rejects charges that her Marxist-postcolonial approach is reductive. “One can acknowledge the creative uses that indigenous communities made of Christianity without losing sight of the structures that the missionaries were part of and helped to create.”[24] This seems to suggest that her approach and Houle’s are in fact fundamentally compatible. One may speculate though that Houle would say that Magubane is wrong to think that the most important fact about Christianity in Africa is its colonial origin
The rising role of Africa in global Christendom as Christianity has waned in its historic European heartlands represents a major cultural shift. It is important both for believers in the West to understand the cultural background of the younger branches of the churches and for nonbelievers to appreciate the origin of forces they do not instinctively sympathize with. To build bridges, however, it is necessary to grow in appreciation for the interior lives of the African Christians both past and present, so that they have the same reality for us as a St. Augustine or a St. Teresa of Avila. Historians must strive to narrate the development of religions not only in terms of grand collective tides or spiraling social structures but also as the entrance of an interior light amid the waters of the mind. Goethe once said the idea of one God reaffirms the unity of the self.[25] This effect and that of other doctrines introduced by Christianity on the internal constitution of Africans deserves greater scholarly attention. Houle’s work lays an invaluable foundation for a future project that would examine the role of their new faith in the fashioning of African selves making their entrance into a global world.
Bibliography
Cassirer, Ernst. Language and Myth, Translated by Susane K.Langer. Chicago: Dover Publicans Inc, 1946.
Fredrickson, George M. White Supremacy: A Comparative Study of American and South African History. Oxford: Oxford University Press, 1981.
Houle, Robert J. Making African Christianity: Africans Reimagining Their Faith in Colonial South Africa. Bethlehem: Lehigh University Press, 2011.
Magubane, Zine. Bringing the Empire Home: Race, Class, and Gender in Britain and Colonial South Africa. Chicago: The University of Chicago Press, 2004
[1] Robert J. Houle, Making African Christianity: Africans Reimagining Their Faith in Colonial South Africa (Bethlehem: Lehigh University Press, 2011), 12.
[2] Ibid., 11.
[3] Ibid., 14.
[4] Ibid., 14-15.
[5] Ibid., 16.
[6] Ibid., 89.
[7] Ibid., 45, 50, 93.
[8] Ibid., 103
[9] Ibid., 52-54,57
[10] Ibid., 103-104.
[11] Ibid., 74, 116-117.
[12] Ibid., xxxv.
[13] Ibid., 147.
[14] Ibid., 213.
[15] Ibid., 255.
[16] Ibid., 265-266.
[17] Ibid., 266.
[18] Ibid., xxiii-xxv.
[19] Ibid., xxii-xxiii.
[20] Ibid., xvi.
[21] Ibid., 202
[22] Ibid., 22.
[23] George M. Fredrickson, White Supremacy: A Comparative Study in American South African History (Oxford: Oxford University Press, 1981), 264.
[24] Zine Magubane, Bringing the Empire Home: Race, Class, and Gender in Britain and Colonial South Africa (Chicago: The University of Chicago Press, 2004), 15.
[25] Ernst Cassirer, Language and Myth, trans. Susane K.Langer (Chicago: Dover Publicans Inc, 1946), 86.
White Supremacy by Fredrickson: A Review
Scholarly arguments are not reducible to political interventions. Nevertheless, all historical arguments can have a social impact. We may establish the potential for future alternatives through showing to what extent social factors varied in the past. When we can show how history could have been through concrete examples of multiple examples of parallel+ development we undermine the aura of responsibility free fatefulness that spontaneously accrues around whatever has been done. This opening up of new possibilities seems to be part of George M. Fredrickson’s intention in writing White Supremacy: A Comparative Study in American and South African History. He wishes to both avoid deterministic narratives that would let South Africa off the hook while at the same time staying away from triumphalist stories which would put the United States on a pedestal. In the second half of his book, Fredrickson successfully shows that white supremacy was much more brutally asserted in South Africa than the in the United States during the period he studies despite the fact that in many ways South African whites had been less successful in establishing themselves as a Herrenvolk (master race) than their American counterparts. The fate of the indigenous population had been far harsher in the United States than in the colonies established around the Cape, making the brutal methods of apartheid unnecessary. Liberalism was far more developed in the United States than in South Africa, in part because in the former there were large areas which could treat the existence of a significant black population as a distant problem. American trade unionism developed in a more democratic fashion in America than South Africa because the creation of an official industrial color line was less necessary in the former than the latter. Finally, Jim Crow was less extreme than apartheid in part because the African population in the United States was a minority rather than a majority In an eloquent flight into the realm of the counterfactual, Frederickson asks us to imagine a scenario where the Native American population had not died off in large numbers due to disease upon their initial encounter with Europeans and colonists in North America had been less numerous than they actually were. American settlers would have faced the same question that plagued South African whites: What was to be done with a population that was too large to be exterminated and whose labor were necessary for the proper functioning of the economy? Faced with this conundrum, the United States would likely have opted for the elaborate system of social control of nonwhites that South Africa embarked on. One may quibble abut the real value of hypotheticals as a way of writing history; nevertheless as a piece of rhetoric this is a very effective point. This argument also shows how Fredrickson is not arguing for the innate moral superiority of America in comparison to South Africa. The greater development of democratic norms in the former was dependent on the thoroughness of the founding conquest. In White Supremacy, liberalism is portrayed as being historically better established in the United States than in South Africa. In Fredrickson’s account, both the American South and the American North gain by comparison with their equivalents in South Africa. Frederickson emphasizes the Boers relative lack of sophistication when it came to the defense of their domination of blacks in comparison to the planters of the Old South. The former, according to the author, had no equivalent to Thomas Jefferson or the other founding figures whose profoundly ambiguous words could be used to articulate an antislavery form of republicanism. Nor were the Boers’ crudely ethnocentric self understanding opened to the influence of universalist discourses like 19th century evangelical Christianity, liberal constitutionalism, or civilizational progress in the way their Southern counterparts were obliged to be by their intimate participation in the rising world system of commerce and ideas. Further, while both the British colonial authorities and the Northerners of the United States were, compared to their opponents, relatively benevolent towards people of African descent, the latter group was much more radical in its application of egalitarian principles. There was no equivalent to Radical Reconstruction in 19th century South Africa. The Cape Town liberalism that was eventually extinguished by rising Afrikaner nationalism only ever extended the franchise to those classified as Coloreds who had a certain amount of property and education. Further, while the results of the American Civil War enshrined colorblind legal equality at the level of constitutional law, South African liberalism was by comparison more local and provisional. What Jim Crow was to the United States, the experience of Cape Town was to South Africa: a tolerated legal exception to the general principals of the dominant society. Later scholarship may wish to emphasize more the extent to which the North engaged in de facto segregation but Fredrickson’s argument has at least prima facie plausibility. Fredrickson argues that the United States, unlike South Africa did not have an industrial color bar. This was in part because America was far more committed to a laisse faire attitude when it came to economic affairs. Businessmen were resistant to committing themselves to hard and fast rules about whom they could and could not hire while the American Federation of Labor preferred to keep the government outside of disputes with management. By contrast, South African enterprises along with the state were far more willing to bend to white working class demands that “their” jobs be protected from nonwhite competition. The closest equivalent to this situation in the United States was the successful closing of the country’s borders to Chinese immigrants. Yet, even this effort did not go so far as to ban nonwhites from participation in certain professions. Further, the security of American white predominance over minorities made certain populations of workers more open to cross-racial solidarity. U.S. trade unionists in the 1930s opened up their ranks to African Americans in part, White Supremacy argues, because ghettoization was deemed sufficient to make bonding with blacks as fellow laborers safe. Finally, Fredrickson makes the argument that the moral legacy of the American Civil War prevented the United States from completely betraying the dream of equality. This is an interesting idea, but unfortunately he does not cite any sources to back up his theory. In addition, those who have studied the use of convict labor in the late 19th century South may say that Fredrickson overstates his case when he asserts Americans opposed all forms of resuscitated slavery. Finally, White Supremacy argues that apartheid was far more total than Jim Crow because it was dealing with a population that was the actual majority in the lands making up South Africa, not a vulnerable minority surrounded by a hostile society. South Africa insisted on the pretense that whites and blacks were members of different nations, a notion that was alledgedly impossible to believe in the United States. Segregation in South Africa was a straightforward case of whites imposing barriers to their own advantage, while in the American South, Fredrickson argues, blacks took the initiative during Reconstruction to create separate institutions of their own. Even the frequency of lynching in the American South is judged by Frederickson to be a symptom of the relative weakness of the Southern racial order. Extra-legal violence was, in this view, necessary to reinforce divisions that were not and could not be asserted in many facets of ordinary life. One perspective that Fredrickson constantly poses himself against is the Marxist approach, or at least the “conventional” version of the same. He is clearly bothered by the notion that racial oppression is an inevitable part of the unfolding of a capitalist society. At one point he openly throws down the gauntlet: "Industrial capitalism may be a major cause of social and economic inequality in the modern world, but it makes little historical sense to view it as the source of the ideologues directly sanctioning racial discrimination.” He goes on to say that it has already been established earlier in the book that color prejudice was the product of premodern attitudes. The presence of racism in modern societies was a result of the persistence of the “old racial” order finding new ways to perpetuate itself rather than the innovations of capitalist progress itself. “Dominant political groups” are not simply economic actors but are also “carriers of prevailing cultural traditions.” This line of reasoning seems to partially contradict his earlier narrative that what has come to be known as white supremacy was originally constructed around the Christian/non-Christian binary and later became reformatted into a white/black paradigm due to the exigencies of economic production. While Fredrickson is certainly not setting up a mere strawman, it can be argued that he is still positing an opponent that is a bit too easy to defeat. Before and since the publication of his book there has been a rich Marxist literature which acknowledges the relative autonomy of race in social history. It is instructive to compare Fredrickson’s approach to that of Zine Magubane in her book Bringing the Empire Home: Race, Class, and Gender in Britain and Colonial South Africa. She makes a compelling argument that capitalist expropriation and racialization went hand in hand. Magubane does not distinguish between the “true” capitalism of the free labor type from the “backward” systems of exploitation used in areas that fall outside the rising industries of the core. Instead, Magubane believes the development of the periphery and the metropole went hand in hand with each other not only on the level of commerce but also on the level of ideology through the discourse of race. The forcing of Africans into wage labor was justified on the basis of stereotypes concerning the work habits of people of color. These same notions of antiblackness were imported back into the imperialist center for use against populations closer to home in need of discipline. In addition, Magubane uses Marxism to articulate a sophisticated theory about the role of gender in colonial history. By contrast, Fredrickson does not do much to center the experience of women in his historical account. It may also be argued that Fredrickson replaces one form of crude economic determinism with a determinism centering around demographics. Instead of showing that differing cultures produced different results in the U.S. and South Africa, White Supremacy leans towards making such ideological variations epiphenomena of the ration of settlers to indigenous. Racial competition seems to replace class as the ultimate explanation for social change, leaving little hope for humane and rational political action. This seems to be the opposite of Fredrickson’s intention, but it is the position that his emphasis on the fate of Native Americans leans towards. Through ceding ground to the counterfactual, the text falls into the trap of making the apparent destiny of racial difference all the more real as a social factor.
Fredrickson draws on a wealth of secondary sources, albeit now of a somewhat dated type. In contrast to Magubane, there is a relative absence of primary source voices, white as well as non-white. What may be more deliberate is his lack of interest in theory, Marxist or otherwise. He is setting himself as a “non-ideological” perspective dealing with a highly controversial subject. The differing evaluations of South Africa and the United States, though not entirely unfounded, lead to conclusions which seem somewhat dated in light of recent events. Near the end he says blithely that “the trend in the United States is for blacks and whites to participate on a more equitable basis for a common society.” By contrast, Fredrickson enters into something very much like an Old Testament prophetic mode concerning South Africa’s whites, saying that if they do not willingly give up their privileges “they may end up in the same situation in which nonwhites now find themselves --- as disenfranchised aliens in the land of their birth.” No such ominous words are addressed to the Caucasian inhabitants of the United States. Since the publication of this book, apartheid in South Africa has been broken and African majority rule has become the new norm. The most pressing issue is now how to govern a multiracial society where wealth is still disproportionally in the hands of the settler minority while many nonwhites long for a better life. At the same time, the United States has had both its first black president and the chauvinist reaction represented by the election of Trump. It would be interesting to read what Frederickson would have said about the present state of the two countries he studied. In particular, today he could have focused on how South African and American whites have dealt with their relative loss of status. From the perspective of the longue durée that he was attune to, he might have injected a note of optimism to the present political environment, to the extent that it would be appropriate for a historian to provide such comfort. In any case, Fredrickson’s scholarly efforts were and remain invaluable contributions to the discourse surrounding the role of race in history. It may very well be that, by learning from the past experiences that have been reconstructed by works like White Supremacy, the whites of both South Africa and the United States will find a way to deal with their new status which will go beyond both self-flagellation and racist revaunchism.
On Transgression
That we went too far at some point along the way is a general consensus. We are living in the after effects of one wrong turn or another. Perhaps it was the victory of neoliberalism in the 80s (or was it earlier?). Maybe, if one is inclined another way, it was the counterculture of the 60s. Either unashamed money making or ecstatic pleasure, or both together, have become hegemonic, Mammon and Dionysus entwined in a fatal chain that encompasses the world. But this may be optimistically making our woes of a too recent origin. We must look further. Present day realities may be mere symptoms of something more fundamentally awry with modernity. Maybe we took a turn for the worse with the Industrial Revolution, or the birth of capitalism, or the conquest of the Americas. Those not interested in these “materialistic” explanations say it was the humanism of the Enlightenment that put us on the wrong track. Others, more consistent, prefer to blame the Reformation. More subtly still, perhaps the wheels of the Satanic mills were set in motion when late medieval Catholic theologians elided the distinction between the divine subsistance of God and the common Being of all creatures. Or maybe Aquinas himself was already too corrupted by ontotheology. But this perhaps gives too much credit to the intellectuals. Going back further, the corruption may have came in with Constantine and the marriage of the religion of Jesus with the wickedness of temporal power. But then again, perhaps the pagans have been right all along. Maybe it was Christianity which poisoned the well of the shining spirit of antiquity; perhaps the Roman Empire really was rotted from within by a mystery cult from the East that scorned the accumulated wisdom of millennia. Bolder speculators go further and following Nietzsche and Heidegger find the great detorunment occurred even earlier with the advent of Plato and his cold, rationalistic gaze that slew the Homeric/Pre-Socratic spirit. But to stop here is to only restrain ourselves to the ambit of what is still called Western civilization. To find what actually went wrong, we may have to go deeper still. Perhaps it was when the starry gods were taken down from the sky, their motions transformed into mystifying tales of murder and rape. Or maybe it was when the first principle of all things was lost in all too human, and all too bestial, pantheons, becoming an invisible prisoner in the house that it itself had made. Perhaps it was the invention of war. Or patriarchy. Or agriculture. Maybe, as Rousseau thought, the source of all our later unhappiness was the moment a human being imposed the distinction between “mine” and “yours” on the universal commons of nature. But all this has to do with language and institutions, when the real guilt may lie deeper still in our very physiology. Maybe some basic desire, some primal hunger, betrayed us in the infancy of our kind. Perhaps the road to planetary death began the moment some early hominids tasted meat and liked it. Less savory theories along these lines could be proposed
One can go on and on. It was the man, it was the woman, it was the serpent. And where did he come from? Each wound reveals another wound, each stumble a new limit, until one arrives at the conclusion that our birth was our death. Creation itself was the original disaster; we are but insects living on the corpse of an aborted world.
