In Part 1 of this series, we discussed the general events of the Crown Prince Affair, its major figures, and how exactly the state of Wu came to such a point of crisis. In this article, we will observe the events of the crisis itself and how it reached it’s bloody resolution.
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Tao Huang, styled Shiying, was a native of Moling county in Danyang commandary. His father, Tao Ji, served as Eastern Wu's Inspector of Jiaozhou. Tao Huang himself also served Wu in several conspicuous posts.
During the reign of Sun Hao, Wu's Administrator of Jiaozhi, Sun Xu, was greedy and cruel, a blight upon the common people. And around the same time, the Overseer, Deng Xun, came to Jiaozhi, where he forced the people to round up three thousand peacocks and to send them to Moling (Jianye). The two of them imposed great hardships and distant travels upon the local people, who all began to consider rebelling against them. And when in the end, one of the commandary officials, Lü Xing, killed Sun Xu and Deng Xun, the people of the commandary all supported him. Emperor Wu of Jin recognized Lü Xing as Jing's General Who Maintains The South and Administrator of Jiaozhi. But Lü Xing was soon killed by his Merit Manager, Li Tong. So Emperor Wu appointed the General Who Establishes Tranquility, Cuan Gu, as the new Administrator of Jiaozhi. When Cuan Gu also died, Emperor Wu sent Ma Rong of Baxi commandary to replace him. And after Ma Rong passed away from illness, the Directing-General of Nanzhong, Huo Yi, sent Yang Ji of Jianwei commandary to succeed him. So Yang Ji, the general Mao Jiong, the Administrator of Jiuzhen, Dong Yuan, several Generals of the Standard, Meng Gan, Meng Tong, Li Song, Wang Ye, and Cuan Neng, and others marched out of the Shu region to attack Jiaozhi commandary. They routed the Wu army at Gucheng and took the heads of Wu's Grand Commander, Xiu Ze, and their Inspector of Jiaozhou, Liu Jun.
Wu appointed Yu Si as General Who Directs The Army, Xue Xu as General Who Awes The South and Grand Commander, and Tao Huang as Administrator of Cangwu. Tao Huang was sent to oppose Yang Ji, and they fought at the Fen River. But Tao Huang was defeated and fell back to defend Hepu, having lost two of his subcommanders.
Xue Xu berated Tao Huang, telling him, "Didn't you say that you were going to thrash the enemy? Yet now you've lost two officers. Whose fault is that?"
Tao Huang huffed, "I only lost because my forces wouldn't coordinate with each other."
This did nothing to soothe Xue Xu's anger, and he was planning to lead the rest of the Wu army away and abandon the region. But during the night, Tao Huang led several hundred soldiers to launch a surprise attack against Dong Yuan; he captured Dong Yuan's treasure fleet and then returned to base. Xue Xu then apologized to him for his earlier anger, and he yielded command of Jiaozhou to Tao Huang, while he served as Commander of the Vanguard.
Tao Huang advanced by an unexpected sea route to approach the city of Jiaozhi. Dong Yuan mustered his forces to oppose Tao Huang in the field. The Wu generals wanted to advance to battle, but Tao Huang suspected that Dong Yuan had placed ambush troops to hide behind isolated walls in the area, so he organized a rearguard of halberdiers. The two armies had barely clashed when Dong Yuan pretended to retreat, and as Tao Huang pursued him, Jin ambush troops indeed emerged. But the halberdiers were able to deal with them, and Tao Huang greatly routed Dong Yuan and the other local Jin leaders.
Tao Huang took several thousand bolts of brocade from the treasure fleet he had earlier captured from Dong Yuan and sent them to a bandit leader in Fuyan, Liang Qi, who then brought more than ten thousand followers to support Tao Huang.
Dong Yuan had a certain bold general within Jiaozhi, Xie Xi. Tao Huang enticed Xie Xi's younger brother Xie Xiang into writing a letter to Xie Xi, and he had Xie Xiang ride around the city in Tao Huang's light carriage, beating the drums and offering directions. Dong Yuan and the other Jin leaders said to one another, "If Xie Xiang is already acting like this, Xie Xi is sure to lose his resolve to oppose Wu as well." So they killed Xie Xi.
In the end, Xue Xu and Tao Huang took Jiaozhi. Wu then officially appointed Tao Huang as Inspector of Jiaozhou.
Tao Huang was calculating and clever, fully generous and magnanimous, and able to gain the hearts of the people.
Several times, Teng Xiu had campaigned against southern bandits, but he had been unable to properly subdue the region. Tao Huang advised him, "The people on the south bank of the river crave our salt and our iron. You should cut off all trade with them to deny them these things. This will soon ruin their farming implements, and within two years, they will crumble after just one battle." Teng Xiu did as he advised, and he indeed crushed the bandits.
Before, when Huo Yi had sent Yang Ji, Mao Jiong, and others to assume command, he had warned them, "If the enemy besieges your city, and you surrender before a hundred days have passed, your families and dependents will be executed. But if you hold out for more than a hundred days and there is still no hope of reinforcements, and the city is thus lost, then I will accept responsibility."
During this siege, Yang Ji and the others had not yet held the city for a hundred days when the grain ran out. They begged to surrender to Tao Huang, but he would not permit it, and he even gave them grain so they could continue to resist his own siege. Tao Huang's generals all remonstrated with him for this, but Tao Huang told them, "Huo Yi is already dead, so there is certainly no hope of relief for Yang Ji and the others. We can wait until their full allotment of days has passed, and then receive their surrender afterwards. By doing so, we ensure that they have committed no offense, and it will add to our virtue. We can serve as a model to the people within, and neighboring states will also cherish us. Can this not be done?" Yang Ji and the others had grain enough to last until their set period had expired, and as reinforcements had still not come, Wu accepted their surrender.
