Equity Plan Advisory Services
As members of UBS Equity Plan Advisory Services, your team works with you and your employees to keep you informed on changing regulations, requirements and to ensure your equity awards are attracting and retaining top talent. With complicated equity award packages-as well as potentially complex tax consequences-We work with your plan to deliver:
Executive efficiency
• Streamlined transactions
• Account access and logistics
• Account opening and funding
• Wires and money transfers
• Rollovers, tax reporting guidance
• Online services setup and navigation
• CPA and attorney communication
Analytics and strategy insights .
"How and when to exercise stock options
• Monetization solutions
• Insider trading plans
• Rule 10b5-1
• Form 4 filing
• SEC filings for Section 16, Rule 44
• StockOpter Personal Equity Compensation Profile
Customization
We have the flexibility to deliver the custom solutions you need and the experience to solve your challenges.
Plan administration
By leveraging best practices from companies, we make it easier to manage details and align with rigorous requirements.
Financial education
Expanded support gives your participants everything they need to understand the value of your equity plan and other corporate benefits.
Access to advice
For all participants in the U.S., we provide access to the guidance that can help turn equity awards into smart investments for the future.
No matter how large or small your company, our approach to simplified plan management puts all the information your participants need at their fingertips, including:
Comprehensive outsourcing solutions for clients and plan participants.
Full and partial administration of multiple stock options, erstricted stock and performance unit plans.
An enhanced participant website that provides personalized education, portfolio modeling, account servicing, UBS Financial Advisor, participant transactions and multilingual support
Multiple exercise methods, including net-settled stock option exercises.
Communication tools to assist in the management and execution of plan events
Form 6039 reporting assistance
Automatic access to sales transactions after the purchase
$25,000 limit and disqualifying disposition tracking