Sensing perhaps the ever present possibility of such a regression into Gnosticism, certain theologians preempted this line of speculation by making the Fall itself, in some sense, a blessed occasion.The mysterium iniquitatis was supplemented by an intuition of a mystery of a higher order. The necessary imperfection of whatever is finite and material in relation to its origin had to be turned from a weakness into a potential strength. Not in the sense that we must sin that grace may more abound, but in the sense that from the recollecting perspective of the redeemed life “ all things work together for good to them that love God.” On the day we sinned, our eyes were indeed opened, for better as well as for worse. The desire to be like gods that began in an error was indeed answered after the long pilgrimage of the centuries.The founding disaster of Genesis was the precondition for the glory of the Gospel where humanity was joined in the divinity that died and rose again. The loss of the simplicity of the garden is redeemed with the building up of the great city of Yahweh-Shammah, the New Jerusalem, with its twelve gates opened in all directions to the ingress of the nations. Nothing evil, then, not even the archetype of all later sins, is permitted to exist without reason. And so the line O felix culpa quae talem et tantum meruit habere redemptorem was incorporated into the liturgy, chanted every year with the rest of the Exsultet to accompany the lighting of the Paschal candle.
Or, as the old hymn went:
Blessed be the time
That apple taken was,
Therefore we moun singen.
Deo gratias!
***
Into the thick of such matters Angela Nagle comes with her notions of transgression and virtue. Like most of us, she fights a battle on two fronts. On the one hand she wants to attack the alt right. At the same time she wants to combat a tendency of the left which has, in her account, prepared the way for a resurgent reaction. The love of revolt for the sake of revolting embraced by liberalism and leftwing radicals has become the occasion as well as the inspiration for the creation of a rancid fascism no longer held back by traditionalist scruples or bourgeois respectability. Just as viruses become, with time, stronger as a result of antibiotics , the far right was emboldened by the cultural prescriptions that was meant to destroy it for good.The Left called forth beasts from the deep, and they came, but, as devils are wont, not in the way expected.
There is a correct intuition in this narrative that should be acknowledged from the get go. Everything else being equal, a plenitude of norms restrains the powerful who find in such circumstances their ability to abuse others frustrated, while a lack of such norms tends to put those with the least ability to defend themselves at a disadvantage. Further, reason finds in the universality of the law the expression a general duty which levels all distinctions of class, sex,race, and nation. The war of all against all is the the realm of fatal competition while the kingdom of right is the domain of peace. As Lacordaire eloquently said:
Learn, then, those who know it not; learn, enemies of God and of the human race, whatever name they bear, that between the strong and the weak, between the rich and the poor, between the master and the servant, it is liberty that oppresses, and law that gives freedom.
It is not sufficient, however, to say the law in the abstract is good and transgression is bad. One must ask: Whose law? Which transgression? Who stands to gain? Regarding these questions Nagle remains vague and tries to combine lot of disparate movements together in a manner that confuses clear judgement.
To the extent that society is socially segmented, transgression has a class content, not to mention a racial and gendered meaning as well. There is a difference between a revolt of the peasants and a revolt of the lords, between the thefts of proletarians and those of bankers, between African Americans or women breaking the law to gain the vote and Klansmen doing the same to intimidate the alien in their midst. Does this mean that violation of norms is always right as long as one is “kicking up”? Not at all. The Kishinev pogrom and the Gordon Riots were not justified because many of the participants in each event were plebeians. Justice demands more than simply applying an arithmetic of privileges to every political incident or moral problem. But the real inequality of conditions does mean that one should take into consideration the social position of the trangressors in each individual case, and exercise forbearance accordingly.
Nagle rightly wishes to combat the influence of Nietzsche, which is indeed has managed to find all too eager reception on both segments of the left and the right. While his urge to transgression is perhaps more complicated than Nagle model seems to allow, it is true that his celebration of the will in the power is a powerful alibi for mere abuse and irrationalism in practice as well as in theory. But she seems willing to buy into the Nietzchean narrative when it comes to the description of the Tumblr liberalism that allegedly provoked the rise of the alt right. Nietzsche blames the Judaic ressentiment of the slaves for the destruction of the free spirited culture of antiquity, and justifies his own aspiration for a new aristocratic transvaluation of culture by decrying the mediocrity and revengeful herd morality of modern society. Similarly, Nagle locates the origin of the counter-revolution of the alt right in the excesses of radicals and liberals themselves, in their culture of vindictiveness,petty spite, and “virtue signaling”. In one essay, she approvingly quotes Nietzche’s cynical inversion of Luke: “ He who humbleth himself wishes to be exalted.” In addition, her sympathy for Mark Fisher’s Vampire Castle thesis makes this connection to a Nietzchean critique of democratic culture explicit. Such a kinship doesn’t in and of itself make her words invalid. But it certainly creates an unaddressed tension between her stated distaste for the tradition of transgression and the critique of contemporary liberalism/leftwing radicalism she wishes to level. She wants to condemn the Nietzchean/Sadean strain of modernity, but she also wants to take as her own its critique of virtue as a mere mask for the will to power. Nagle thus has none of the same dialectical self awareness that motivated Adorno and Horkheimer to say: “It is the fact that Sade did not leave it to its enemies to be horrified by the Enlightenment which makes his work pivotal to its rescue.” Whether this is the correct attitude one should take towards the “dark writers of the bourgeoisie” is a different question. But it is a more intellectually honest position than the tack that Nagle is taking.
There are moments when people break rules just for the frisson of disobedience, Augustine stealing pears being the canonical example in the philosophical tradition. Most trespasses against the law, however, are done for some good or another, albeit in an often misdirected way. There are, for example transgressions done for straightforward aims like power, glory, or pleasure. But then then there are transgressions done in enforcement of the principle of law itself. Obedience to mores themselves can become an excuse for perversion. The “cucked” weakness of authority is corrected through an obscene demonstration of strength.Self-righteousness, contempt for one’s own failings,a desire to scapegoat,and a rage at disgraced resented fathers combine into a deadly form of jouissance in the service of reestablishing through transgression the terror of certain social taboos amid the general social entropy. But Nagle, since she is fixated by the defiantly antinomian cruelty of Sade’s stories, does not consider scenarios in which law can itself become an accessory for pleasure. Perhaps she doesn’t wish to contemplate the possibility that her own appeal for a more moral politics can turn into its opposite. Unlike Adorno, she doesn’t sense the similarity between Nietzche’s fantasy of the Overman and the nobility of the categorical imperative. Or perhaps she wishes to avoid engaging with the rather strident moral claims made by many alt-righters themselves which constitutes the positive side, so to speak, of their penchant for nihilistic humor. Nagle may find it easier to defend her own attempt at a third way in the discourse by saying that she opposed to the glorification of transgression by the left and the right alike, when in reality breaking rules may not be the most distinguishing feature of any significant contemporary movement.
This is in part why trying to tie the alt-right to the carnivalesque as theorized by Bakhtin is insufficient. There certainly is an element of that quality among many present day fascists that deserves analysis, but that element is certainly not unique to them. What makes the alt-right the alt-right is the specific political meaning it gives to the nonsensical and sarcastic sensibility of contemporary culture. Further, as with other political persuasions, the mask of irony and absurdism among internet Nazis can hide a fatal earnestness. To assume that it is Kek all the way down both underestimates the problem and also cedes to the fascists’ self description as being at bottom cool, calm, and above it all.
What Nagle is trying to do here is comparable to the common ideological trick of eliding the difference between 20th century actually existing socialism and fascism. What is called Stalinism and Nazism represent two ideologically movements with distinct principles, aims, and social content. They should each be handled on the basis of their individual merits (or lack thereof). This doesn’t mean that the two can never combine,since the case of National Bolshevism shows that is a quite real possibility. Nor does this mean that the series of Events set off by 1917 is above all censure. Rather, it means the synthesis should be called out as its own movement, while the two opposing systems should not be indiscriminately dumped into a common bucket of shame labelled totalitarianism or what have you. A similar approach must be had when dealing with post 60s liberalism/SJWs/pomos and the alt right. In a world where “all things…permeate and respond to each other,” finding similarities, while never trivial, is fairly easy to do. It is the decisive differences which are often more telling. Above all, while the work of genealogy is important, responsibility must ultimately adjudicated based on individual faults, not intellectual paternity. On this point one cannot improve on the curtness of the prophet: Everyone will die for their own sin.
It is true that the “the ideologically flexible, politically fungible, morally neutral nature of transgression” makes it insufficient as a basis for any sort of livable rule of life, let alone politics. But by the same token, this lack of determination in the matter of the object makes the general condemnation of transgression equally inadequate. Nagle gestures towards a form of neopuritanism without a God that would, in theory, avoid the extremes of the alt right or the Tumblr left. But this devotion to the Law often seems to be little more than a shadow, a mere abstract negation that has no independent content of its own.
In fairness, there are faint suggestions here and there of what a concrete standard is at play in this argument. Nagle does say at one point: “for progressive politics anti-moral transgression has always been a bargain with the devil, because the case for equality is essentially a moral one.” This seems to posit some positive standard (namely equality) by which to judge the violation of norms. But since all of the leftwing transgressive tendencies she lists are done in the name of equality,it unclear how the same value by itself can be invoked as restraint on what has happened since the 60s. For that matter, all the modern revolutions that invoked egalitarianism have involved the breaking of rules of one sort or another. How are we to distinguish between what is good and what is suspect in such movements if we are to avoid giving undue praise to transgression ? Greater clarity is needed from Nagle on this point.
We come to the most concrete definition of what Nagle is attacking when she defines transgression as a Sadean “devaluing of the procreative female body.” There certainly is a broad vaguely “counter-cultural” tendency to denigrate biological reproduction and woman’s role in the propagation of the species. Hence the appeal of eugenics, population control, and transhumanism among a wide variety of constituencies. But the generality of Nagle’s words leaves unanswered important questions: What shall we do with all the desires which escape realization in procreation? Are merely having such inclinations misogynistic? Or is Nagle only concerned about certain expressions of nonreproductive desire ? And if so which ones and why? Nagle doesn’t address any of these concerns. She only hints at what proper sexual morality would be as a way of shaming all her intended targets, without getting into potentially controversial details about what she means.
In the end, it is fitting that Nagle openly draws upon Christopher Lasch, who took from Christianity primarily the weight of Original Sin, not the hope of the Resurrection. She can posit only the sin (rather hazily defined) and the Law (also vaguely sketched out). Prohibition in denial about pleasure and revolt without a telos are fated to meet each other constantly in an endless futile combat. A third term is needed if liberty is to be achieved
***
Moving away from the cold cruelty of the aristocratic Sade, the tragically ferbile pretensions to elite status of Nietzsche, and the defiantly petite bourgeois pessimism of Lasch, we arrive at Plato who combined the virtues and the critique of his own class into a compelling, and enduring, whole. Disillusioned with the divinely sanctioned hubris and lust of the society in which he lived, he nevertheless did not fail to find in his surroundings fragments of a better world. The toxic environment upheld by the mythological sensibility, the admiration for martial prowess, and, infamously, the idealization of paiderastia was subverted by the quiet sober work of the dialectic, represented by the ugly and plebeian Socrates. But simultaneously these same overcome elements were turned into motifs of a new music of the spirit. The Olympian myths were remade into philosophical visions, the Homeric agon was reimagined as the encounter of minds in dialogue, and the predatory erastes/eromenos hierarchy (”as wolves loves lambs, so lovers love their loves”)was refashioned into a friendship for eternity,each partner simultaneously master of themselves and a holy force spurring the other to join in the procession of the gods.
One of several clues to this transmutation of the themes from the dominant culture into the work of philosophy lies in Plato’s defense of madness (mania) in the Phaedrus. The first two speeches of the dialogue defend the notion that the non-lover is better than the lover, because the former is not prejudiced by passion, consumed by jealousy, inclined to take advantage of his partner, etc. Such an inversion of the commonplace on the surface would seem to fit Plato’s preference for the authority of reason over the caprices of passion. Plato even seems early on to suggest such a conclusion by invoking the story of the carrying off of Orithyia by Boreas, which is certainly not a model of companionship worth emulating however much it seems to interest Phaedrus. But ultimately Socrates decides such a condemnation of eros is a false, even impious, paradox. Certain forms of madness are gifts from the gods, and the ecstasy of love is one such insanity. What drives one to cross limits is not simply a curse but a necessary element of the motion of our souls. What is in us that longs to be seized is not simply a temptation to mere subordination but is the desire for the genuine emancipation of consciousness from itself.These contradictory impulses are not to be denied but, through the encounter with the lover/beloved and the self control of the individual soul, integrated into one personhood oriented towards what is truly real. Death and seduction must be risked in order to be transcended. The wise man, the just man, is one who has assimilated the possibility of transgression into the pattern of his life. A state of constant sober madness become the homeland in which one lives and moves in freedom.
Amidst the amorous and pastoral setting haunted by the ghosts of past violence grows the chaste agnus castus, providing shade for all who choose to lie beneath it.
***
Late have I loved you, Beauty so ancient and so new, late have I loved you! said St. Augustine of Hippo, juxtaposing all the wasted years with the light of the Gospel that he had found. And so do many of us when an epiphany, a true Event, occurs. We regret the thoughtlessness, the betrayals, the aimless wanderings, by which we have put off the demands of the truth.
But if we would be more merciful to ourselves,and more honest about how the process of illumination takes place here below, we should sympathetically read all our errors as prologues to what we now know. Every proposition and every action captures a partial truth. In order that every one can have a role to play in the ceremony, many exaggerations, comic as well as tragic, farcical as well as oracular, are permitted to exist for the upbuilding or correction of all who have eyes to see and ears to hear. If we have been wrong, then we can take solace in the knowledge that we were always inspired fools who didn’t know just how truly we spoke. Nor can we be ashamed of the original twist given to newly discovered truths by the accumulated weight of our old habits. Happy are they who have never had occasion to falter,but happy too are those who know the alchemy of turning vices into virtues. The light becomes all the more splendid through the play of chiaroscuro that is permitted to glorify the advent of divinity. In this way, all add their own irreplaceable imago to the collage of humanity as it is assembled into a bifurcated order that we only dimly intuit through the sense of faith and the speculations of reason.
As St. Francis de Sales said in a passing analogy.
The scorpion who stings us is venomous, but when his oil has been distilled, it is the best remedy for his bite;
RebelYankee is YankeeRebel
Wikipedia attributes the above eloquent words of Robert E. Lee while neglecting to mention that he was riffing on the circa 1847 writings on being a gentlemen of Francis Lieber (see second photo below) scholarly German immigrant who sought to integrate the philosophy of Kant into the constitutional tradition of his adopted country. He had lived two decades (1836-1856) in the South, had owned slaves himself, and was not unsympathetic to certain aspects of the region’s culture. Nevertheless, he sided with the Union,helping to devise a historic legal code bearing his name that regulated the behavior of government troops which would go on to inspire later attempts to apply international law to the practice of war. The advent of the conflict also pushed Lieber (previously a gradualist) to push for both abolition at the federal level and, more radically still, for the equal access of African Americans to courts of law.
This proposed scenario of borrowing fits in with the story of the original finding of the Lee quote by John William Jones, who took the words from a collection of private papers that that included a lot of citations of the Psalms and passages from "standard authors" in addition to Lee's own thoughts. They were evidently a collection of personal memorandums that mixed quotations from other sources with the writer’s brief musings that were not intended for publication. Jones simply did not recognize the borrowings from Lieber.
