John LoPinto -Former Worden Capital Management Broker- Sanctioned for Excessive Trading- New York, NY
John LoPinto -Former Worden Capital Management Broker- Sanctioned for Excessive Trading- New York, NY
John LoPinto Investigation May 2022- New York, NY The FINRA records of John LoPinto, a currently unregistered broker who was last employed by Worden Capital Management, disclose 2 regulatory events and 3 prior customer disputes, a pending customer dispute and 6 tax liens. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage…
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