Xiu Ze had been killed by Mao Jiong. Xiu Ze's son Ziu Yun had accompanied Tao Huang during this southern campaign. After the city surrendered, Xiu Yun asked for permission to kill Mao Jiong to avenge his father's death, but Tao Huang would not permit it. However, Mao Jiong secretly plotted to kill Tao Huang. But the plot was discovered, and Mao Jiong was arrested. He was denounced as a "Jin bandit!" But he sternly retorted, "You dogs of Wu! Who is the bandit here?"
Xiu Yun cut open Mao Jiong's stomach, saying, "Still intending to play the rebel any longer?"
Mao Jiong continued to revile him even as he died, saying, "I wished I could have killed your Sun Hao! Your father died like a dog!"
Tao Huang then detained Yang Ji and the others and sent them off as prisoners. Yang Ji made it as far as Hepu, where he developed an illness and passed away; Meng Gan, Cuan Neng, Li Song, and the others went to Jianye, where Sun Hao killed them. At first, someone had advised Sun Hao that Meng Gan and the others had been loyal to their duties and out to be pardoned in order to encourage further defections to Wu by other Jin border generals, so Sun Hao had followed this advice and had only been planning to exile the captives to Linhai commandary. But Meng Gan and the others, who wanted to return north, had no wish to be exiled so far away to the east. And since the people of Wu had a craving for the "slanted bamboo" crossbows of the Shu region, the captives claimed that they knew how to craft these crossbows, so Sun Hao had allowed them to remain with local garrisons. But later, when Meng Gan escaped and fled back to the Jin capital (at Luoyang), Sun Hao had Li Song and Cuan Neng killed. Meng Gan explained to Emperor Wu a strategy for how to campaign against Wu, so Emperor Wu granted him generous gifts and rewards and appointed him as Jin's Administrator of Rinan.
Jin had earlier appointed Yang Ji as Inspector of Jiaozhou and Mao Jiong as Administrator of Jiaozhi. But their seals and ribbons of office had never arrived before the two of them were defeated by Wu. So Yang Ji was posthumously appointed as Inspector, and the sons of Mao Jiong, Li Song, and Cuan Neng were all appointed as Marquises Within The Passes.
Wu's Merit Manager of Jiuzhen commandary, Li Zuo, had caused the commandary to defect to Jin. Tao Huang sent a general to attack Jiuzhen, but the city did not fall at once.
Li Zuo's uncle Li Huang had accompanied the Wu army to Jiuzhen, and he urged Li Zuo to surrender. But Li Zuo replied, "Uncle, you are a general of Wu; I am a subject of Jin. We can only both do our utmost and see what results."
Eventually, the city was taken. Sun Hao appointed Tao Huang as Commissioner Bearing Credentials, Commander of military affairs in Jiaozhou, General of the Front, and Governor of Jiaozhou.
The natural terrain of the regions of Wuping, Jiude, and Xinchang was rugged and difficult, and the Lao and other peoples living there were wild and fierce and for generations had refused to submit to the authority of Wu. Tao Huang campaigned against these regions, and he organized the area into three commandaries, forming more than thirty counties altogether when combined with the Dependent State of Jiuzhen.
Tao Huang was summoned away to serve as Commander of Wuchang; the Administrator of Hepu, Xiu Yun, was to replace him as Governor of Jiaozhou. But thousands of people from Jiaozhou asked that Tao Huang be permitted to stay, so he was sent back.
When Sun Hao surrendered to Jin (in 280), he handwrote a letter and sent Tao Huang's son Tao Rong to bring the letter to Tao Huang, calling on Tao Huang to submit to Jin. Tao Huang wept for several days before sending a messenger to bring his seal and ribbons of office to Luoyang. Emperor Wu issued an edict confirming Tao Huang in his existing positions; he also appointed him as Champion General and as Marquis of Wanling.
After Wu was conquered, Jin implemented a general reduction of the size of provincial and commandary garrisons. Tao Huang sent up a letter to the Jin court, arguing, "The Jiao region is a barren frontier, a distant and contested corner of the realm; the whole area is flanked by mountains and seas, and sometimes messages must be translated before they can be expressed.
"The southernmost commandaries are more than a thousand li distant from the provincial capital (Hepu) on the coast, while being only seven hundred li from the borders of the foreign state of Linyi (Lâm Ấp). The foreign leader (of Lâm Ấp), Fan Xiong (Phạm Hùng), has repeatedly invaded the borders of this area and styled himself a King, and he constantly attacks the local people. And adjacent to Linyi is Funan, a place full of wild and fierce people; these two states are partners in mischief, and they count on their rugged terrain in order to defy the imperial authority. During the Wu era, they continually invaded and raided this province; they attacked and broke into the cities of the counties and commandaries and killed or wounded the chief local officials. Now I am no one of importance, yet the late state selected me for this post, and I served here in the south for more than ten years. But even though all through that time I led campaigns and expeditions to put a stop to the depredations of these villains, they still have their lairs and their hiding places within their deep mountains and remote caves.
"I command a nominal garrison force here of about seven thousand soldiers. But these southern lands are hot and humid, full of foul miasma, and combined with the exertions of constant campaigns and expeditions, my troops have been wasting away, so that I only have 2,420 soldiers actually fit for service.
"The thinking behind your policy of reduction of garrisons is that all the realm within the Four Seas has now been united, so that there is no place which does not submit to the central government, and so the armor should be rolled up and the blades cleaned and put away, and ritual behavior and music should be the focus of government. Yet there are already very few people in this province who take their martial duties seriously, and if you indulge them with ease and pleasure, that will surely lead to trouble and turmoil.