This is an interesting small detail which shows not only how the cultures of the differing regions , for better or worse, interpentrated with each other but also how the conception of politics across the nation was affected by the perspective of German immigrants bearing with them the ideals of the various continental traditions. It also pushes back against both the Lost Cause romanticists who want to celebrate an insular authochonous identity and those who want to neatly separate what are considered uniquely Southern values from the wider national tradition. Similar starting points do not entail the same conclusions, nor do real differences follow neatly predictable patterns in their unfolding. The Whiggishly inclined U.S. army veteran adopted the cause of secession and the peculiar institution, while a foreign born philosopher suspicious of democracy who had in the past himself colluded with human bondage took up the bond of union and emancipation. Sympathy for neofederalism in the former yielded to the claims of states rights, while the latter’s liberal appreciation for the virtues of local and limited government was transformed by the pressure of events into an active commitment to the centralizing Second American Revolution.
In addition, this silent bond of intellectual kinship between two men points at the ambiguity of the ideal of the gentlemen in the history of American republicanism. The same notion that could used to defend a agrarian order of aristocratic power based on racial hierarchy could serve as an inspiration for those seeking to create a more equitable and democratic dispensation that would empower an ever increasing number of American citizens with the protection of the law. While the first tendency could in truth not “let the past be the past” and preferred violence both before and after 1865 to the mere possibility that a caste’s power to lord it over others could be restrained, the second appropriation found its fulfillment in helping to enable African Americans (and not just African Americans) gain liberty for themselves. The figure of the gentleman could be a model of a free human being who respected others with the same regard that was given to oneself. The real inequality of conditions could be alleviated through a Christian/Stoic/republican forbearance combined with zeal to correct injustice. Awareness of one’s own power became the basis for responsibility towards the oppressed, recognition of weakness the foundation of a regime of rights for all. Being ashamed at the thought of “humbling others” confirmed a moral pride that refused to be silent towards social evils. From that perspective at least, Lieber the bourgeois immigrant jurist and intellectual proved in the end more gentlemanly than Lee the native born scion of Virginia’s landed elite. While one can not deny that the CSA arose, in part, from republican values shared by both sides of the sectional divide, one cannot fail to recognize that it was the forces for Union which more successfully preserved and elevated such principles on the battlefield as well as on the plane of law. For in the end, the highest exercise of gentility is not the defiant preservation of privilege but the gracious preparation, out of the substance of one’s own life, of a place for others under the sun.
August 15
Caught up in body into the Third Heaven
As he, the usuper, takes flesh below
In glory bearing the common promise
Of an equality that exaults–She
joyful patroness of lost sinners, meets
Halfway up him that came down in power
to banish kings and princes from their thrones.
The starry maternal eyes of Rome’s Queen
Can look with soft indifferent kindness
On the proud brittleness of Assyria,
Divine axe against the scattered nations
And Israel alike. Patience outlasts
The short consumptive mania of power
A river returning with joyful pace
To the ocean from whence it came
Can not envy the glory of the
Vast terrestrial fire that speedily joins
In the general purging flame. The earth
Is held together in joyful tension
By their celestial convergence. O Birth,
Where is thy sting? The play of the blest day
Brings forth a profound peace so rarely sought
As the old tyrant’s skin daily falls
Down like a serpent’s onto the old sands
He can murmur, chastened though unconquered
If he will give me only time and place
To him All to the All I will restore.
Austria’s Failure to Find a Third Way
Austrian interwar authoritarianism presents a fascinating series of contradictions. The Dollfuss-Schuschnigg regime was anti-Nazi yet welcomed the friendship of Mussolini’s Italy. It looked towards an Italian movement rife with Nietzscheanism while founding itself on Catholic social teaching. Finally, the Ständestaat (corporate state) looked to uphold a specifically Austrian identity while also defining itself as a German state. The literature on the Austrian regime varies wildly in its sympathies. Some authors praise the Ständestaat as a bulwark against Hitler, while others deride it as just one more fascist regime among many. From the narratives of both camps a common thread can be drawn that reveals the reasons behind the ultimate debacle that was the Anschluss. The Ständestaat failed to secure its independence in the face of German aggression because it failed to create its own distinct mass political movement. Combating the left was considered more important than building effective social support. Adherence to a conservative economic vision prevented the regime from satisfying either the capitalists or the working class. Finally, instead of presenting a radically revolutionary vision of social change, the Ständestaat allowed the Nazis to set the terms of the debate.
A note should be made about the appropriateness of the term fascism in reference to the 1934-1938 Austrian government. For decades the literature about the Ständestaat has been the site of a bitter struggle. Some insist on the term “Austrofascism,” arguing that the Austrian regime was essentially the same as its Nazi counterpart. Others more sympathetic to the record of Dollfuss and Schuschnigg have preferred the more positive term Ständestaat.[1]These historians have emphasized the good faith efforts of the regime to combat Nazism and preserve Austrian independence in the face of aggression. Such debates, though interesting are beside the point.[2] It is more important to understand how the Ständestaat failed to thrive by its own standards than to decide whether it deserves the automatic opprobrium associated with the fascist label.
The Austrian regime was brought down more by own weaknesses than by the overbearing strength of Nazism. As in the case of the French Third Republic in 1940, Vienna in 1938 lacked the will to fight to the bitter end for its national independence. Undoubtedly, Austria had been dealt a bad hand in the domain of foreign affairs. The strongest assurance of protection came from Italy, one of Vienna bitterest historic enemies. When Mussolini decided to embark on his Ethiopian adventure, he alienated the western democracies. This forced Rome to draw ever closer to Berlin as a natural ideological ally. Part of the price of this realignment was the weakening of Italy’s commitment to Austrian independence. With the loss of its one time protector, Austria became increasingly exposed. At the same time, Vienna failed to win over the sure support of the democracies. France was sympathetic, but unwilling to act alone without the support of London. The United Kingdom in turn did not consider central European affairs to be one of its vital national affairs.[3] From this perspective Austria’s diplomatic abandonment was one of the many unfortunate results of the policy of appeasement that characterized a low, dishonest decade.
However, despite these facts, it remained the case that the weaknesses of the Austrian state were essentially internal. Schuschnigg decided to resign even before either Italy or the Western powers had given him a final refusal.[4] The Ständestaat gave up the fight even before trying the path of military resistance. While some governments occupied by Germany chose to go into exile and organize resistance from abroad, Vienna allowed itself to be snuffed out entirely. Further, as pointed out by several authors, the national socialists were not a strong enough as an internal force to bring the Ständestaat to its knees. As Gehl observes, “the Austrian Nazis could not achieve success without pressure from outside, and they were too weak to force recognition from the Austrian government on their own account.”[5] It was the government’s own decisions that led to the final debacle, not the irresistible might of its opponents. Finally, the fact that Italy’s changing diplomacy had such an effect on Vienna should indicate that the regime had a larger problem than just being unreliable friends. Foreign factors took on an exaggerated importance because the Austrian government was laboring under its own chronic ineptitude and internal weaknesses.
The Ständestaat arose out of the crisis brought about in the vacuum left behind by the death of the Austrian Empire and the end of the monarchy. During the late-Habsburg era, the Christian Socials and Social Democrats grew up together beneath a capacious imperial canopy. Outright collision between the rival mass movements was prevented by the supervising mediation of the Emperor. A precarious equilibrium existed which, while not same as the absence of conflict, avoided the polarization of the people into irreconcilable factions locked in a state of civil war. But with the end of the imperial system, there was no longer an overall authority figure that could claim to be equidistant from all competing factions. Now there were only rival citizens who faced each on a horizontal plane of competition from which there was no easy exit.
In addition to the new angst of coexistence within a republican order, there arose the question of whether Austria without the Hapsburgs had a real future. The Christian Socials were still convinced in the viability of the so-called Austrian idea. In part this was an expression of barely repressed royalist hopes for a restoration. Yet it was also an expression of belief that predominantly Catholic Austria, with its centuries old heritage of an independent existence, had a separate identity from the predominantly Protestant German nation. Finally, as will be explored later on, they thought that their country represented a superior brand of “Germanness” than the one offered in Berlin. By contrast, the Social Democrats longed for unification with Austria’s northern neighbor. While they were more committed to democracy than were the Christian Socials, the socialists were not convinced that an Austrian republic had a real reason to exist. They favored unification with Germany as an inevitable working out of the rationality of history.[6] Austria was thus divided between patriots who were dubious about the value of republican forms and solid democrats who did not feel much attachment to the nation they inhabited.[7]
These conflicting ideological tenants led to a spiraling series of confrontations between the two sides, neither of which was unwilling to resort to force to achieve their objectives. Like the Weimar Republic, the Austrian First Republic throughout the 1920s and early 1930s was marked by repeated street fighting between the left and the right while the parliamentary system became increasingly discredited by the economic instability of the times. This culminated in a brief civil war, which consolidated the control of the Christian Socials and paved the way for the issuing of the authoritarian May Constitution. All parties were abolished and replaced with the Fatherland Front, an organization that was supposed to connect Austrians of all backgrounds to the state. One faction had put an end to the seemingly unworkable social contradictions brought about by democratization through declaring a dictatorship. In a typically Austrian gesture, the parliament was declared to have abolished itself, as if no one was willing to take responsibility for the termination of democracy.[8]
The Austrian regime prioritized the suppression of its leftwing opponents over winning a mass following. While it sought to split moderate Nazis from Germany, Vienna waited until the end was in sight before seeking to reconcile itself with the Social Democrats. Rather than trying to protect itself from Nazi aggression through allying with the democratic nations of Europe, the Ständestaat put too much faith in fascist Italy. While the Nazis successfully wooed elements of the social democrats, the Austrian regime remained dependent on a narrow conservative base that proved all too willing to throw in its lot with Hitlerism.
Despite the regime’s commitment to resisting Berlin as well as Moscow, the Staandstaat was at the end of the day more concerned with repressing the left than with combatting Nazism. This was particularly true after the death of Dollfuss and the failure of the 1934 putsch. Despite the obviously aggressive intentions of Germany, a lawyer named Arthur Seys-Inquart was given a position in Austria’s cabinet to represent the “national opposition” (i.e. the Nazis).[9] Further, the Ständestaat, hoping to gain breathing room from the insistent pressure of Berlin, made several concessions to Austrian Nazis as early as 1936. “Nazi political prisoners…were amnestied, a select number of German newspapers would be allowed to circulate in Austria following an earlier ban, and Nazis symbols would be permitted again on certain occasions.”[10] In addition, during that same year, the Ständestaat disbanded the Heimwehr units.[11] These paramilitary groups had been instrumental in the suppression of the socialists 1934. They represented one of the few bottom up expressions of support that the regime had. Yet, the Ständestaat was willing to sacrifice them in the hope of partially appeasing Berlin. Later, in 1937, Schuschnigg made an agreement in conjunction with Berlin which released 145 National Socialists and promised to limit police suppression of “any offices that might be established in furtherance of the pacification movement.”[12]
As a result of these various concessions, Nazis were still not recognized as a legal party but they were given more room to function. In the words of Gehl: “The strength of the regime was no longer based on opposition to the Nazis but on the compromise concluded with them.”[13] This may be too harsh a verdict, but it captures the extent to which Vienna had undermined its own position.
Finally, while the Austrian regime sought to win over “moderate” Nazis, no such effort was made to split the Social Democrat bloc. In fact, attracting national socialists was one of the reasons for the intensity of the regime’s persecution of the left. As Dollfuss explained as early as 1933:
“I am convinced that, as soon as you appeal to all sound national forces in Austria, and strike a blow at the Social Democrats in their stronghold, Vienna … then many of those who today are active in the ranks of the Nazis will come over to the circle of the national front.”[14]
Even at the eleventh hour, Schuschnigg was unwilling to allow the Social Democrats to organize again as a party. In part this was an understandable effort to keep out the Nazis. The Fatherland Front was supposed to represent all Austrians. If this political monopoly was broken to allow for a party of the left, the Nazis would undoubtedly demand their right to participate in political life as well. But deeper than such tactical considerations was the continuing antipathy of Schuschnigg and others to the Social Democrats as a red menace to a Christian Austria. No distinction was made between the socialists and the communists loyal to Moscow. While the Ständestaat should be commended for reaching to its political opponents, it was clearly a matter of too little too late.
Austria alienated otherwise sympathetic countries through its unwillingness to tolerate the existence of a leftwing opposition. Public opinion in both England and France disapproved of the persecution of the Socialists.[15] In a world divided by a global struggle for power between fascism, communism, and liberalism, the idiosyncratic authoritarianism of Austria lacked many viable allies. One of the main reasons for the existence of the regime was its opposition to annexation by Nazi Germany. But because of its rightwing politics it could not expect much natural sympathy from the western democracies or from the Soviet Union. On a more local level, the oddly half-hearted reactionary politics of Vienna alienated its neighbors. The Austrian state could not join Little Entente partly because of its unwillingness to renounce definitively the restoration of the monarchy.[16] Finally, Austria, while eager to gain assurances that other nations would protect its independence, was unwilling to join in any alliance that was explicitly committed to combatting Germany.[17] The bond of kinship between the two nations undercut Vienna’s desire to maintain its own sovereignty.
The Ständestaat failed to win over the left. The state’s sweeping ideological opposition to the Enlightenment left little room to compromise with socialists or liberals. Perhaps more importantly, the Austrian regime’s unwillingness to engage in Keynesianism or to permit unionization gave workers inclined towards socialism little material incentive to change their loyalties. This was in stark contrast to the Austrian regime’s Hitlerite rival, which, while similarly opposed to both liberalism and socialism, was far more adept at branding itself as a truly modern alternative to the status quo. It helped that Nazism, being also an officially proscribed group, was not tainted by association with the government’s suppression of the left. As one observer said as early as 1934:
“Owing to its wait and see attitude, the hands of the NSDAP would remain free of the blood of the citizens, and the NSDP therefore formed the natural reservoir into which the insurgent masses of German workers would be channeled.”[18]
Thus, it is estimated that 1/3 of the Social Democrats base defected to Nazism.[19] Bombarded with anti-Semitic and anti-Catholic propaganda, many workers were convinced that Hitler was a desirable alternative to the current Austrian government. These Social Democrats preferred an admittedly anticlerical foreign regime to being governed by their bitter ideological enemies.Their desire for vengeance and their long established preference for Anschluss with Germany quieted their proletarian scruples
The Ständestaat was prevented from building a mass base by its inability to come up with a popular economic response to the problems raised by the Great Depression. Instead of adapting to modern labor relations, the regime tried to freeze society in the image of a rose tinted medieval past. Rather than adopt a flexible monetary policy, the Ständestaat crucified Austria on a cross of gold. Finally, instead of enabling economic growth, Vienna bogged itself down with shortsighted policies of protectionism.
The Ständestaat sought to transcend social conflict through corporatism. Society would be divided into different estates, which would all be harmonized in the unity of the state. The disruptive forces of trade unionism and entrepreneurial avarice would be negated through integration into a properly Christian social order. Class interests would be channeled into a general spirit of cohesion. This attempt to turn a theological critique of modern social conditions into a concrete third way between socialism and liberalism satisfied no one. Instead of conciliating social-economic differences, it let class differences fester into a general resentment of the Austrian state. The urban proletariat was alienated from a regime that failed to take seriously their demands for autonomy and political participation. Nor could they be expected to appreciate cuts to their living standards in the name of maintaining the budget. While the working class remained unappeased, the well to do were also dissatisfied with the Ständestaat. Capitalists certainly appreciated the state’s suppression of labor militancy. But they did not find much positive value in the corporatist state. The sentimental elevation of the rural countryside as the bedrock of society was no doubt irksome to men who saw themselves as being forces for social and material progress. And while many no doubt liked the absence of new taxes, even the fiscal orthodoxy of Vienna was not an unmixed blessing for big business. The stagnation imposed on the economy by the Ständestaat affected profit margins as well as wages. Many industrialists looked towards the dynamic economy of Nazi Germany as an alternative. As one business man bluntly said:
“Business is always about surviving the next day. After you’ve survived a crisis, nobody asks you how you did it. I am known as a rather successful industrialist. As such I say and can only say: What they are doing out there with the economy [in Nazi Germany, G.S.] is quite simply impressive.”[20]
All this was in strong contrast to American Catholics who were eager to link the liberal modernization of the New Deal to the same papal document, Quadragesimo Anno, cited by the Austrians authoritarians.[21] It was a definite choice on the part of the leaders of the Austrian regime to view the only possible application of Catholic social teaching as being a return to the 13th century. Instead of reinterpreting present day realities through the spirit of orthodoxy, they became lost in the letter of long since departed social realities. Ironically, despite its clear debt to the imperial past, Ständestaat showed none of the Hapsburgs willingness to compromise with modernity. The piety of the old dynasty had not prevented it from being willing to acknowledge contemporary realities. The petite bourgeois clericalism of the 1930s Austrian right by contrast burdened itself with quixotic aspirations.