"The southern coast of Guangzhou runs for more than six or seven thousand li, and it contains more than fifty thousand households that have not yet submitted to the government. And in Guilin commandary, there are another ten thousand such malcontents as well. Even those households which are submissive enough to comply with corvee labor demands still only amount to about five thousand. These two provinces are as lips and teeth to one another, and they have only the soldiers to guard them. Furthermore, Ningzhou and Xinggu are positioned on the upper reaches of the river, only a thousand and six hundred li from Jiaozhi commandary, and the people there could advance against us by land and by water, mutually shielding and supporting each other. This is no time for the provincial garrison here to be reduced; it would only be a display of our isolation and weakness. The disasters of wind and dust arise from things that are unexpected.
"I was merely the remnant of a fallen state, and I was hardly worth any regard. Yet Your Majesty, displaying saintly grace and generous treatment, condescended to grant me a role and rank, to overlook my crimes and faults, and to confirm me in my positions. Thus I was able to exchange shame for favor, to wipe my eyes and see clearly once more. So I had sworn to devote my life to consider how best to repay such grace as you have shown me. Approaching the abyss and treading on thin ice, I have presumed to carefully present my foolish thoughts for your consideration."
He also wrote, "The ground and soil of Hepu commandary is stony and rough, unsuited for agricultural cultivation. The people can only make their living by collecting pearls, which merchants used to come here to exchange for rice. Yet during the Wu era, there was a strict ban on the collecting of pearls, due to fears that the best pearls would be scattered out among the common people, and this ban led to hunger and suffering among the populace. Nor have the people here ever been able to fulfill the various tax quotas imposed on them. Thus I now ask that the people be allowed to pay two-thirds of the best quality pearls and one-third of the middling quality pearls as taxes, while keeping the roughest kinds for themselves. I also ask that during the period from the tenth to the second months, which is not the time suitable for collecting the best pearls, that merchants be allowed to come here to conduct trading as they once did."
Tao Huang was in the south for thirty years, and his power and mercy were felt near and far. When he passed away, the whole province rose in mourning for him, as though they had lost one of their own relatives.
The court appointed one of the Cavaliers In Regular Attendance Without Assignment, Wu Yan, to succeed Tao Huang. After Wu Yan passed away, they appointed another Cavalier, Gu Mi, to succeed him. When Gu Mi passed away, the people of the province forced Gu Mi's son Gu Can to take control of provincial affairs. But when Gu Can soon passed away, his younger brother Gu Shou sought to take control; the people of the province refused him at first, but when he insisted, he was granted his way. Gu Shou then killed the Chief Clerk, Hu Zhao, and others. He was planning to kill the Commander of the Tent, Liang Shuo, as well, but Liang Shuo fled and was able to escape. Liang Shuo then raised troops to campaign against Gu Shou, and he captured him; he also found Gu Shou's mother and compelled her to poison herself.
Liang Shuo then welcomed the Administrator of Cangwu, Tao Huang's son Tao Wei, to be the new acting Inspector. Tao Wei served in this role for three years, during which he greatly gained the hearts of the people, before he too passed away. And Tao Wei's younger brother Tao Shu and Tao Wei's son Tao Sui both later served as Inspectors of Jiaozhou as well. Thus the Tao family had five members who each served as Inspectors, across four generations, from Tao Ji down to Tao Sui.
Tao Huang's younger brother Tao Jun was Wu's Grand General Who Guards The South and Governor of Jingzhou.
Tao Jun's younger brother Tao Kang was Superintendent of the Crown Prince's Household.
Tao Jun's sons Tao Yan, styled Gongzhi, and Tao You, styled Gongyu, both became prominent as well: Tao Yan rose in office as high as Administrator of Linhai and Gentleman-Attendant of the Yellow Gate, and Tao You became Interior Minister of Xuancheng and Chief Clerk to Wang Dao when Wang Dao was General of the Right.
Tao Yan's son Tao Fu served as Prefect of Yuhu. He was killed by Han Jiong (during Su Jun's rebellion), and posthumously appointed as Administrator of Lujiang.
“Meanwhile in the South Land, the Ruler of Wu, Sun Quan, had named his son Sun Deng as his heir. His mother was Lady Xu. But Sun Deng died in the fourth year of the Red Crow Era (AD 241). So the second son Sun He was chosen his successor. His mother was Lady Wang. A quarrel arose between Sun He and Princess Quan, who maligned him and intrigued against him, so that he was set aside. Sun He died of…
"Formerly, the realm was split into three kingdoms. The people of Wei occupied the Central Plains, the clan of Han possessed the regions of Min and Yizhou, while Wu controlled the provinces of Jingzhou and Yangzhou and spread to grasp the lands of Jiaozhou and Guangzhou. But although the Cao family had performed outstanding achievements among the Xia (ethnic Han) people, their cruelty was just as great, stirring up the people's hatred against them. As for the old codger Liu (Liu Bei), though he controlled difficult terrain and had pretensions to cleverness, his achievements were slight things, and his state was a mean and vulgar one. It was very different with Wu, which had its foundation laid down by the martial feats of King Huan (Sun Ce) and completed by the virtues of Taizu (Sun Quan).
"How numerous were Taizu's good qualities! He was intelligent and wise, astute and perceptive; he was understanding and measured, generous and farsighted. He sought out worthy people as though worried that he would never have enough of them, and he sympathized with the people as though they were his own children; he drew people in with complete demonstrations of his abundant virtues, and he exhibited kinship and benevolence through utter displays of love and affection. From out of the rank and file of the soldiers did he pluck Lü Meng; from among the masses of the captives did he recruit Pan Jun. He was ever sincere and invariably trusting, with no reservations that we might be swindled or cheated; he was always taking the full measure of a person and employing them according to their full potential, with no suspicion that his proteges might turn against us.
"He could confer the whip of authority upon others, as displayed by the power he granted to Lord Lu (Lu Xun); he could entrust the military defense of the state to subordinates, as exhibited by the army he assigned to Zhou Yu. He lived in a humble palace and ate meager fare, so that he might richly reward the achievements of his subjects; he was modest and unassuming about himself, the better to accept the plans and strategies of his advisors. Thus did Lu Su join him after only a single meeting; thus did Shi Yue yield to his rule despite the natural defenses of his own domain.
"He respected Lord Zhang's (Zhang Zhao's) virtues and so dispensed with the frivolities of wandering and hunting; he honored Zhuge Jin's advice and so reduced indulging his personal wishes and desires; he was moved by Lord Lu's (Lu Xun's) arguments and so mitigated the burdens of the laws and punishments; he was impressed by Liu Ji's criticism and so swore 'the oath of the three cups' (to ignore his commands while drunk). Holding his breath and treading silently, he peered through the gap in the wall to observe Ziming (Lü Meng) on his sickbed; fighting back tears and denying himself delicacies, he adopted the orphans of Ling Tong; ascending the altar and overwhelmed by emotion, he recalled the achievements of Lu Zijing (Lu Su); dismissing and denying words of slander, he trusted in the good faith of Ziyu (Zhuge Jin).
"His loyal ministers all exhausted their minds for his sake, and his ambitious subjects all devoted their full strength to his cause. His aims and ambitions were distant and lofty indeed, nor was he content to restrict himself to a small domain. And for that reason, his offices of state formed quite the collection, nor had he ever any respite from his affairs.
"When the capital was first established at Jianye (in 229), Taizu's ministers asked him to prepare the rites and offices at the usual glorious standards, but he declined and would not agree, saying, 'What would the realm say of me?' And his palaces and chambers, his carriages and clothing, were all kept accordingly frugal. For since the world was experiencing a new era and the division of the realm was a fact, Taizu established the imperial offices on a modest basis and rarely added to their luster. Though there was a gradual increase in finery, it never reached the excesses of past dynasties; though Taizu reduced the forms of government affairs, they were still sufficient for the administration of the state.
"Was not Wu remarkable in those days? Its territory encompassed about ten thousand li, and its army boasted a million armored soldiers. Its fields were fertile, its soldiers were disciplined, its weapons were keen, and its resources were rich. To the east it hugged the wine-dark sea, and to the west it straddled the mountains and gorges; the Yangzi girded its border, and the steep mountains guarded its fiefs and regions. Never before had the state enjoyed such great and abundant advantages.
"If only its later rulers had perpetuated such a system and kept up its practices! If only they had led the people to preserve the laws, acted cautious in their conduct and circumspect in their government, maintained and defined the policies of state, and closely guarded and observed the avenues of approach. Then Wu could have continued to exist, down the years and through the ages, without the slightest worry of destruction or collapse.
"There are those who argue that 'Wu and Shu needed each other like the teeth need the lips; the destruction of Shu meant that Wu's fall was only a matter of time'. Now it was certainly a benefit to Wu to have Shu as its ally and helper. Yet Shu was not so critical to Wu that only through its existence could Wu survive. The border regions of Wu were sufficient in themselves to hold out against any foe. We had our share of many mountains and cliffs, so that nowhere was there any broad avenue of advance upon land, and our rivers had narrow points and swift currents, not to mention the difficulties posed by terrifying waves. Even if the enemy had an army of a million soldiers altogether, the terrain of our land meant that the heads of their columns could never exceed a thousand men; the enemy might amass a navy of a thousand ships, but its vanguard on the water could never surpass a hundred boats. And it was for this very reason that, when the Liu clan campaigned against us (at Yiling in 222), Lord Lu (Lu Xun) compared their army to a massive snake, unable to concentrate all its power at any one point.
"When Shu first fell (in 263-264), our court ministers had various ideas of how we ought to respond. Some proposed checking the flow of the Yangzi by piling stones and boulders in it, while others advocated for setting up barriers and barricades across the river to guard against any developments. The Son of Heaven (Sun Xiu) convened an assembly to solicit the advice of the Grand Marshal, Lord Lu (Lu Kang). Lord Lu told them that, as the Yangzi was one of the Four Rivers (the Yellow River, the Huai River, the Ji River, and the Yangzi) whereby Heaven and Earth make manifest their power, any proposal to dam the river would be doomed to failure. He also argued against building any barricades, saying that they would be an obstruction to us as much as to the enemy; if our foes should ever cede their current advantage and appear weak, then we could use the Yangzi as our own avenue of invasion against them by having the navies of the Jingzhu and Chu regions row upstream. For the Yangzi was a treasure bestowed upon us by Heaven, as he said, and the best thing to do would be to carefully maintain our existing garrisons among the gorges and mouths of the river and wait for the momentum of war to shift in our favor.
"When Bu Chan rebelled against us (in 272), he offered up a valuable city to entice a powerful enemy (Jin) to invade, and he distributed heavy bribes to induce the Man tribes to rise against us. At that time, the vast forces of our enemy gathered together like clouds and advanced like lightning, pouring down upon the banks of the Yangzi; they built ramparts along the river and occupied critical places in order to halt our advance west, and they dispatched their fleet in the Ba and Han regions east down the Yangzi against us. Yet Lord Lu (Lu Kang) led a force of thirty thousand soldiers to occupy Dongkang to the north (of Bu Chan's base at Xiling), where he deepened the moats and raised the ramparts, maintained his soldiers and magnified his aura. The rebel swine (Bu Chan) simply huddled up in his city and waited for death, never daring to march north and take a chance on survival; our powerful foe suffered a great defeat and fled through the night, losing more than half their army. Lord Lu split off a detachment of five thousand keen soldiers and sent them west to block the arrival of the enemy's fleet. He triumped everywhere, east and west, and he took captives and prisoners by the tens of thousands. Such was the genius of this man's planning; would he ever have steered us wrong? And in the years following, there were rarely any disturbances which might have required the signal fires and hardly any concerns within the state.