The regime in Vienna prioritized preserving a balanced budget and the value of the Alpine Dollar over stimulating economic growth. While other countries had adopted fiat currency because of the state of the time, the Austrian government mulishly stuck to fiscal orthodoxy. “Although other countries abandoned the gold standard mentality in the 1 930s - Great Britain in 1931, the United States and Germany in 1933, and even France in 1936 - Austria clung to it until the bitter end.”[22] What is commonly known as Keynesianism remained more or less anathema to Vienna. “Attempts to stimulate the national economy … remained much too weak in Austria since they lacked genuine conviction on the part of the government.”[23] While the American government and the Nazi government, through their expansive monetary policies, were able to take the sting of the Depression from the public imagination, Vienna allowed the economy to largely work itself out. At the same time, the country sought to protect small businesses from being rendered redundant. Centralization and rationalization of production was thus discouraged. At the same time, idle capacity was allowed to build up because of a lack of effective demand. As a result, “Industrial output in 1937/1938 was below that of 1929.”[24]
This flawed approach to economics extended into agriculture. Dollfuss effusive rhetoric about the social importance of the peasantry, the agricultural policies of him and his successor were of dubious value for Austria’s farming industry. The leaders of the Ständestaat were of course unwilling to pursue the “red” solutions of land reform and the creation of unions for farm workers. However, they were also unwilling to use free trade as a means of rationalizing Austrian agriculture. Instead, the Austrian regime pursued a policy of subsidizing the nations’ farmers and imposed a strict quota system on their products.[25] This discouraged agricultural modernization while inflicting high food prices on the already disaffected urban proletariat. The result was that the passive support of the countryside was assured. But laboring masses in the cities were left with little effective attachment to the regime, thereby exposing them to the siren call of Nazism.
The Ständestaat did not succeed in creating a distinct (counter)-revolutionary vision of its own. It failed to compete with Nazism on the ground of German identity politics. Instead of bringing back the monarchy, it tried to recreate the old imperial system minus the dynastic base. While Nazism put forward clear answers on the nature of the people, the Austrian regime offered a confusing ambivalence that really satisfied only a minority of the population it tried to rule. Finally, instead of confronting head on the psychological angst and uncertainty of modern life with a radical vision, the Ständestaat tried to coast by on a weak political mandate with a merely bureaucratic authority.
The Ständestaat defined itself as a ‘German’ within its constitution. This marked its continuity with the programs of the Christian Social party. It was also concession to the self-understanding of a majority of Austrians. But in the long term, this self-definition undermined the attempt to build an Austrian identity. The sincere members of the Fatherland Front (who perhaps were never a majority) believed they represented the better Germany that had not been led astray by the errors of Protestantism and modern Neo-Paganism. Dietrich Hildebrand summed up the official attitude of the regime when he wrote:
“Can one conceive of an ethos or a mentality that is more contrary to the great spirituality and quiet depth of this noble German character than the loud, propagandistic, aspirtual conduct of National Socialism, its mechanical enforcement of conformity in all areas of life, and its disavowal of German traditions and culture…?”[26]
To supporters of the Ständestaat, Vienna was the true uncorrupted embodiment of Deuchteum (Germanness). They thus already ceded that the main issue was a national identity, with dire consequences. As one Catholic intellectual observed at the time, “Those who regard Austria as a German state and speak of the German nation in Austria will sooner or later have to deny the Austrian state.”[27]
A post-imperial Austria could not claim to offer an essentially different conception of political belonging. The choice than was between who could project a more convincing simulation of the reborn Germanic Reich. When the question was posed in that way, the ultimate issue could not be in doubt. The restored Holy Roman Empire was a pipe dream, while the Nazi state was an undeniable reality. The volk proved more politically potent than piety and defunct dynastic loyalties. This in fact proved to be a decisive factor in the death throes of the Austrian state. One of the reasons for Schuschnigg’s final capitulation was his unwillingness to shed fellow German blood.[28]
Many members of the Austrian regime had royalist sympathies including Schuschnigg.[29] However, perhaps bizarrely, they were unwilling to bring back the Hapsburgs. The monarchists were a solidly anti-Nazis constituency both out principal and by necessity. Hitler was violently opposed to the Hapsburgs as a family of degenerate cosmopolitans that had betrayed the German people with their sympathies for the Slavs. This was one of the themes dealt with in Mein Kampf, which diagnosed the death of the Austrian empire as a result of its multinational character. In the face of this one could say that the Austrian regime, hoping to avoid providing a pretext for Nazi aggression, had solid reasons to choose not to bring back the dynasty.[30] But one could also argue that, considering the fact that nothing would convince Germany to abandon its scheme of unification, Vienna had nothing to lose. Something over and above diplomatic calculation informed the Ständestaat’s reluctance to bring back the king. Perhaps at bottom they thought they were building a more genuinely Christian society that would not make the messy compromises with liberalism and socialism that had characterized the late Hapsburg period.
The Ständestaat relationship to Anti-Semitism demonstrated both the reality of its anti-Nazism and its uncomfortable kinship with its northern rival. This relative toleration for Jews definitely distinguished Austria from Nazi Germany. There was no equivalent to the Nuremburg laws or Kristallnacht. Many German Jews found asylum in Austria. The Fatherland Front incorporated into its official party platform the text of 1933’s pastoral letter by the Austrian Bishops. The document clearly denounced ‘racial ‘anti-Semitism along with racism, eugenics, and the exaltation of nationalism over religion.[31] In a sense, the Ständestaat continued the tolerant policies of the late Hapsburg Empire, albeit without the liberal and constitutional features of that regime. In turn, some Jewish writers and intellectuals, such as Joseph Roth and Franz Werfel looked to Austrian identity as a defense against the nationalist extremism of the times.[32] Nostalgia for the old order proved to be in this instance a justification for accepting rather than rejecting cultural outsiders.
However, this atmosphere of relative toleration was fraught with ambivalence. As indicated above, the Fatherland Front and the Austrian bishops only condemned “racial” Anti-Semitism, not all possible forms of hatred towards Jews. Pace the Nazis, no human tribe could be written off as beyond salvation, but there was still a special opprobrium that surrounded the alleged obstinacy of the Hebrews who had rejected Christ. Distrust and hostility towards Jews for being members of an alien religion was implied to be acceptable. The practical difference between the racial anti-Semitism and anti-Judaism was difficult to maintain for most Austrian Catholics, who still insisted on differentiating between gentile and Jewish members of the faith.[33] Further, despite the mildness of the official policy, popular anti-Semitism remained unchecked. Notably, a pro-regime newspaper published the editorial by one “Professor Austriacus” who described the murder of a Jewish intellectual named Mortiz Schlick as a ‘truly satisfactory solution to the Jewish question.’ ”[34] It would only take a small leap from such sentiments to approve of wholesale extermination of the Jews as a people. In the end, the half-hearted toleration of the Ständestaat could not compete with the straightforward racism of the Nazis. The former refused to directly confront the bigotry of the Austrian population, while the latter gave the masses permission to vent their worst instincts.
The May Constitution of 1934 by itself demonstrates the unwillingness of the Austrian authoritarians to settle themselves to the realities of mass politics. The preamble declines to name the power, which issued the constitution. Neither the traditional dynastic right nor the popular sovereignty is admitted as a legitimizing principle. As Eric Voeligan observed: "[The 1934 preamble] lists the principles of the constitution, it names the object benefiting from the constitution-but it says nothing about the power issuing the constitution.” [35] God Himself is invoked, but the founders of Ständestaat did not dare say that their statutes were direct expressions of the divine will. The constitution situates itself more as a provisional document than an enduring expression of a specific set of power relations. This was a continuation of an old problem that had hounded the Austrian polity throughout the 19th century. "The impossibility of creating clear domestic power relations shifted the emphasis of the problem of the Austrian Reich from the field of politics to that of administration."[36] But at least in the past, there had still been at the end of the day the divine aura of the dynasty itself, which could credibly claim to stand apart from the various social and national struggles that had riven the old empire. The May Constitution, by contrast, wants the form of an administrated state without creating a social institution capable of giving substance to such a form of government. The realities of political power are obscured in an appeal to an elusive authority which has yet to commit itself to a foundational decision.
There is a profound irony at work here. Hitler wormed his way into power through technically legal means without having to replace the Weimar Constitution. The Austrian authoritarians, from this perspective, were formally more radical in the sense that they issued a brand new constitution to replace the founding document of the first republic. But this boldness when it came to practice hid a timorous approach to the realities of governing a modern state. Instead of directly tackling the problem of legitimization in modern mass society, the Ständestaat deferred making a political decision about its own foundation to the indefinite future. By contrast, Nazism founded itself openly and unambiguously on the “volkish” people. It tried to ride the modern tide of popular sovereignty even as it schemed its overthrow democratic rule.
Austrian identity had historically been based on two transnational institutions, the Hapsburg dynasty and the Catholic Church.[37] It had grown up in an atmosphere of spiritual and secular cosmopolitanism that had never had to confine itself to the limits of a nation state form. While this sensibility could, under certain circumstances, make Austrians appear more modern than the inhabitants of countries with more straightforward homelands, it left the subjects of the old empire ill prepared for an age increasingly defined by a heady mixture of patriotism and revolutionary politics. The cataclysm of the First World War forced Austrians to consider on what terms they could exist as a distinct people. The loss of the monarchy left Austrian identity even more dependent on the Church. But this made it ever more abhorrent to the socialists. Indifferent to the traditional religious debates between Protestant and Catholics, secular leftist Austrians thought that nationality trumped the lingering scars of the Reformation. Throughout the 1920s and 30s, liberal and leftist partisans participated in pro-Anschluss activism.[38] They sought to affirm a shared republican German identity that would paper over the scars left behind by the departure of the Hohenzollerns and the Habsburgs. This aim ironically converged with the aims of the post-royalist nationalist right. Even the victory of Hitler was not enough to definitely silence left sympathies for a unification with Germany, particularly as many opponents of the Ständestaat groaned under official persecution.
The Fatherland Front condemned the positing of the nation as a higher collective entity than the state itself. However, this left unanswered where legitimacy flowed from. When a monarch who stood above the people ruled society, the state was truly independent from the nation. But in a post-dynastic present, there was no clear institutional reference point that could play the role of autonomous mediator. There was instead a gaping void in the political imaginary. The Nazi Volksgemeinschaft, by contrast, presented a simpler, perversely more democratic equation: The state was legitimate because it represented the people that made it up. A German people needed a German state. In the face of this simple logic, Vienna could only hem and haw. Austria wanted to be a supranational entity but instead only came across as a deformed parody of the nation state. Deuchteum, in the last instance, trumped whatever the Austrian idea was supposed to stand for.
The Ständestaat’s opposition to democratic forms worked against its attempts to justify its own existence. When distinguishing itself from its northern neighbor was key, Vienna tried to imitate some of Berlin’s forms. The Austrian regime, despite the sincerity of its opposition to Nazism, adopted the Führerprinzip as its own. Within their general practice of governance, each level of organization was subordinated to the leader of the Fatherland Party. Dollfuss even chose to take on the title of Führer.[39] However, as Bruce F. Pauley observes: “All in all, there was a distinctly temporary and defensive quality to the governments of Engelbert Dollfuss and Kurt von Schuschnigg. Neither man had any desire to set up a permanent dictatorship.”[40]
If rightwing authoritarianism was the only option available, choosing between an unabashed charismatic leader and a glorified bureaucrat riven by self-doubt might seem like an easy choice to make.
The lack of emotional energy behind Austrian authoritarianism can be vividly demonstrated by its choice of symbols. In contrast to the enigmatic energy of the swastika, the Austrians had the clunky crutch cross (Krukenkruz).[41] These details on the level of spectacle were symptoms of a deeper psychological difference between Vienna and Berlin. Nazis offered the revolutionary division of spoils among racial brothers fused together in an armed mass in the wake of the passing of God and Kaiser. The deserving sons would inherit the inheritance left behind by a father who had proven too weak to stop his own demise. Fascist filiarchy would replace the stale reign of traditional patriarchy [42] The Austrian regime, by contrast nostalgically wavered in front of the void left by the passing of the pre-1914 order. Particularly after the assassination of Dollfuss, the role of Chancellor was more a bureaucratic function overseeing the persistence of the status quo than a post defined by transformative leadership that could promise a new future for the various frustrated strata of modern society. The potent mixture of paternalism and democracy offered by the American New Deal was beyond the capabilities of the Austrian regime. At the same time, the Austrian state did not offer its citizens a true restoration of the ancien regime. The leaders of the Ständestaat lacked the pious audacity to bring back the exiled emperor. At most, they were merely willing to keep his seat warm for him.
The Ständestaat failed in its mission to save Austrian sovereignty because of its inability to successfully engage with the realities of modern mass politics. Rather than win the hearts and minds of the working class, the Austrian regime became fixated with combating those to its left. Instead of effectively reacting to the economic realities, Vienna chose to oversee the strangulation of growth by corporatism and fiscal orthodoxy. Finally, instead of presenting a unique and persuasive vision of the future, Vienna allowed itself to be boxed into an ideological corner by its more nimble Nazi opponents.
Ironically, some of these issues were raised in a report by the Fatherland Front itself in late 1934: “The supporters of the government complained … that its enemies, the capitalists, were not tackled more energetically, that the workers were much too exploited, [and] that the leftwing opponents were punished much more harshly that the ‘brown terrorists.’” [43]
The fact that such a frank and sweeping criticism could be levelled within the governing party itself was a sign of the mildness that defined the regime in contrast to other interwar authoritarian states. But the fact that little to nothing was done to address these concerns during the remaining years of the regime indicates how incapable the Ständestaat was of making the bold decisions necessary to secure its own existence in an age of political flux.
The tragedy of Austria is a microcosm of the fate of Central Europe during the 1930s. It is the story of the inability of both liberalism and the remnants of the ancien regime, of Social Democracy and of the Church, of the intellectuals and the working masses to resist the march of Nazism. When push came to shove, with honorable exceptions, both major Austrian social factions capitulated to the advent of Hitler. It would take the victory of Moscow and Washington to force the various elements of Mitteleuropa to commit to a democratic order.
Bibliography
Secondary Sources
Bischof, Günter, Anton Pelinka, and Alexander Lassner, ed. The Dollfuss/Schuschnigg Era in Austria: A Reassessment (New Brunswick, New Jersey, 2003).
Boyer, John W. Culture and Political Crisis in Vienna: Christian Socialism in Power, 1897-1918 (Chicago, 1996).
Brook-Shepard, Gordon. The Anschluss (Philadelphia, 1963).
Burkey, Evan Burr. Hitler’s Austria: Popular Sentiment in the Nazi Era: 1938-1945 (Chapel Hill, North Carolina, 2000).
Burns, Gene. The Frontiers of Catholicism: The Politics of Ideology in a Liberal World (Berkeley, California, 1994).
Bushell, Anthony. Polemical Austria The Rhetoric of National Identity from Empire to the Second Republic (Cardiff, Wales, 2013).
Carsten, F. L. Fascist Movements in Austria: From Schönerer to Hitler (London, 1977).
Gehl, Jürgen. Austria, Germany, and The Anschluss 1931-1938 (London, 1963).
Klausinger, Hansjörg. “How Far Was Vienna from Chicago in the 1930s? The Economists and the Depression”, Gunter in Bischof, Anton Pelinka, and Alexander Lassner, ed., The Dollfuss/Schuschnigg Era in Austria in Austria: A Reassessment (New Brunswick, New Jersey, 2003).
Hochman, Erin R. Imagining a Greater German: Republican Nationalism and the Idea of Anschluss (Ithaca, 2016).
Kindermann, Gottfried Karl. Hitler’s Defeat in Austria 1933-1934: Europe’s First Containment of Nazi Expansionism, Sonia Brough trans. (London, 1984).
Kirk, Tim. “Fascism and Austrofascism”, in Günter Bischof, Anton Pelinka, and Alexander Lassner, ed., The Dollfuss/Schuschnigg Era in Austria: A Reassessment (New Brunswick, New Jersey, 2003).
Liungman, Carl G. Symbols: Encyclopedia of Western Signs and Ideograms (Stockholm, Sweden, 1995).
Pauley, Bruce F. "Fascism and the Führerprinzip: The Austrian Example." Central European History 12, no. 3, 1979.
Pauley, Bruce F. From Prejudice to Persecution: A History of Austrian Anti-Semitism (Chapel Hill, North Carolina, 1992).
Senft, Gerhard. “Economic Development Policies in the Ständestaat Era”, in Gunter Bischof, Pelinka, and Lassner, ed., The Dollfuss/Schuschnigg Era in Austria: A Reassessment (New Brunswick, New Jersey, 2003).
Theweleit, Klaus. Male Fantasies Volume 1: Women, Floods, Bodies, History, Stephen Conway trans. (Minneapolis, Minnesota, 1987).
[1] Günter Bischof, Anton Pelinka, and Alexander Lassner, ed. The Dollfuss/Schuschnigg Era in Austria: A Reassessment (New Brunswick, New Jersey, 2003), p.1.
[2] Tim Kirk, “Fascism and Austrofascism”, in Günter Bischof, Anton Pelinka, and Alexander Lassner, ed., The Dollfuss/Schuschnigg Era in Austria: A Reassessment (New Brunswick, New Jersey, 2003), p. 26.
[3] Jürgen Gehl, Austria, Germany, and The Anschluss 1931-1938 (London, 1963), p. 114.
[4] Gordon Brook-Shepherd, The Anschluss (Philadelphia, 1963), p. 152.
[5] Gehl, Austria, Germany, and The Anschluss, p. 153.
[6] Anthony Bushell, Polemical Austria: The Rhetoric of National Identity from Empire to the Second Republic (Cardiff, Wales, 2013), pp. 143-144.
[7] Brook-Shepherd, The Anschluss, p. xviii.
[8] Tim Kirk, “Fascism and Austrofascism”, p. 20.
[9] Erin R. Hochman, Imagining a Greater German: Republican Nationalism and the Idea of Anschluss (Ithaca, 2016), p.234.
[10] Ibid., p. 234.
[11] Gehl, Austria, Germany, and The Anschluss, p. 143.
[12]Ibid,. p. 152.
[13] Ibid., p.144.
[14] Ibid., p. 66.
[15]Ibid., p.83.
[16] Ibid., pp. 124-125.
[17] Ibid., p.124.
[18] Ibid., p.82.
[19] Evan Burr Burkey, Hitler’s Austria: Popular Sentiment in the Nazi Era: 1938-1945 (Chapel Hill, North Carolina, 2000), p. 36.
[20] Gerhard Senft, “Economic Development Policies in the Ständestaat Era”, in Bischof, Pelinka, and Lassner, ed., Dollfuss/Schuschnigg Era in Austria, pp. 47-48.
[21] Gene Burns, The Frontiers of Catholicism: The Politics of Ideology in a Liberal World (Berkeley, California, 1994) p. 92.
[22] Hansjörg Klausinger, “How Far Was Vienna from Chicago in the 1930s? The Economists and the Depression”, in Bischof, Pelinka, and Lassner, ed., Dollfuss/Schuschnigg Era in Austria, p. 67.
[23] Senft, “Economic Development Policies in the Ständestaat Era”, p. 36.
[24] Ibid., p.37.
[25]Ibid., p. 34.
[26] Gottfried Karl Kindermann, Hitler’s Defeat in Austria 1933-1934: Europe’s First Containment of Nazi Expansionism, Sonia Brough trans., (London, 1984), pp 166
[27] Bushell, Polemical Austria, p.165.
[28] Brook-Shepherd, The Anschluss. p. 152.
[29]Ibid., p. 111.
[30] Gehl, Austria, Germany, and The Anschluss, p.177.
[31] Gottfried Karl Kindermann, Hitler’s Defeat in Austria 1933-1934: Europe’s First Containment of Nazi Expansionism, Sonia Brough trans., (London, 1984), pp. 164-165.
[32] Bushell, Polemical Austria, p. 139.
[33] Bruce F. Pauley, From Prejudice to Persecution: A History of Austrian Anti-Semitism (Chapel Hill, North Carolina, 1992), p.172.
[34]Senft, “Economic Development Policies in the Ständestaat Era”, p.49.
[35] Eric Voeligan The Authoritarian State: An Essay on the Problem of the Austrian State, Ruth Hein trans., (Columbia, Missouri, 1999), p. 252.
[36] Ibid., p. 253.
[37] Kindermann, Hitler’s Defeat in Austria, p.20.
[38] Hochman, Imagining a Greater German: Republican Nationalism and the Idea of Anschluss, pp.2-4.
[39] Bruce F Pauley, "Fascism and the Führerprinzip: The Austrian Example." Central European History 12, no. 3, 1979, p. 281.
[40] Ibid,. p. 285.
[41]Carl G. Liungman, Symbols: Encyclopedia of Western Signs and Ideograms (Stockholm, Sweden, 1995), p. 587.
[42]Klaus Theweleit, Male Fantasies Volume 1: Women, Floods, Bodies, History, Stephen Conway, trans.,(Minneapolis, Minnesota, 1987), p. 108.
[43] F. L. Carsten, Fascist Movements in Austria: From Schönerer to Hitler (London, 1977), p. 272.
Note on the Enlightenement and Judaism
In “Aliens, Antisemitism, and Academia” Landon Frim and Harrison Fluss make the case for the Enlightenment against postmodernism. To what extent it’s fair to say that Derrida, Foucault, Deleuze, et al. are reducible to a turn towards Nietzsche and Heidegger and all that those names represent is a large question. Here I just want to make a more limited point about the use of anti-Semitism to mark a dividing line between modern irrationalism and the philosophical line of descent which Frim and Fluss want to uphold.
Setting up a sharp distinction between the Counter-Enlightenment and the Enlightenment, the authors emphasize the different attitudes towards Jews represented by the two movements. The former tendency scapegoated the Jew as a bearer of skepticism and cosmopolitanism, while the latter created spaces for the inclusion of religious minorities within the broader culture.. Like many easy generalizations there is a partial truth to this. However this binary simplifies the complexity of the Enlightenement’s relationship to Judaism. Civic emancipation was indeed a goal of many proponents of the Aufklärung. However at the same time there was a strong distaste for the continued existence of Jews as Jews. Assimilation would end the wall of separation between peoples, but this necessarily entailed the surrender of offensive particularity on the altar of universal human brotherhood.This attitude was in part a continuation of older Christian polemics against the synagogue. But it also contained new elements . Hostility to “superstition” included as its targets the cultural practices of non-Christians which refused absorption into European civilization. Further, having lost their former status as living testaments to the truth of the Gospel, Jews were now under suspicion as being the ultimate origin of the Abrahamic faiths. In the case of people like d’Hollabach, prefiguring Nietzsche, Judaism was explicitly accused of having birthed the poison of Christianity that had overwhelmed the sweetness and light of the ancient world. Finally, there were also symptoms of a racializing discourse that located the moral and philosophical failures of Judaism in the national character of the Jews themselves. This prefigured the secularized antisemitism of the 19th century which grew up side by side with modernization.
Here is non-exhaustive list of anti-Semitic sentiments expressed by Enlightenment thinkers and by Hegel, the heir of that tradition which Harrison an Fluss wish to valorize.
Voltaire
“ The Jewish nation dare to display an irreconcilable hatred toward all nations and revolts against all masters ; always superstitious , always greedy for the well-being enjoyed by others , always barbarous , cringing in misfortune and insolent in prosperity ”
From Essay on the Customs and the Spirit of Nations
“You seem to me to be the maddest of the lot. The Kaffirs, the Hottentots, and the Negroes of Guinea are much more reasonable and more honest people than your ancestors, the Jews. You have surpassed all nations in impertinent fables in bad conduct and in barbarism. You deserve to be punished, for this is your destiny.”—Voltaire, From a letter to a Jew who had written to him, complaining of his antisemitism in Essay on the Customs of the Spirit of Nations.
Diderot
“We cannot expect to find among the Jews exactitude of ideas or precision in style; in short, everything which characterizes a sound philosophy. On the contrary we find a confused mixture of principles of reason and of revelation, an affected and frequently impenetrable obscurity of principles, which cause fanaticism, a blind respect for the authority of the doctors and antiquity; in short, all the defects peculiar to an ignorant and superstitious nation. ”
From The Encyclopedia
d’Holbach
“Dare therefore at last, oh Europe, to shake off the intolerable yoke of the prejudices which afflict you. Leave to the stupid Hebrews, to the frenzied imbeciles, and to the cowardly and degraded Asiatics these superstitions which are as vile as they are mad. They are not meant for the inhabitants of your clime.”
From The Spirit of Judaism
“It must in fact be admitted that even while they perished the Jews were well avenged on the Romans, their conquerors. From the ruins of their country, a fanatic sect emerged which gradually polluted the whole Empire.”
From The Spirit of Judaism
Kant:
“The euthanasia of Judaism is pure moral religion….”
From The Conflict of the Faculties
Hegel
“The Jewish multitude was bound to wreck [Jesus’s] attempt to give them the consciousness of something divine, for faith in something divine, something great, cannot make its home in a dunghill. The lion has no room in a nest, the infinite spirit none in the prison of a Jewish soul….”
From The Spirit of Christianity
“It may be said of the Jews that it is precisely because they stand directly before the door of salvation that they are and have been the most reprobate and abandoned.”
From The Phenomenology of Spirit
None of this is meant to be a “gotcha” that shows that all these thinkers and what they stood for were merely products of prejudice. Complex centuries spanning movements of human thought and culture are not refuted in that way. Rather, my point is that treating the Counter-Enlightenment as the Eternal Evil Other of the Enlightenment is an easy way of avoiding the ambiguities of the history and language we have inherited and still inhabit.
All this should tell us that it is not enough to proclaim unity in order to avoid the pitfalls of prejudice. All robust universalisms must at some point or another say that “there is neither Jew nor Gentile, neither slave nor free, nor is there male and female.” But if this principle of solidarity is proclaimed without regards for difference, it becomes an engine of one sided annexation by those within the sacred circle of history’s elect. Pluralism must be cultivated if oneness is to be something more than an exercise in a domination that cannot tolerate anything outside of itself.
Vindicating the Carpetbaggers
“Perhaps there is no other instance in history in which the conquering power has discredited its own agents, denounced those of its own blood and faith, espoused the prejudices of its conquered foes, and poured the vials of wrath and contempt upon the only class in the conquered territories who defended its acts, supported its policy, promoted its aims, or desired its preservation and continuance.”[1]
From A Fool’s Errand by Albion Tourgée
Reconstruction was for a long time weighed down by the opprobrium of the victorious counter-revolution that buried it. The mythologies perpetuated by such works as Gone with the Wind and The Birth of a Nation have cast a long shadow on American public memory. More recently, some historians from the opposite side of the political spectrum have criticized Reconstruction for not being radical enough. They argue that the North, instead of helping lead newly freed slaves to freedom, was in fact engaged in the substitution of one form of oppression for another.[2] Both Carpetbagger of Conscience: A Biography of John Emory by Ruth Currie-McDaniel and Color-Blind Justice: Albion Tourgée and the Quest for Racial Equality from the Civil War to Plessy v. Ferguson by Mark Elliott seek to correct these perspectives. They give a generous interpretation of their subject’s motives, emphasize the relatively progressive character of Radical Republicanism, and highlight the role of Southern resistance in the ultimate breakdown of federal efforts to remake the South. By vindicating the reputation of individual Republican Radicals, they strive to elevate the good reputation of Reconstruction as a whole. How successful they are in this task remains to be seen.
A Yankee in Georgia
Ruth Currie-McDaniel’s argues that John Emory Bryant (1836-1900) was a typical carpetbagger, being neither a saint nor a criminal parasite but a complex politician who sincerely believed in the Radical Republican cause that he struggled for in Reconstruction era Georgia. He promoted the value of education as a panacea for social ills. For better or worse, he was convinced of the superiority of Northern values and in his obligation to spread them to others. Despite holding to some of the racist prejudices of the day, he was a noted advocate for the rights of African Americans. The portrait painted is of a man who, though flawed, remained committed to certain principles throughout his life. His is not a life that can be reduced to the mere pursuit of ambition or private enrichment.
Bryant believed strongly that education was key to managing the end of slavery and rebuilding the South. In this he was in line with the thinking of most Northern whites involved in Reconstruction. Unlike organizations like the American Missionary Association, however, he did not believe that the end goal of the education of blacks was to foster acceptance of their natural inferiority within a paternalist order.[3] Rather, for Bryant, learning would be the key for social mobility. He hoped that blacks would experience the same transformative power of education that he himself had been able to take advantage of in his youth. Similarly, Bryant was confident that schools could lead poor whites out of the state of backwardness and blind subordination that had wedded them to the old slavocracy. His belief in learning remained a constant throughout the twists and turns of postwar American politics. He accommodated himself to the ever more complete renunciation of Reconstruction by the Republican Party in the 1870s, not by abandoning his radical positions, but by refocusing his efforts on education. He continued his pursuit of the reconstruction of the South and the amelioration of the status of blacks by other means.
Like other carpetbaggers, Bryant was proud to the point of chauvinism concerning the virtues of the Yankee society in which he was raised. As Currie-McDaniel says: “The question of the carpetbagger’s honesty has often obscured their fault of arrogance towards Southern whites, an attitude very close to the racism that clouded relations with Southern blacks.”[4] However, this disdain for the conquered Confederate states had the merit of fostering in some carpetbaggers a critical distance from a society which stood in need of change. In the case of Bryant, it prevented him from becoming assimilated like other Northerners to local “customs” during his stay in Georgia. Admirably, he remained willing to offer advice to those still concerned with the Southern Question until his dying day. Acting as a sort of “political sage” to his fellow Republicans, the elderly Bryant championed the view that the North and the South constituted two distinct and diametrically opposed civilizations.[5]Sectional harmony could only be maintained by overcoming the general ignorance of the South’s population and inculcating in them a respect for Yankee values. If this was accomplished, the uplifting of the freedmen would occur naturally. This narrative ran counter to the prevailing tendencies of the 1880s and 90s which sought to bury the burdens of the past under a thick gloss of reconciliation between whites of all regions.