"It was after Lord Lu left us (in 274) that our fortunes and our planning ebbed. Wu became engulfed by deep divisions, and our armies were gripped by defeatism and despair. In the invasion of the Taikang era (by Jin in 280), the enemy's forces were no greater than in former times, nor were the disturbances we experienced in Guangzhou (during the rebellion of 279) any worse than difficulies Wu had faced before. Yet the state toppled and collapsed, and the ancestral temple was left in ruins. Alas! 'Once good men have all departed, the state never lasts for long.' Was it not so?
"It may be true that the Book of Changes states, 'It was in accordance with the will of Heaven that Tang of Shang and King Wu of Zhou accepted the Mandate.' And someone did once say, 'An age of order will not take shape until the age of turmoil has reached its zenith.' Such things are indications of the importance which the sovereigns of old placed upon the circumstances of the age. Yet it is also true that the ancients tell us that 'Circumstance is not so important as favorable terrain', and when the Book of Changes speaks of 'the kings and nobles employing their natural defenses to safeguard the state', this too is an emphasis on such natural terrain. But greater still than either of these is common purpose among the people, for as the ancients assure us, 'Favorable terrain means less than a united will'. We are instructed to place our faith 'in virtue, not in terrain' because it is through the people that our defenses can be held at all. When Wu rose, it was because it observed all three of these aspects, and acted fully in accordance with the principles illustrated by Minister Sun (Xunzi); when Wu fell, it was because it focused on natural defenses to the exclusion of all else, violating the system that Minister Sun had laid out.
"The four provinces of Wu (Yangzhou, Jingzhou, Guangzhou, and Jiaozhou) had no shortage of manpower; the lands south of the Yangzi did not lack for talents. The natural terrain of our mountains and rivers were well-suited for defense, and our military equipment was neither dull nor difficult to use. We could easily have maintained the same practices which had worked for our ancestors. Why then did we fail? Why did we suffer calamity? It was because, though we had the means, we failed to use them.
"It was for such reasons that the kings of old were always sure to fortify their states by cultivating good traditions, and they studied the rises and falls of states across time. They were modest about themselves in order to reassure the people, and they were kind to the population in order to achieve harmony; they were open of hand in order to attract the advice of talented and righteous people, and they were kind of heart in order to bind the people to them with love. When this situation prevailed, then in times of peace the people shared in their joy, and in times of danger the populace shared in their sorrow. When joy is shared by all during peace, then even danger can pose no threat; when sorrows are held in common, then even chaos will never descend into bloodshed.
"If only this had been the case in our final years. Then we could have preserved our altars of state and protected our territory, and none among us would have experienced the agony of the Barley Ears poem or felt the despair of the Drooping Millet poem."
Hua He, styled Yongxian, was a native of Wujin county in Wu commandary. He was originally appointed as Commandant of Shangyu county (in Kuaiji commandary) and as an Agricultural Supervisor. Later, because of his literary education, he was summoned to the capital (at Jianye) to serve as a Gentleman of the Imperial Library, then transferred to be an Assistant to the Palace Secretariat.
When Shu was annexed by Wei (in 263-264), Hua He visited the gates of the palace to present a petition. He wrote, "Lately I have heard that the rebel armies (of Wei) have swarmed together and marched west (against Shu). People always claimed that the west possessed such difficult terrain that there would be nothing to worry about from that direction. But by now, I have heard that Lu Kang has sent a petition reporting that Chengdu (the Shu capital) has fallen, the lord of Shu and his ministers have gone into exile, and the altars of their state have been toppled.
"In ancient times, although the state of Wey was initially destroyed by the state of Di, Duke Huan of Qi was still able to restore Wey in the end and preserve it. It may be true that the road to Shu is long and distant. But are we truly not going to offer our assistance to them and thereby abandon a region which has entrusted itself to us and abandon a vassal state which has been offering us tribute? Foolish though I may be, I cannot help but be unsettled by this prospect.
"Your Majesty (Sun Xiu) is sage and benevolent, and your mercy and grace comfort even those in distant places. Surely, having heard such news as this, you will sympathize with the plight of our allies. As for me, being unable to master my feelings of distress and despair, I have respectfully presented this petition for your consideration."
After Sun Hao came to the throne (in 264), Hua He was appointed as Marquis of Xuling District.
In the second year of Baoding (267), Sun Hao began building a new palace; the design was on a grand and luxurious scale, adorned with pearls and jade, and the expense was very considerable. People were conscripted as workers to build the palace, even though it was during the height of summer, which caused a considerable shortage of labor for farm work.
Hua He sent up a petition to remonstrate against what Sun Hao was doing. He wrote, "I have heard that during the reign of Emperor Wen of Han, the Nine Provinces (the whole realm) enjoyed an age of peace; the people of the Qin region (Guanzhong, the capital region for Western Han) were glad to have been spared from the burden of onerous laws and were supportive of the royal Liu clan because of their generous and benevolent policies. The dynasty had reduced corvee labor demands and simplified the laws, granting the people a new beginning, and they had appointed younger relatives of the clan as Princes across the realm to serve as shields for the imperial line. Truly one could have described that era as being 'as secure as Mount Tai, with a boundless foundation'. Yet Jia Yi was still able to bring up 'three sources of grief and six potential concerns' for the realm, and he described the situation as being as perilous as 'a man who has piled up firewood and then gone to sleep on top of it, thinking himself perfectly safe just because no sparks have yet appeared'. Indeed, the disasters and disturbances which came afterwards all proved to be just as he described. And though I might be an incompetent fool, certainly no peer of Jia Yi, still I cannot help but feel that the situation of our time has much in common with those days which Jia Yi described.