Like most Americans of the time, Bryant believed in the biological reality of racial difference. There were certain barriers between the races that could not be overcome. That is why he repeatedly denied that blacks were, or should be, socially equal to whites. However, this did not mean that he subscribed to a static hierarchy of color. He viewed the freedmen as malleable agents who could, within certain limits, become genuine citizens within a reborn nation. Bryant was at the cutting edge of Radicalism, advocating for the political equality of blacks at a time when Congress and the Republican Party were still bitterly divided on those issues. He came into loggerheads with his former superior at the Freedmen’s Bureau, Brigadier General Davis Tillson, precisely because his outspoken advocacy for the civic rights of the freedmen ran counter to the moderate consensus that what blacks needed most was to “settle down,” seek peace with their masters, and focus their energies on honest labor. Despite his prejudices, as Currie-McDaniel says, “JEB’s best aspirations represented the wave of the future in the dreams of other idealistic Americans” and “the new century would see the vindication and enhancement of the germinal ideals championed by John Emroy Bryant his Radical Republican allies.”[6]
Though undeniably a man of his time, Bryant was a person of radical convictions that led him to push for real change in the former Confederacy. Convinced of the value of education, Yankee civilization, and the equality of all before the law, he pushed for radical reforms despite the opposition of Southerners and the wavering of his fellow Northerners. For these reasons, Bryant does not fit the demonizing stereotype of the carpetbagger as a shifty opportunist.
Currie-McDaniel is successful in making her case that Bryant was a man of principle despite his flaws. With serviceable prose, she gives a reasonable amount of evidence that Bryant was not merely a political grifter or a time server. It should be emphasized that the book is an invaluable contribution to scholarship. The work appears to be the only recent full length study that focuses specifically on John Emory Bryant - the only other being a 1974 work called Georgia Carpetbagger: John Emory Bryant and the Ambiguity of Reform During Reconstruction (also by Currie-McDaniel).
However, Carpetbagger of Conscience suffers from several weaknesses. First, it fails to make the case that Bryant was truly a typical carpetbagger. The limits of the biographical genre prevents the author from substantiating the general claim she wishes to make. Further, again and again Currie-McDaniel proves that Bryant was notable precisely because his commitment to equality distinguished him from many of his contemporaries. This fact establishes him as being not a representative sample of the population of Northerners who came down to the South after the Civil War. A comprehensive and quantitative study would be required in order to arrive at a true composite image of the carpetbaggers as a whole.
Secondly, Currie-McDaniel’s book is narrowly focused on recounting the biographical details of Bryant’s life. She does not elaborate much upon the times that he lived in. This helps keep the book concise but it does limit the reader’s ability to understand Bryant in the context in which he acted.
Thirdly, the book downplays the issue of foreign immigration in the politics of its subject. Bryant was for a time in the 1850s a supporter of the rabidly racist and anti-Catholic Know-Nothing movement. He eventually broke with this group, not because his views towards immigrants had changed, but because of the refusal of the nativists to take a principled stance against slavery. This both testifies to the importance of emancipation to the young Bryant and suggests that he remained an unrepentant xenophobe throughout his political life. Tellingly, Currie-McDaniel does not return to this element in her subject’s thinking later in the book.
Finally, the book did not go into much detail about the role gender politics played in Reconstruction. It made references to it when discussing the relationship between Bryant and his wife, but it does not seek to analyze the relationship between women’s issues and Republican politics during this era. It is mentioned that the sexism of men like Bryant was in tension with their commitment to equal rights for African Americans but it is not explained how this contradictory attitude was produced. We see the symptoms, but we do not see the cause.
Radical Individualist Patriotism
Mark Elliot’s work presents the sadly little known story of Albion W. Tourgée (1838-1905) who devoted his life to the advancement of civil liberties for African Americans both during and after Reconstruction. As the title suggests, the book’s subject is both Tourgée and the ideal that he endeavored to uphold. Tourgée’s ideal of justice was founded on a muscular democratic nationalism. Within this system, the liberty of the individual is the foundation stone of all social organization while human equality is the consequence of all sharing the same nature as free persons ultimately accountable only to God. The national ideal realizes the union of these two principles within the boundaries of the federal compact. Whenever the normal legal authority of the state is insufficient to uphold the rights of its citizens, redemptive violence fills in the gaps. Combined together into one ideology, these themes provided Tourgée with the intellectual materials for an eloquent, if ever more desperate, denunciation of a society increasingly consumed by the cutthroat world of unfettered capitalism and racist revanchism.
For Tourgée, individual liberty was the basis of democracy. But as Elliott emphasizes, his position is not to be confused with a laissez-faire individualism that would proclaim the supremacy of the market and elevate self-interest to the level of the supreme law. Instead, it was a radical individualism that was founded on the inalienable dignity of the human person. Human beings, according to this view, are not merely utility maximizing units within the war of all against all. Rather, they are each irreducible reflections of the image of God, possessing “a conscience, a soul, and a capacity for moral understanding.”[7] The right of the individual to guide his or her own destiny preceded all differences in class, race, and biology. In the case of Tourgée, this principle led him not only to embrace the cause of civil rights for African Americans but also to become an ally of the cause of women’s liberation. It also inspired him during his Christian Socialist phase to argue for the case of the worker weighed down by the dehumanizing burdens of industrial capitalism. Instead of confirming the naturalness of inequality in civil society, Tourgée’s faith in personal liberty lead him to challenge the existence of caste in all its various forms.
The ideal of equality for Tourgée followed naturally from his commitment to radical individualism. To the extent that all human beings shared the same free nature, they were all equal to one another. As in the case of radical individualism, Tourgée’s belief ultimately had its origin in religion. He often cited Biblical verses like “Love thy neighbor as thyself” and “Of one blood hath He made all nations of the Earth” to explain his belief in universal brotherhood.[8]The gaze of the Christian God guaranteed the unity of the human race amidst the multitude of differences that divided one people from another. This religious belief was then synthesized with a civic vision in which each citizen does to his (or her) fellow what they would want done to them if their positions were reversed. This in turn implied the existence of a government which could arbitrate the bonds of obligation between equal citizens.
Tourgée was a passionate patriot who viewed the federal bond of union as a sacred compact. He was not, however, a blind worshiper of power. The authority of the State was justified by its ability to protect individual rights. As he said of his fellow comrades in arms during the Civil War: “They always spoke of ‘Liberty and Union,’ invariably putting the most important word first, showing conclusively that union was regarded by them as a means of establishing and securing liberty.”[9] The nation he believed in was not a static heritage but an ongoing project that was in need of improvement: “I dont [sic] care a rag for ‘the Union as it was.’ I want and fight for the Union ‘better than it was.’ Before this is accomplished we must have…a through and complete revolution and renovation.”[10] The expansion of rights and the expansion of public authority went hand in hand. As he argued to the Supreme Court in the Pleassy vs. Ferguson case: “The 14th amendment creates a new citizenship embracing new rights, privileges, and immunities, derivable in a new manner, controlled by new authority, having a new scope and extent, dependent on national authority for its existence and looking to national power for its preservation.”[11]
Like most American men of his generation, Tourgée subscribed to a demanding ideal of masculine virtue. One component of this was the belief in the power of violence to purify both individuals and nations. Sacrifice on the battlefield proved citizenship. War purified the corruptions that an overindulgent peace had allowed to grow rank. The intermingling of blood in combat reaffirmed the common brotherhood of all citizens regardless of race. Hence, the centrality of the American Civil War in the development of Tourgée’s thought. This is also the reason for his constant return to the threat of insurrection as the ultimate manifestation of justice against a racist order. As Tourgée contemplated the rout of the ideals that he had fought for, an apocalyptic vision of a general social conflagration haunted his imagination. As he gloomily wondered during the closing years of his life:
“It required the blood of a million of men to blot out and reverse the specious infamy of the Dredd Scott decision. What will it require to obliterate this last judicial crime [Plessy vs. Ferguson] by which it is sought to bind the colored citizen and cast him down helpless and irremediable under the oppression of a ‘white man’s government.’?”[12]
Tourgée’s moral idealism was formed by a robust egalitarian patriotism. Liberty, equality, national pride, and a belief in the righteous power of political force combined together in a potent synthesis. Understanding these beliefs is crucial for comprehending Tourgée as a social agent during the tumultuous years in which lived.
The book eloquently makes the case for Tourgée as an unsung hero of the struggle for civil rights in the United States. It seamlessly weaves biographical details in with the grand ideological themes that dominated the subject’s life. The author takes advantage of a wide variety of primary sources left behind by Tourgée, who was a talented and engaging writer. While not a comprehensive account of its subject’s life, the book is able to effectively highlight those parts of Tourgée life that have an enduring value to this day.
The book leaves several questions unanswered, however. For one thing, it inspires nagging doubts concerning Tourgée’s personal integrity. Elliott admits that Tourgée lied egregiously and repeatedly about his military record in order to promote his reputation and secure political advantages. This included fabricating a story that he had been court-martialed during the war for hiding a fugitive slave and claiming that he had been appointed as an officer of a black regiment. These prevarications do not negate the value of Tourgée’s reform efforts but they do put doubts in the reader’s mind regarding his veracity when the stories he tells align too conveniently with his own interests and ideological beliefs. One wonders, for example, whether his anecdote about his confrontation with President Garfield over the appointment of a black judge, of which he is the only source cited, really happened, or whether he invented it to affirm his own heroic self-conception. This is one of several points in the text where one wishes Elliott had applied more skepticism to Tourgée’s self-representation.
Further, like Currie-McDaniel, Elliott is relatively silent on the question of immigration. One is curious to know what if any role it played in Tourgée’s egalitarianism. There is one passage in which Tourgée takes as a given that “foreign born or alien descended” citizens stand on an equal footing with native born inhabitants.[13] But there is no mention of him acting as an advocate for the newly arrived populations from Ireland, Southern Europe, Eastern Europe, or China even though it would seem to be a natural outgrowth from his struggle for civil rights for African Americans. Why were they almost completely invisible within his world view? One wonders if the Democratic Party’s utilization of the white ethnic vote dampened his enthusiasm for making their cause his own. Or perhaps he believed that African Americans, having spent centuries in the enforced co-existence of slavery, were more easily assumable to American civilization than most of the newly arrived foreigners. Whatever the reason, the book is silent on that point.
Finally, one wishes that the dialectical interplay between laissez-faire and radical individualism had been explored more. Radical individualism arose out of the conditions of capitalist development and allied itself openly with the ideology of free labor. It could eloquently critique the results of capitalism but it remained unwilling to name the economic source of exploitation and thus was unable to offer comprehensive social solutions. Even the Christian Socialism of Tourgée, one of the more radical products of this type of thinking, is unable to go beyond private benevolence as the ultimate answer to the problem. By failing to locate the failure of radical individualism in its relation to its economic base, Elliott mystifies the reasons behind the breakdown of Reconstruction and the triumph of the Gilded Age.
Similarities and Differences
It is instructive to compare Elliott and Currie-McDaniel books together. Both wish to vindicate the personal integrity of their individual subjects. Each work wishes to make the case for the continued relevancy of the legacy of the carpetbaggers. Both books want to argue that Reconstruction was an unfinished revolution. However, because Elliott’s book is as much about the ideal of “color-blind’ justice as it is about Tourgée, it goes into much more detail than Currie-McDaniel’s work does about the actual content of Radical Republican beliefs. For this reason, what was ideologically at stake during Reconstruction is made clearer in the former than in the latter. The life of the man and the development of the political ideals that he stood for are interwoven in Color-Blind Justice in a manner that illuminates both. In addition, while Currie-McDaniel does not elaborate much upon the changing Northern ideas that would spell the end for the Radical Republican project, Elliot takes the opportunity to elaborate on the development of the anti-democratic discourse of the mugwumps. Finally, unlike Currie-McDaniel work, Elliot’s book deals directly with the understanding of masculinity that was a major influence on Tourgee’s imagination. The reader is made to understand how his conception of his gender role shaped both his character and his work as a reformer. While Currie-McDaniel focuses strictly on how chauvinist prejudice informed the personal life of her subject, Elliot outlines how the ideology of masculinity played a political role in providing a justification to extend rights to blacks.[14]
Conclusion
There are hundreds of books celebrating the military names of both sides of the American Civil War, despite the fact that about half of those men fought for treason and slavery. Meanwhile, few if any of those who sought to build a more just South are known by the general public. This is a rank injustice. If association with the Confederacy does not irredeemably damn to oblivion the reputations of Robert E. Lee and Stonewall Jackson, the flaws of those struggling for a genuinely good cause should not bar them from a place in national memory. What is needed is a pantheon of Reconstruction that would bring to the forefront the toil of the great men and women who sacrificed so much in trying to make sure that the peace won by force of arms would be a just one. More biographies must be written that can dramatize the hard work necessary to bring about social change if we to both understand the past and appreciate present day challenges. Elliott and Currie-McDaniel contribute towards this goal.
[1] Mark Elliot, Color-Blind Justice: Albion Tourgée and the Quest for Racial Equality from the Civil War to Plessy v. Ferguson. (Oxford: Oxford University Press, 2006), 176.
[2] Ibid.,102.
[3] Ruth Currie-McDaniel, Carpetbagger of Conscience: A Biography of John Emory Bryant (New York: Fordham University Press, 1999), 63.
[4] Ibid.,45.
[5] Ibid.,176-177.
[6] Ibid.,183.
[7] Elliott, Color Blind Justice, 7.
[8] Ibid.,38.
[9] Ibid.,92.
[10] Ibid.,89.
[11] Ibid.,283.
[12] Ibid.,295.
[13] Ibid., 303.
[14] Ibid.,123-124.
Bibliography
Currie-McDaniel, Ruth. Carpetbagger of Conscience: A Biography of John Emory Bryant. New York: Fordham University Press, 1999.
Elliott, Mark. Color-Blind Justice: Albion Tourgée and the Quest for Racial Equality from the Civil War to Plessy v. Ferguson. Oxford: Oxford University Press, 2006.
The Myth of American Amnesia
Cultural critics from both sides of the spectrum have chided Americans for having an ahistorical relation to the past. Marxist historian Mike Wallace describes the United States as having a “historicidal culture,” [1] while conservative commentator Lynne Cheney laments that “a refusal to remember...is a primary characteristic of our nation.”[2] Americans, it is argued, imagine themselves as perennially breaking free from the dead weight of tradition, forever on a road of capitalist and social progress that precludes an organic relationship with their roots. However, closer inspection reveals that the ordinary people of the United States are in fact deeply immersed in history, just not in a way that fits neatly into any one ideological or institutional framework.[3] Americans’ direct appropriation of the past to their present day concerns leads them to be unfairly written off as an ahistorical people. To the chagrin of conservatives, the inhabitants of the United States care more about their own individual stories than they do about any larger than life national mythology. To the frustration of leftists, Americans are not, as a whole, committed to any critical counter project which does not speak to their personal experiences. And to the confusion of those operating within the confines of institutional work, Americans pine for an immediate access to the past that bypasses the expertise of those in the historical professions.
Conservatives think Americans are forgetful of the glories of the national past because of the rise of liberal political correctness. For them, nation building and history making go together. For this reason, they fear that Americans are not sufficiently absorbing patriotic truths that will enable them to be good citizens. The right blames this on the machinations of leftist intellectuals, who allegedly can’t “afford to teach history because it would destroy the core vision of a hedonistic, existentialist America in which there is no past and no future, so you might as well have the bureaucrats decide.”[4] Even efforts by historical practitioners to expand the scope of national history are derided, because it allegedly dilutes attention from the real greats. Conservatives argue that too much focus on women, people of color, and non-ruling class figures puts trivial figures to the forefront while distorting the “real” heritage of the United States.[5]
The moral panic of the right, however, is misplaced. It is true that Americans on the whole say their familial past is more important to them than the history of the United States.[6] However this is not because they view the former as subsisting in a vacuum from the latter. Instead, Americans interweave the national into the familial. People and events from the past remain important to them because they are occasions for personal growth and communion with their roots. Furthermore, despite their own dismal memories of rote learning in high school, most Americans remain committed to civic and patriotic presentations of the past for their children.[7] On some level, they still want to reintegrate individual history within larger narratives. Instead of being dupes of liberal pied pipers, Americans are proactive synthesizers of the wider past with their more immediate personal concerns.
Rather than being alarmed like their rightwing counterparts by the prospect that Americans will remember Harriet Tubman instead of the Alamo, leftwing culture critics fear that people are all too willing to heed the tales spun by Washington and Wall Street. Leftists think Americans are amnesiac because they buy into a boosterist, chauvinistic, and heavily commodified version of history which forecloses the possibility of having an honest encounter with the uncomfortable legacies of the past. Not only are the citizens of the United States absorbing the wrong type of information, they are, it is said, absorbing it in an inauthentic way.[8] The pasts that often engage the interest of Americans “remain segregated from the present. We rummage around them for pleasure or profit, we appropriate them, we consume them, but we do not think it crucial to understand them in order to understand ourselves.”[9]
This view rests on a profound misunderstanding. It is true that most Americans do not express their relation to history in categories like race, class, or gender-concepts which are central to left-leaning history writing.[10] Furthermore, they generally use “the past to think about how individuals should live, not how society should be organized.”[11] However, this does not mean they are docile, undiscriminating sheep. As was already discussed, Americans appropriate public history to their own personal narratives, not vise versa. They are not simply passively absorbing repackaged ideologemes but they are utilizing what they know creatively to understand where they came from, who they are, and what can be done in the future.[12] Furthermore, while they may be ignorant of Adorno or Foucault, Americans do apply common sense critical capacities to the messages they receive about the past. Notably, they rank TV and movies low on their scale of trustworthy sources of information precisely because they are aware of how facts can be distorted by moneyed interests.[13] Despite lacking the goals or interpretive frameworks of progressive ideologies, Americans construct their own histories in ways that escape easy reduction to the talking points of Caesar or Mammon.
Americans do not trust “mediated” sources of information. Since all knowledge of the past is heavily mediated, this unfortunately means that most “official” and expert sources of authority are suspect. The contents of books are alleged to be distorted by the demands of commerce, the needs of entertainment, and the prejudices of the victors.[14] High school teachers are viewed as soporific bureaucrats forcing students to memorize rote lessons with no relevance to real life.[15]And while college professors were rated higher than the last two sources, they were still considered less trustworthy than the firsthand accounts of relatives. Given such attitudes, the alienation of the broader public from the work done by professional historians is to be expected.
In turn, historical workers have often perpetuated these distrustful attitudes by their own behaviors. The institutionalized practice of history has traditionally taken a standoffish attitude towards the ordinary people it is supposed to serve. As Trouillot observes, “guild” historians, because of their pretensions to being professionals, often avoid combining their scholarly activities with political commitments.[16] They repress the living significance of the past in order to make it a more neatly organized plane of manageable facts. This has meant that those looking for interpretations of the facts that matter to them are forced to look elsewhere.[17] And far too often, those curating museums and parks have considered tourists “a mass to be managed, not an audience of stakeholders to engage.”[18]
Despite all this, Americans remain drawn to uncovering their own pasts. They are fascinated by sources that they can know firsthand and can interrogate.[19] At the same time, they want to relate to the past as a space that is meaningful to them, as opposed to encountering it as a data dump that they have to memorize in order to earn a grade. These are the reasons for Americans’ passion for artifacts. The physical remains of the past both make history more vivid to the imagination and allow visitors to draw their own conclusions.[20]
The personalizing approach to history characteristic of ordinary Americans has been misunderstood as a forgetfulness of the past. Conservatives have misconstrued the search for local meaning as unpatriotic apathy. Leftists mistake the quest for personal responsibility as uncritical acceptance of ruling class ideology. Institutional history makers confuse the ubiquitous distrust of authority for simple lack of interest. Pace their various critics, Americans all along have been eagerly producing history in their own way. This fact should suggest that there are rich possibilities for constructive dialogue between the public and the professions. As Joseph Shafer, a superintendent of the State Historical Society of Wisconsin, declared in the 1920s: “Most people are tremendously interested in themselves, in their families, and in what their relatives have done, and by taking advantages of these natural instincts it would be possible to build up historical-mindedness among the people of our own and the next generation."[21]
The historical professions can reveal the latent interest of Americans in the past by tailoring their practices around the public instead of trying to tailor the public to their practices. Instead of isolating the past from the present, institutions can bring them face-to-face with each other. Instead of treating museum goers as merely visitors, curators can treat them as real stakeholders. Instead of presenting the past as an already accomplished fact, practitioners of history can make it their mission “to help members of the public do their own history and to aid them in understanding their role in shaping and interpreting events.”[22]
Museums can seek to make their exhibits more relevant by orienting them towards the needs of the present. As Trouillot said: “What needs to be denounced…to restore authenticity is much less slavery than the racist present within which representations of slavery are produced.”[23] The same can be said of any continuing historical legacy. Instead of treating time as being broken up into discrete parts, institutions can draw direct parallels between the problems of the past and the present. Exhibits could conclude by posing alternative solutions to a controversial topic that then can be voted upon by visitors.[24] That way, instead of presenting the past to visitors as a quaint heirloom, it can be shown to be a living inheritance that continues to spawn new questions. By using history as a springboard for contemporary praxis, museums can help strengthen the bond ordinary people have with the past in a way that talks with them instead of talking at them.
Those involved in the work of historical preservation can do more outreach to communities in order get a broader constituency involved in the process of creating and maintaining exhibits. Focusing on the local would not only enlist material support for institutions, it would also help focus researchers on issues that matter to the broader public. Further, historical practitioners can seek to ally themselves with contemporary struggles for freedom, equality, and subsistence in order to secure the conditions for a public interest in the study of the past. For “only when citizens are not confronted with the choice of a preserved past or a squalid present can preservationism have a secure future.”[25]
Americans seem to accept museum exhibits with their presentation of tangible objects as an unfiltered window into the past. They rank them as the most trustworthy sources, even placing them on a higher pedestal than the testimony of relatives.[26] Museums can build on this reservoir of good faith to make their visitors more educated consumers of information by foregrounding the interpretive process. Exhibits could be made that clarify the history of the presentation and the reception of artifacts over time. This can be done by presenting visitors with additional objects (memorandums, advertisements, propaganda posters, etc.) that they can judge for themselves. Instead of encouraging an idolatrous adoration of decontextualized objects, curators can use visitors’ love of artifacts to introduce them to the tools that will enable them to approach exhibits in a critical frame of mind.
Instead of trying to force Americans to confirm to the prescriptions of any pre-existing paradigm, practitioners of history can seek to meet the needs of Americans as they actually exist. More integration of the past with the present, more involvement with local communities, and more radical pedagogy can help bridge the gap between the professions and the public. Through the democratization of the study of history, Americans’ already existing passion for the past can be emancipated.
[1] Mike Wallace, Mickey Mouse History and Other Essays on American Memory (Philadelphia: Temple University Press, 1996), 26.
[2]Roy Rosenzweig and David Thelen, The Presence of the Past: Popular Uses of History in American Life (New York: Columbia University Press, 1998), 3.
[3] Ibid.,18
[4] Mike Wallace, Mickey Mouse History and Other Essays on American Memory (Philadelphia: Temple University Press, 1996), 295.
[5] Roy Rosenzweig and David Thelen, The Presence of the Past: Popular Uses of History in American Life (New York: Columbia University Press, 1998), 277
[6] Ibid., 124.
[7] Ibid., 128-129.
[8] Michel-Rolph Trouillot, Silencing the Past: Power and the Production of History (Boston: Beacon Press, 1995), 148
[9]Mike Wallace, Mickey Mouse History and Other Essays on American Memory (Philadelphia: Temple University Press, 1996), x.
[10] Roy Rosenzweig and David Thelen, The Presence of the Past: Popular Uses of History in American Life (New York: Columbia University Press, 1998), 116.
[11] Ibid., 126.
[12] Ibid., 88
[13] Ibid., 98.
[14] Ibid., 99.
[15] Ibid., 111-112.
[16] Michel-Rolph Trouillot, Silencing the Past: Power and the Production of History (Boston: Beacon Press, 1995), 151.
[17] Ibid., 21.
[18]Denise D. Meringolo, Museums, Monuments, and National Parks: Toward a New Genealogy of Public History (Amherst: University of Massachusetts Press, 2012), 163.
[19] Roy Rosenzweig and David Thelen, The Presence of the Past: Popular Uses of History in American Life (New York: Columbia University Press, 1998), 95.
[20] Ibid., 306.
[21] Denise D. Meringolo, Museums, Monuments, and National Parks: Toward a New Genealogy of Public History (Amherst: University of Massachusetts Press, 2012), 103.
[22] Denise D. Meringolo, Museums, Monuments, and National Parks: Toward a New Genealogy of Public History (Amherst: University of Massachusetts Press, 2012), xxiii.
[23] Michel-Rolph Trouillot, Silencing the Past: Power and the Production of History (Boston: Beacon Press, 1995), 148
[24] Mike Wallace, Mickey Mouse History and Other Essays on American Memory (Philadelphia: Temple University Press, 1996), 52.
[25] Ibid., 210.
[26] Roy Rosenzweig and David Thelen, The Presence of the Past: Popular Uses of History in American Life (New York: Columbia University Press, 1998), 105.
Kotkin’s Stalin: A Review
Stalin Volume I Paradoxes of Power 1878-1928 by Stephen Kotkin is an ambitious attempt to provide a comprehensive portrait of Stalin and his times. Despite approaching the material from a perspective fundamentally unsympathetic to both socialism and Marxism, on several counts the author is successful in avoiding the easy cliches of anticommunist Cold Warrior historiography.
For one thing, Kotkins openly repudiates the popular attempt to explain Stalin’s actions psychologically through the details of his childhood and adolescence. Stalin, in his account, may have had a hard life growing up in the backwaters of the tsarist empire, but it was not an especially unique one, and thus not a sufficient explanation for the later arc of his career. Secondly, Kotkin takes seriously the ideological motivation of Stalin and his Bolshevik contemporaries. Instead of reducing their struggles to occluded expressions of the libidio dominandi, he acknowledges that many of them were earnest revolutionaries who saw power as a means to an end, not an end in itself. Finally, Kotkin does not entertain illusions about the humaneness of the tsarist regime or its capacity for self-reform. He does not present it as any sort of an idyllic alternative to the reign of the Bolsheviks whose passing should be mourned, but instead narrates how the Russian monarchy largely brought its revolutionary dissolution upon itself through its cruelty, bigotry, and rank incompetence.
But overall, Kotkin’s account is limited and ultimately undermined by his unabashedly bourgeois and individualist prejudices. Kotkin’s account veers from presenting Russia’s authoritarian economic development strategy as being a product of its state of besieged underdevelopment to explaining it entirely in terms of the alleged myopia of Marxist ideologues. In chapter one he declares: “World history is driven by geopolitics” But Kotkin seems to forget this dictum entirely when narrating twists and turns of Bolshevik domestic politics in the 1920s. It’s almost as if he changed his mind half way through his study. He puts the blame for the economic and diplomatic isolation of the USSR more or less solely at the feet of the communists, as if the colonial ambitions of the great powers ceased to be with the end of the Great War, or as if those countries had no interest in rolling back any and all attempts to build an anti-capitalist society. Moreover, when it comes to the revolution itself and its subsequent unfolding Kotkin wants to resuscitate a great-man theory of history lite, where Lenin and Stalin’s forceful personalities become the sine qua non of historical change. The final chapter, “If Stalin had died,” poses this thesis overtly, denying that the collectivization of agriculture (a colossal and unmitigated disaster, in Kotkin’s view) would have taken place without the committed ideological leadership of the general secretary at the helm of state.
Kotkin wants to reduce history to a play of contingency. He loves asking unanswerable questions about what could have happened if a disease had picked off Stalin at an inconvenient time, or if this or that now forgotten assassin had succeed in their plans. Because of this, he cannot ask vital analytic questions like why the Bolsheviks succeeded in centralizing power in Russian Eurasia under the same circumstances that their conservative, liberal and leftist adversaries had dramatically failed to cope with. The victory of the communists and their subsequent decades long rule over a vast country becomes a mysterious, and monstrous, fluke.
In the end, Kotkin’s work is yet more proof that there can be no satisfactory reckoning with the heritage of modern revolutions until the persistent urge to escape them through the realm of the counterfactual is finally overcome. Every discrete event isolated as “chance” provides endless material for the imagination. But ultimately all such speculation can not escape the bad infinity of indeterminacy. Wish fulfillment and demonization go hand in hand, with “what ifs” sanctioning the slandering of reality as a morass of frustrated opportunities and abominable mistakes. By contrast, a truly philosophical approach to history would begin with and return to the actually existing, not only as a reservoir of raw data but as the living source of its governing convictions. It would acknowledge that the totality of relations between individuals generates from itself it’s own necessity which coalesce into patterns that can be understood by the intellect as its own. Instead of demanding that the ideals of freedom and justice confirms to our subjective presuppositions, it would oblige us to be instructed by the actual unfolding of these concepts in time. As Hegel said: To him who looks upon the world rationally, the world in its turn, presents a rational aspect. The relation is mutual. To attempt the opposite does not emancipate history from the strait jacket of determinism, but rather surrenders engagement with the past to the genres of fan fiction and demonology.
Vintage Heartbreak: History and Memory in The Grand Budapest Hotel
In the high country, there is no room for ghosts.
From Memoirs of a Turcoman Diplomat by Denis Devlin
Nostalgia is internally divided by two poles, the loving reconstruction of past, and it’s neutralization. The summoning of the dead, if only for a moment, with the blood of the living, happens side side with their ever more thorough internment. It is a theme close to Wes Anderson’s oevure, with its fascination with restaging (relatively recent) lost Americas-how successfully we need not examine here. With the Grand Budapest Hotel he aspires to a far more ambitious task, the evocation of a past he neither knew nor could have possibly known. Though in many ways a comedy, it wishes to be viewed at the same time as a serious reflection upon the rise of fascism and the bitter march of 20th century European history. But what it does instead is present a narrative that trivializes both fascism, the ‘golden age’ of old Europe, and the bond that links them together.
Above all it erases the anticommunism and antisemitism of Nazism, removing some of the main barometers of the rise of reaction during the 20s and 30s across the continent. The existence of organized class conflict during this period is not even brought up for a throw away joke, let alone as a plot-point. Social hierarchy, inside and outside of the hotel, is treated as self-evidently natural, and the only real threat to legitimate private property we see on stage are the Fascist usurpers. The elision of Jewish persecution is even more notable, particularly when one considers the importance of a secular and anti-Zionist Jewish identity to Stefan Zweig, the Austrian author who, we are told, provided Wes Anderson a literary inspiration for his movie:
I never wanted the Jews to become a nation again and thus to lower itself to taking part with the others in the rivalry of reality. I love the Diaspora, and affirm it as the meaning of Jewish idealism, as Jewry’s cosmopolitan human mission.
The destruction of a particular people who were intimately involved in the public life of the Europeon nations, from the royal courts to the parties of the Second International, is replaced by the loss of ‘refinement’ due to the crudities of politics :
It was this culture that was becoming more and more refined, and [Zweig] said nationalism ended it and ruined it, and led to these dogmatic ideologies.