"Jia Yi warned that within a few years, the Princes of the realm would have become so powerful and so many of their Tutors and Chancellors would have resigned on claims of illness that 'even ancient sages like Yao and Shun would no longer be able to restore peace and order to the realm'. And what sort of situation do we face now? Our great enemy (Jin) occupies the region of the Nine Provinces (the Central Plains) and controls more than half the population of the realm, and they have an abundance of experience and skill in battle and warfare. Considering the difference in strength between the two sides, if we intended to contend for control of the Middle Kingdom with them, we would not even have the rough parity between Chu and Han during their contention, but we could only muster the power of Han's Princes of Huainan and Jibei. What Jia Yi considered 'a source of grief' is insufficient to describe how dire our own disparity is, and his example of 'a man sleeping on firewood' still does not match our distress.
"The Grand Emperor (Sun Quan) reflected upon the events of past dynasties like this, and he considered the circumstances of his own times. That was why he expanded and encouraged agriculture and silk cultivation among the people, built up incalculable supplies, spared the people from excessive labor demands, and tended to and nurtured his warriors and officers. The great and small were moved by his grace, and all submitted themselves to his wishes.
"Yet before the Grand Emperor could fully realize his designs, he left us before his time. From then on, powerful ministers dominated the government; above, they defied the circumstances of the time, and below, they ignored the advice of the counselors. They disregarded the things which lead to peace and stability in order to chase after momentary gains. They repeatedly engaged in military adventurism and used up and exhausted all the stores and supplies; the soldiers were worn-out and the people distressed, and at no time did they enjoy repose.
"What we have left by now is no more than the remnants of a strained army and the leftovers of a grieving populace. Our military is pitiful and bare, our warehouses and stores have nothing of substance, we lack enough cloth and silks to distribute to protect the people from cold and heat, and the people's livelihoods have suffered so much that the families and households cannot provide for themselves. Meanwhile, the northerners (Jin) have been stockpiling grain and tending to their people, their hearts are set towards subduing the east (Wu), and they have no other disturbances to distract them.
"Shu was our western shield: it was a region of strong natural defenses, and it was skillfully led and overseen by the Former Lord (Liu Bei). People said that thanks to Shu, our western flank would always be well-defended. Who could have expected that Shu would topple and fall in a single morning? 'When the lips are gone, the teeth will be cold', as the ancients feared. And the commandaries of Jiaozhou are the southern regions of our state. Yet by now, Jiaozhi and Jiuzhen have already been lost, and Rinan is isolated and threatened. It is difficult to know whether we will be able to hold the region or not, and all the people north of Hepu (on the coast) have been disturbed by the turmoil. In order to avoid conscript labor, many people have deserted or turned rebel, yet local defenses have been gradually diminished and the authority of the garrisons has been scorned. I have often feared that this could breathe life into new developments. And in past years, pirates have been scouting out the eastern counties, taking many people there as captives, and accustomed as they are to both land and water, they have plundered the region incessantly.
"Thus there is suspicion from front and rear, and many difficulties from head and tail, so that the state and the court find themselves in a perilous situation. If there is any need for corvee labor, it should be for augmenting our military defenses and preparations; otherwise, the people should be encouraged to see to their livelihoods in order to spare themselves from hunger and poverty. I only fear that the farming season may already be too far gone, and that we may be too late to prevent our enemies from turning east; if anything should happen, our defenses may not be sufficient. But if we neglect this urgent task and expend all our efforts in projects, then we will be unprepared for any sudden development. Better for us to be building boards and frames to serve as walls and setting up beacon fires to act as warning signals. If we stir up the anger of the people through projects such as this one, then if we send our people into the fray, our great enemy will take advantage of their rage to turn them against us. And if we only use the people to man our defenses and let the days slip by, then our military supplies will surely be exhausted, and our warriors will be defeated without even crossing blades with the enemy.
"In ancient times, during the reign of Tai Wu of Yin (Shang), a mulberry tree and a millet tree suddenly grew within the courtyard, but when Tai Wu feared this omen and cultivated his virtue, the evil subsided and the Yin dynasty flourished. And in another instance, when Mars resided in the Heart constellation of the night sky, the state of Song took it as a warning; Duke Jing of Song heeded the advice of Gu Shi, causing Mars to retreat, and Duke Jing enjoyed a long life. These things demonstrate that changing one's behavior can be sufficient to ward off omens, and the words of mortals can be perceived by the spirits.
"Now I am merely an ignorant and obscure fellow, most unworthy of the close position I have been granted, and I have no hopes of demonstrating any understanding or benevolence which might capture the attention of the spirits. Looking up, I feel guilty, and gazing down, I feel ashamed; there is no place for me to turn to. But as I withdraw, I cannot help but dwell upon this subject. The movements of Mars and the growth of the trees were omens sent by Heaven to the two lords as indications of its feelings, even as are the most insignificant of oddities. The smallest of occurrences within the gate or in the courtyard are none other than the expressed intentions of Heaven and Earth, who have repeatedly made manifest their will; such incidents as the discovery of a bright pearl or the observation of white swallows are bound up in the significance of all things and are the omens of the very spirits.
"The Nine Regions (the whole realm) are all one residence; the people of the realm are all one family. The movements of any one affect the movements of all. Besides, the current palace was the one built by the past sovereigns, and when they studied the ground and soil upon which it was to be built, they found no cause to think that the site would be ill-omened. Furthermore, the ground and soil of the Yang Marketplace is already adjacent to the existing palace. Even supposing that the great project of building the new palace will be successful, it will become the new imperial residence, and the spirits of the household will all be properly shifted there, I still fear that the process will take a long time to carry out. Nor is it certain that the new palace will prove superior to the old one in the end. And the constant movements of the imperial residence to new sites are sure to arouse the jealousy and suspicion of the people left behind. These are the things which cause your foolish subject to burn with worry, day and night.