Glossy (Fake) European Old Master
vs.
Entartete Kunst a la Egon Schiele
Following from this sanitized apolitical historical account is the bizarre staging of the conflict between the protagonists and the local blackshirts as a battle for the inheritance of high culture, represented by Boy with Apple, a fittingly ersatz Renaissance oil painting. By being gifted with this object in the will of Madame Taxis, Gustave’s worthiness as the worthy representative of Old World refinement is confirmed. By contrast the Fascists are implied to be the bearers of boorishness and cultural degeneracy by being "awarded" a painting in the style of Nazi-proscribed artist Egon Schiele.
Fascist, played by a Jewish actor, propped up (or puppeted?) by a barbarian confronts a civilized German and his brown boy side-kick
Time Becomes Place, And Place, Fashion
The Central Europe on display in Wes Anderson’s film is one that is sanitized of its weirdness. For one thing, ‘Germaness’ only appear strongly signified in the case of the lawfully-neutral police and the antagonists, both intruders on the sacred ground of the hotel. Though the fact that the concierge is named Gustave is not insignificant might as well be Gustav French, Swedish, or, like Raphes Phines himself, British This fits with the Teutonphobic narrative by a Cold War warrior that apparently Anderson took inspiration from:
I read a chapter of this book that was in somebody’s house on a coffee table, ‘Present at the Creation,’ which is Dean Acheson’s big analysis of the Second World War, and his interpretation is that there was only one war, which he describes as as a single war of German aggression in two movements. And I thought that would suit our story, to think of things that way, even though we don’t even have real Germans. I don’t think that theory probably has a lot of stock in academic circles, but I liked it, certainly for our own dramatic purposes.*
On the other hand, there is no sense of das Osten being present anywhere, not even in the picturesque background, let alone as an intimate, submerged reality. But it was precisely the proximity of Austria to Slavdom and the House of Islam to which was so striking to foreign observers, and which was often unfavorably contrasted with the homogeneity of the Prussian Second Reich. There are two exceptions, but both prove the rule: the ambiguously brown Zero, who is supposed to be obviously foreign to the natives of Zubrovkai, and the villain Dmitri, whose Russian name stands in notable contrast to the Gallic name of his mother, Madame Céline Villeneuve Desgoffe und Taxis. Instead of a land defined by the frisson of borders, what we have is Mittleeurope defined narrowly in terms of objects which we are almost desperately told by the film are refined: fabrics, chocolates, furniture, pastries….Not only is this a reduction of time and space to fetishized commodities, it’s a reduction to commodities with only a weak association with any place or time.
GP: With all of the despair in Zweig’s stories and life, he shows us again and again that there were just a hell of a lot of splendid spots around Europe to go to and to spend time in. Even in the little sketches he gives, there’s something so visually charismatic in just the suggestion of what these places were. We somehow feel an aura of that luminous life—
WA: That luxury.
Courtesan au Chocolate Selling a Dream
On top of this middlebrow aesthetic pastiche of Mitteleuropa , Wes Anderson is trying to translate the issues of early 20th century Europe setting into a more “relatable” American racial drama-the confrontation between the white property owner and the brown migrant. In the Hapsburg Empire, the motor of identity anxiety came from fluidity within a controlled circuit. A Jew or a Slav really could enter into Viennese Kultur, abeit always under looming threat of being involuntarily cast out it again; and conversely, a German subject, like Leopold von Sacher-Masoch or Lazar von Hellenbach could opt to defect to the “barbarism” of the margins. It was this controlled space of metamorphosis that fostered the “mongrel decadence” that continually offended the Pan-Germans, and which Hitler would blame as the cause of the collapse of the kingdom he had been born into:
Boys though we were, did we not already realize that this Austrian State did not and could not harbor love for us Germans? Our historical knowledge of the influence of the House of Habsburg was supported by daily experiences. In the North and the South the poison of foreign nationalities eroded the body of our own nationality, and it was apparent how even Vienna became less and less a German city. The Royal House became Czech wherever possible, and it must have been the hand of the goddess of eternal justice and inexorable retribution which caused Archduke Franz Ferdinand, the most deadly enemy of Austrian-Germanism, to fall by the very bullets he himself had helped to mold. For was he not the patron of Austria’s Slavization from above !
-Mein Kamf by Adolf Hitler
By contrast, identity fluidity is not what is at stake in Wes Anerderson’s work-Zero, a fan of the Hotel before he even gets the job, is never a real outsider, nor is Gustave ever afraid of a Kafkaesque metamorphosis. Rather, everything is made to hinge, in the last instance, on the question of legal documentation.Since WWI has already happened, this has some credibility, because the free movement of goods and labor that had existed between various regions had been disrupted by the creation of national borders manned jealously by new ethnically defined polities. But there is no mention of this ever not being the case, which fits in with the general silence about the old Empire itself.This is significant, because it allows Wes Anderson to present the conflict as the contrast between the individual liberality of the boss and the backwards chauvinism of the state. They are not subjects, let alone citizens, of a common overarching political entity-Gustave is the master, and Zero is his apprentice. What binds them together, fundamentally, is the hotel. And it’s in the name of the of relations created by that institution (“that’s my lobby boy!”) that Gustav protests Zero’s arrest twice, the second time at the price of his life. It is instructive to compare this heroic possessive affection to that of Chojnicki, a Polish aristocrat and Hapsburg loyalist from Joseph Roth’s The Emperor’s Tomb:
‘My Polish Jews’ he said in the same tone as he had so often spoken to me of ‘my estates,’ ‘my Impressionists,’ my musical instrument collection. I had a distinct sense that part of the reason he so admired the Jews was that he saw them as his property. It was as though they had not seen the light of day in Gallacia because it was God’s will, but because he had personally ordered them from the Almighty, just as he ordered Persian carpets from the noted seller Pollitizer, and parrots from the Italian birdseller Scapini, and rare old musical instruments from the violin maker Grossauer.And with the same attention to detail, the same circumspect nobility with which he treated his carpets and birds and instruments, so he encountered his Jews….
The wry tone of the text acknowledges the mixed nature of the motives behind Chojniki's condescending, though quite real, benevolence, and points to how this flows from the nature of the social relations that ensure him his position of superiority. The difference between Roth's novel and Anderson's film is further brought out later in their respective plots: the Jewish violinist patronized by the aristocrat joins the Communists and dies in street-fighting during the 1930s, while Chojniki dies broken and alone in an asylum Instead of a (more or less) happy changing of the guard against pastel backgrounds, all the contending classes are dragged down in a common ruin.
Ultimately, what the movie is selling is a rentier fantasy of inheritance. Gustave becomes owner of the hotel neither through entrepreneurial boldness or revolutionary expropriation, but as an unintended result of prostituting himself. He gains it all through refined parasitism, and is held up as a hero because of it. In turn, his (temporary) success is enjoyed vicariously by the character known only as the The Author in the frame story, who then passes it onto the countless readers who continue to read his book after his death, who in turn stand in for the film’s ideal audience of adoring fans. The hotel keys that are hung around The Author’s grave are not meant to open doors. Even before the commencement of the real plot, aesthetic consumption has replaced actual ownership of the land.Imitation of imitated aristocratic airs, substitutes both ethical responsibility and revolutionary agency. The ambiguities that accompany every real effort of communion with the dead are swallowed up by passive reverie before a past robbed of its strangeness.
Jacobin Superstition
Do you know what I admire most in the world? It is the total inability of force to organize anything. There are only two powers in the world-the sword and the spirit. By the spirit I understand the civil and religious institutions….in the long run, the sword is always beaten by the spirit.
—Napoleon Bonaparte in conversation circa 1808
Recently, Jacobin magazine published a piece by Harrison Fluss arguing that present day-left-wing radicals should “revisit” the Cult of the Supreme Being. He argues that the republican religiosity that Robespierre’s attempted to institute represents a positive alternative to both liberal tolerance and fanaticism, New Atheism and clericalism. In raising the need for such an alternative, he is asking a good question. Where he errs above all is in his lack of conviction. He wants to endorse the Cult of the Supreme Being without actually following the logic of such an endorsement to the end:
What we can learn from these figures is not so much the need to institute a new religion, but a very secular lesson about the relationship of belief and popular power.
These “lessons” in turn amount to reducing all beliefs–whether rationalistic and fundamentalist, dogmatic or skeptical—from propositions that are true or false to more or less tactically useful expressions of interest.
Even this crude pragmatism is immediately undermined by his attempts to defend Robespierre simultaneously from charges of cynicism and naivety. The upshot of is make him appear guilty on both counts. If he didn’t actually believe in his deistic profession of faith, then he was indeed utilizing it and the credulity of other people in an instrumentalist manner. If he did in fact believe it though, saying that he was “really” just trying to fight the class struggle by other means is both untruthful regarding the facts and disrespectful to Robespierre as a person. At the very least, it shows a basic failure to understand what belief in a God, whether that of Abraham or of Spinoza, means and entails for those who have it. At the same time, to the extant that Robespierre really did believe in the Supreme Being, the cogency of the critique of his creed from both “the Left” and “the Right” is increased.
This self-defeating concern with individual intentions extends to Fluss’s explanation of why the Cult of the Supreme Being failed to preempt the onset of Thermidor. The subjective feelings of certain factions of the Jacobins themselves, not the unpopularity of their ideas among ordinary people, is used as an explanation for their downfall:
Their cynical mockery and contempt for Robespierre’s earnestness contained the seeds for turning back all the popular gains the Jacobins had made up to this point…..In Robespierre’s wake, the Directory replaced the Convention, and safeguarded the narrow property interests of the rich at the expense of the popular interests of the French plebs and sans-culottes
Ignored in such summation is all the other materiel and ideological factors that served to make the Jacobin regime, unlike the succession of pre-Restoration governments that followed it, unendurable. From the Maximum law that suppressed wages to the forced extraction of food from the countryside by the People’s armies, from the suppression of popular folk customs to the violent persecution of non-juring priests, the Jacobins had left themselves open to attack from both the left and the right. If the Jacobins had been truly beloved by the French “plebs”, they would not have been betrayed and executed to jeers of the crowd in the capital itself by their erstwhile colleges. Ignored also is the extant to which the men of the Thermidor were themselves earnest republicans, not mustache-twirling opportunists.
More to the point: Fluss’s explanation supposes that if the Jacobins had only acted sooner, everything would have been better
All of Robespierre’s efforts to heal the rifts of the nation around a new civic religion were too late.
As if any amount of time would have made his attempt to paper over real social antagonisms with Sub-Masonic theatrics any more convincing. Civic deism could not satisfy either the disciples of the philsophes or the children of the Church, and unlike the abbies and convents of the latter, it couldn't be relied upon to provide the poor with bread and the sick with beds. At the end of the day, the Jacobins were allowed to rule only long as they could present themselves as the sole party capable of preserving the unity of the patria. As soon as it was clear that there were other, non-petite bourgeois crank options available, the no longer endangered national unity could be reaffirmed by their overthrow. Flimsy pedagogical street shows couldn't change this reality.
It is instructive to compare this confused, vacillating Jacobin enthusiasm with healthy Bonapartist anti-clericalism. The fleeting cult of the Supreme Being inherited the wind. By contrast, the imperfect compromise of the Concordot set the basic pattern of church and state relations France for the next century until the abolition of the Organic Articles in 1905 more less completed annulment of the marriage between Rome and her eldest daughter. The Gallican heresy was crushed between the rising power of the modern state and the Ultramontane claims of Rome, making Jacobin civic deism a redundant novelty item. But this point can be more succinctly summed up by looking at just one of several interventions made by Napoleon in the culture wars of his day.
During the summer of 1805, several prefects, for their own "enlightened" reasons no doubt, sided with conservative bishops who called for a ban on dancing in front of churches. Despite his fixation with his plans to invade England, this development was deemed important enough for him to write a personal letter to Jean-Baptiste de Nompère de Champagney, the Minister of the Interior:
I don’t know where this will end.Is dancing now an evil? Do we want to return to the time when villagers were not allowed to dance?
If everything the bishops say is to be believed, we would have to ban balls, entertainments, fashions, and turn the Empire into one big convent…
Make it clear to them…,that the civil authorities do not involve themselves in this kind of thing,
Emma Goldmann is incorrectly believed to have declared “If I can’t dance, it’s not my revolution!.” But the emperor really did want the people to dance, even in front of churches if they so desired. Instead of seeking to found a new religion of his own, Bonaparte confined himself to siding with the people against the crotchety arrogance of the existing clergy. Or rather he chose to side with an older popular understanding of sacred space which conflicted with both the comparatively younger Tridentine concern for religious discipline and the bourgeois sobriety promoted by the post-revolutionary bureaucracy.Significantly, Bonaparte doesn't say the bishops couldn't rail against dancing in front of churches. What he does do is make clear that they can't expect the civil authorities to enforce such ecclesiastical edicts, which is what the prefects in question were apparently doing.
The Emperor’s own private religious opinions were mercurial to say the least. But whatever his own opinion of Christianity at any one time, what remained consistent was his insistence that the sphere of the state had a separate competence and dignity apart from the sphere of the church. He recognized intuitively that the neo-pagan civic religion dreamed of by Rousseau and his disciples was just that, something dreamed, as opposed to a necessity rooted in contemporary realities. The antique Greco-Roman fusion of politics and religion was as hopeless as the medieval synthesis of the same represented by the soon to be defunct Holy Roman Empire. The Jacobin attempt to replace the old absolutist marriage of church and state with a forced union of their own was thus a dead end. What was needed, Bonaparte realized, was more negotiated arrangements that guaranteed greater space for both parties that, while superficially more conservative than Robespierre’s cult, were actually far more in keeping with the modern spirit.
This is not to advocate the copying of anyone’s specific solutions. History itself has already demonstrated the inadequacy of the details of Napoleon's compromises. What remains potentially valuable however, is the Bonapartist attitude to the problems at hand. Instead of surrendering politics over to either the furies of the Enlightenment or those of traditional piety,a respectful (or if one prefers, suspicious) distance must be kept from both, the better to allow all to develop according to their respective vocations. The shared twin tenets of fanaticism everywhere, that the truth can be proved by sheer will power and that facts can be guaranteed by coercion, must be renounced; not out of mere indifferentism, but out of a sense of duty to defend the prerequisites of a truly “public” order. Instead of aspiring to become the self made popes of a new dispensation, we should strive to be humble watchmen along the border between the sacred and the profane. Instead of clumsily forcing an answer to perennial questions, a discipline of listening. Instead of seeking to outdo the originality of Moses, Jesus, and Muhammad, a ethics of humble editorial custodianship. Jealous bourgeois possessiveness must give to demotic magnanimity. For if politics is to escape the cul-de-sacs of both liberalism and millerianianism, it must learn to earn its own bread, and let others do the same.
“The Paradox of Modernity”
The dead German....has now moved on There was something here, I am sure of that. Now its gone. What it was I don't know. The court could not accept that. Computer experts, electricians, and a plumber failed to find a cause. Workplace is haunted A defect in the property Nazi occupation A dead German soldier still on the premises messing with the brochures I know I am not a total lunatic. Don't let yourself be cheated Whether you call them ghosts or spirits or something else, they exist. Explain the inexplicable Cleanse haunted houses Convince the energies to leave though I can't guarantee that it will work.
Sigmund Freud, Karl Marx and other theorists predicted Humanist Association Instead Tibetan eye readers, New-Age crystal collectors and hundreds of other practitioners Electromagnetic pulses that can be detected on a simple instrument Inexplicable computer breakdowns, strange smells and noises A princess coaching people on how to reach out to spirits whose existence they had all felt and come to fear Creatures with white sheets and black eyes A jamboree of the occult Filling the vacuum