"From what I have studied of the 'Monthly Restrictions' chapter of the Book of Rites, the height of summer is not the time for undertaking any earth-shifting projects, for assembling the feudal lords, or for raising troops and undertaking military activities, and that any great endeavor begun at such a time will surely come to a bad end. Although we may not be 'assembling the feudal lords', calling together their soldiers (for the building project) is no different. And on the Wuji day of the sixth month, earth was shifted for the royal project, which violates these restrictions, and this took place during the farming months, which goes against the natural cycle of agricultural work.
"In ancient times, Duke Yin of Lu heedlessly walled Zhongqiu during the summer months, and the Spring and Autumn Annals records his error as a warning to future generations. Now Your Majesty wishes to build this new palace to serve as a long-lasting foundation for generations to come. Yet in the process of building it, you are violating the great restrictions of Heaven and Earth, going against the principles laid out in the Spring and Autumn Annals, and neglecting your supreme duties of paying your requests. Your foolish subject cannot help but be concerned for you.
"Another concern is that, when you summon the deserters to come back, some of them may refuse to return. If you take time to punish them, you will divert efforts from your labors to deal with this issue instead. But if you do not punish them, then the people will grow slacker and more indolent by the days and months. Furthermore, you have mustered a great deal of people for these efforts, and it is a rare thing indeed when such a gathering of people does not result in some outbreak of illness.
"People are content to consider themselves good subjects in times of peace, but when they must toil, they are driven to hatred and rebellion. Now we may pride ourselves on the fact that our soldiers of the Southland are so skilled that the northerners must oppose each of our soldiers with ten of theirs to stand a chance. But this principle also applies in reverse, and considering that the realm has not yet been settled, it is a matter of serious concern. Suppose in order to complete Your Majesty's new palace, five thousand of our people either perished during their labors or ran off to become rebels. That would be effectively the same thing as increasing the ranks of the northern army by fifty thousand troops. And if we increase the number of losses on our side to ten thousand, then for the enemy it is a gain of a hundred thousand. Illnesses among the laborers here will lead to further losses from those laid low or killed, and rebels from deserters of this project will spread evil tales about us to dishearten the people. These are things which our great enemy would welcome with glee. When we lock horns with the Central Plains, it will be a contest of pure strength, and the margin between us is narrow enough as it is. Shall we then diminish our own side and bolster the enemy's by adding to the burdens and toils of our people? These are things which deeply concern bold heroes and calculating strategists.
"I have heard that the ancient kings believed that 'if there is not a surplus sufficient for three years, the state cannot continue.' Even in an age of peace and tranquility, such preparations were a necessity. Isn't this even more the case when we are faced with a strong and powerful enemy while having neglected agriculture and turned away from livestock?
"Although our population is not insignificant, recently we have lost people due to flooding, making it even more imperative that the survivors should devote themselves to weeding and harvesting. Yet the chief local officials, ignoring the natural cycle, have gathered together the men of several commandaries to wade through the mountains and forests and exert all their strength for felling trees, thus abandoning their agricultural and other duties. The wives and children left behind are weak and small, barely able to make any effort towards farmwork, and if there should be any flooding or famine, then none of them will be able to obtain anything to sustain themselves. The provinces and commandaries ought to be focusing their efforts on rice. Only then will they be prepared to deal with any emergency, keep the people and the army fed, and use what is left over to fill the government stores. But if both those above and those below exhaust all their supplies and leave nothing behind to sustain anyone, then once the northern enemy crosses our borders, even if the Duke of Zhou or Duke of Shao were reborn or Zhang Liang or Chen Ping appeared among us, they would not be able to come up with any wise plans to save Your Majesty.
"I have heard that the lord is wise when the servants are loyal, that the master is sage when the ministers are candid. Quivering with fear and trembling at the prospect of going against the heavenly authority, I beg that you will condescend to take pity on me."
Hua He's petition was accepted, but Sun Hao did not heed his advice.
Later, Hua He was appointed as Prefect of the Dongguan Bureau (of historical writing) and as acting State Historian of the Right. He sent up a petition attempting to decline this honor. But Sun Hao wrote in response, "I have received your petition. But the staff of the scholars of the Dongguan Bureau should be supervised by someone of considerable literary skill and elegance. I have pondered and considered deeply about who would be best for the role. During the Han dynasty, it was always a famous scholar of considerable learning who held this post, and I too wanted to seek out a great and worthy person as well.
"As for what I have heard about you, they say that you are a man of exceptional study and detailed knowledge, and many have heard of your deep learning and reflection. Surely you could be described as someone who takes joy in the rites and music, in studying the Book of Poetry and the Book of Documents. You ought to be raising your writing brush with a flourish and glorifying and praising the events of our age; your work would surpass even those of Yang Xiong, Ban Gu, Zhang Heng, or Cai Yong. How strange, then, for you to be so modest about your brilliance and to belittle yourself so greatly. You should be rushing to prepare for your new role and striving to inherit the legacy of the ancient worthies. Let there be no further delays."
At this time, the grain stores had no reserves, while the common trend was towards decadence and luxury. So Hua He sent up another petition. He wrote, "We currently have an abundance of powerful enemies, and we have campaigns and expeditions yet to conduct. But at home, we lack several years' worth of supplies, and in the field, we shall be no match for the enemy's reserves of food. These are things which those with a clear understanding of the state find deeply concerning.
"The food and goods of the state are all produced by the people; following the natural cycle of agriculture and encouraging the people in their farmwork is the most important duty of the state. Yet all of the capital ministries have been diverting the people to other tasks, each with their own agendas, and heedless of how much strength the people can even offer for such work, they press for labor conscripts to be sent to them at once. For their part, the chief local officials are terrified of being accused of some crime if they fail to meet these central demands, and so day and night they are harrying the people; totally neglecting agricultural affairs, they carelessly set days for the people to assemble and then rush them off to the capital. Thus in some instances these local regions are totally bereft of supplies, for the people have all been hurried away to waste their strength and squander the season. By the time the autumn months arrive and the harvest must be brought in, there is often little to be reaped, for the time for sowing and growing was taken away from the people. Yet they are still not spared from the full tax demands of grain to be sent to the government for the year. Some people, unable to pay, resort to going into hiding or even hanging themselves. So the taxes come up short, and this leads to families and households being poor and destitute, without enough food or clothing to sustain themselves.
"We should halt labor demands and spare the people from conscription, focusing all our attention on farming and silkworm cultivation. The ancients believed that 'for every man who does not plow, someone will go hungry; for every woman who does not weave, someone will go cold'. Thus when the kings of old governed their states, they took only agriculture to be their duty. Military affairs and conscript service have always been lesser concerns, for they divert the farmers from 'tending to their south-facing fields' and distract the women from their business at the looms. Whenever such conditions are imposed, then quite a few people will be short on food and long on hunger, lacking clothing and treading on ice.
"I have heard that there are two things which the lord demands from the people, and three things which the people desire from the lord. The lord demands that the people offer up their labor and their lives; the people hope that the lord will give them food when they are hungry, rest when they are tired, and rewards when they have done good works. When the people strive to fulfill the two demands, and yet the lord fails to satisfy their three desires, then anger grows in their hearts and nothing can be achieved. Right now, the people are striving diligently to carry out their corvee labor, yet the treasury has no reserves of food. The lord's demands are being carried out, yet the people's desires are not being repaid.
"Someone who is starving will not wait to be offered delicious morsels before they will eat; someone who is shivering will not insist upon fancy furs before wrapping themselves in warmth. Taste is only a luxury for the mouth, and patterns and brocades are only ornaments for the body. At the moment, there are many pressing matters, yet we are engaged in numerous projects; the people are in poverty, yet we live extravagantly. The workers are building things which are of no use, while the women dress themselves in finery, adorning their clothes with embroidery rather than frugally using hemp. Everyone is trying to imitate one another, and no one feels shame. Even the families of the soldiers and the common people are still following this custom; though they do not even have a jug's or a bushel's worth of grain stored up, when they go out they also dress themselves in fine silks. And things are so bad that the families of rich merchants and wealthy traders dazzle themselves with gold and silver and indulge in outrageous displays of excess. At a time when the realm is not yet at peace and the common people have no food stored away, we ought to be returning to the foundation of the peoples' livelihoods, and devote our efforts to filling the valleys with grain. Yet we are throwing away this worthy endeavor in order to craft decadent and flashy things and encourage more and more harmful extravagance by the day. Above, there is no distinction made between the esteemed and the lowly; below, there is great spending of wealth and dwindling of fortunes.
"Very few of the families of officials or gentry have no children; most of them have three or four, while a smaller share has one or two. But let us simply assume a single daughter for every household. That would mean a hundred thousand daughters across a hundred thousand families. If each of those daughters weaved and produced one bolt of cloth in a year, they would produce a hundred thousand bolts altogether. And if all the people within every corner of our territory were as industrious as this and devoted to the same task, then within the space of a few years, we would have a ready supply of cloth and silk. Let them indulge themselves in the Five Colors, so long as they labor, but forbid them from adding useless embroidery or designs. Besides, a remarkable appearance does not depend upon ostentatious clothing to be exceptional, nor does a glamorous figure require patterned designs to be lovely. The Five Colors are sufficient adornment to provide beauty. Ugliness will not be hidden even by heavy powder and makeup or lavish clothing; beauty will still shine through even without floral patterns or intricate embroidery. And if these principles be accepted as true, that possessing such finery gives no advantage and removing it imposes no loss, then why treasure such things rather than forbid them for the sake of meeting the pressing needs of the treasury?
"To spare the people from poverty is the greatest duty of the ruler and the basic enterprise of a wealthy state. Even if Guan Zhong or Yan Ying were born again, they still could not change this fundamental truth. During the Han dynasty, Emperors Wen and Jing ruled over a peaceful age for consecutive reigns; the realm was already at peace, and there were no enemies in any corner of the land. Yet even they felt that artisanal crafting was a distraction from farm labor and brocades and embroideries harmed women's work, that the path to prosperity for a wealthy state was through preventing suffering from hunger and cold. Doesn't this apply even more to our times, when there are enemies on every side and wolves and jackals fill the roads, when our weapons are never laid aside and our armor is never put away? How then can we fail to expand the foundation of the peoples' wealth and fill the treasury with grain reserves?"
Sun Hao felt that, since Hua He was an older man, he would be proficient in cursive script. He commanded Hua He to compose a petition in the cursive style, but Hua He did not dare to do so. Then Sun Hao pressed his demand: he ordered Hua He to write out a draft in cursive script, and finish before Sun Hao had sat back down. So Hua He wrote out the following verses in cursive:
On many occasions, Hua He wrote petitions explaining beneficial policies, recommending good and able people, or defending those who had been accused of crimes or faults. He wrote more than a hundred petitions, all addressing how to deal with deficiencies, and his writings were too numerous to be counted.
In the first year of Tiance (275), because of some trifling incident, Hua He was censured and removed from office. He passed away several years later.
The discussions and petitions which Wei Zhao and Hua He wrote were all passed down through the generations.
From 195-198, Sun Ce led a series of campaigns to conquer Jiangdong, with remarkable success. He crushed all local rivals and claimed the east, establishing the foundation of the state of Wu. In 199 events in Yuzhang commandery and beyond drew his eyes westward. What would begin as an operation against the remnants of two old enemies would end in a war against Liu Biao, Governor of Jing. This…